PIPR Piper Sandler Companies

XNYS 64.72 Delayed
Find condors

Stock quote, options chain, IV rank, technicals, AI analysis, and institutional ownership. Iron condor setups Expected move IV rank history Fibonacci levels Insider trading

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.

PIPR $64.72 —
Key stats
$64.72
52-Week Range
$64.71 – $95.06
YTD
-26.03%
IV Rank (30D)
100
Straddle Price
$5.03
P/C Vol Ratio
148.88
Market Cap
$5.1B
Fair Value
MODEL: LONG

A blended fair-value estimate combining up to six valuation methods. Each method is weighted by how well it fits the company — DCF down-weights for unprofitable names; DDM only fires for steady dividend payers; comparables down-weight when peer multiples disagree.

  • DCF (quality-aware) — projects free cash flow with a horizon that scales to business quality. True compounders (quality 6/6) get 10 years explicit + 10 years fade before terminal; cyclical/struggling names (quality 0-1) get a 5-year terminal cliff. Quality is scored from ROE, gross margin, growth, FCF margin, debt load, and FCF consistency — the same factors that drive market premium for compounders.
  • Market-Implied Growth (in Model Inputs) — reverse-DCF that answers "what growth rate is the market pricing in?". Lets you sanity-check the deviation: if implied growth is plausible for the business, the model's bearish flag may be wrong; if implausible, the market may be over-extrapolating.
  • DDM (Gordon Growth Dividend Model) — values the stream of future dividends. Only used when trailing yield ≥ 2% and dividend payments are stable — below that the dividend is a token payout and Gordon (which values only the dividend stream) systematically underprices growth names, so those route to DCF + comparables + market anchor instead.
  • P/E, EV/EBITDA, P/B, P/S — applies the peer-group median multiple to this company's per-share metric. Peers come from the same set as the "Related symbols" card. Earnings/sales metrics are forward-tilted by the company's recent revenue growth (capped at 25%) so they're comparable to peers' growth-embedded multiples — mimics how analysts use NTM rather than TTM. Per-multiple weights are biased by company quality (e.g. P/B down-weighted for asset-light tech).
  • Market Anchor (SMA50) — the 50-day moving average, weighted by recent trading-range stability (tighter Bollinger bands → higher weight). Captures information fundamentals miss (forward consensus, sentiment, supply/demand) — but only when recent trading is steady enough that the market has converged on a view. During wild breakouts or breakdowns the anchor's weight collapses.
  • Options Expected (B-L 30d) — the risk-neutral expected stock price at 30-day options expiration, derived from the full implied-volatility surface via Breeden-Litzenberger (second derivative of call price wrt strike → implied PDF, then E[S_T]). Forward-looking, captures all options-implied information (smile, skew, term structure) in one number. Weighted by chain liquidity. SP500-only at present (pre-computed daily). Backtest evidence: adds modest alpha across most bucket × holding combos.
  • Blended value — weighted average. Confidence reflects how many methods fired and how tight peer dispersion is.
  • Deviation pill — green when blended FV ≥ 10% above current price (undervalued); red when ≥ 10% below; grey otherwise.
10-yr Treasury (rf)5.18%
Beta vs SPY1.21
Cost of Equity (CAPM)11.83% (VRP-adj)
WACC11.64%
Volatility Risk Premium+26.8pp (IV − HV30), ERP adj +50bps
Effective Tax Rate24.8%
Rev. Growth (YoY, DCF input)+19.2%
DCF Horizon12 years explicit + fade
Forward Tilt (NTM/TTM)×1.10 (applied to P/E, EV/EBITDA, P/S)
Free Cash Flow (TTM)$0.5B
Return on Equity (TTM)22.4%
Book / Price30.6% — banking bias active (P/B is primary)
Gross Margin (TTM)99.8%
FCF Margin (TTM)24.1%
Debt / Equity0.00
Quality Score5/6 — high quality (12y DCF)
Market-Implied Growth+0.1% (reverse-DCF on current price)
SMA 50$75.01 (Market Anchor value)
SMA 20 / Bollinger Mid$74.20
Bollinger Width / SMA2015.5% (drives anchor stability)
Net Debt$-0.3B
Market Cap$5B
Peers used for multiples: AXP, BNY, GS, IBKR, JPM, MS, NDAQ, RJF
Model Conviction
37%
20-Day Fair Value
≈ by Oct 28, 2026
$65.21
α +0.8% rank 71%
40-Day Fair Value
≈ by Nov 26, 2026
$64.09
α -1.0% rank 66%
60-Day Fair Value
≈ by Dec 25, 2026
$67.43
α +4.2% rank 79%
MethodImplied PriceWeightDetail
DCF $212.97 27%
DDM (Gordon) $104.60 0%
Peer P/E $71.36 12% median 16.3× · 8 peers
Peer EV/EBITDA $123.09 12% median 17.4× · 8 peers
Peer P/B $55.63 2% median 2.5× · 8 peers
Peer P/S $77.97 8% median 2.5× · 8 peers
Market Anchor (SMA50) $75.01 39% stability 72% (BB-width)
Options Expected (B-L 30d) $71.51 0% 8 strikes · skew -0.37
As of 2026-09-29 · updated
About
Industry (SIC)
SECURITY BROKERS, DEALERS & FLOTATION COMPANIES (6211)
Exchange
XNYS
Market Cap
$5.1B

Piper Sandler Cos is an investment bank and institutional securities firm, serving the needs of corporations, private equity groups, public entities, non-profit entities, and institutional investors in the United States (U.S.) and internationally. The company provides a broad set of products and services, including financial advisory services; equity and debt capital markets products; public finance services; institutional brokerage services; fundamental equity and macro research services; fixed income services; and alternative asset management strategies. It generates maximum revenue from Adv…

Summary
—
composite
—
No summary data available for this symbol yet.

Each spoke is this symbol's rank within its sector (0–100; the dotted ring marks the sector median at 50). Higher is more constructive for a long. One spoke — News sentiment — is an absolute reading, not a sector rank. Grayed spokes have no data. A fuller shape is a summary, not a recommendation.

Chart
Seasonality
MonthAvg ReturnYears of Data
Jan -0.59% 7
Feb -1.69% 7
Mar -6.15% 7
Apr +1.46% 7
May +4.80% 7
Jun +0.02% 7
Jul +8.90% 7
Aug +5.26% 7
Sep -2.59% 7
Oct +7.11% 6
Nov +9.24% 6
Dec +0.64% 6
Technical Indicators

Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.

Trend Indicators
  • SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
  • EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
  • MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
  • ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
  • +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
  • RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
  • Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
  • Williams %R — inverted scale: <−80 oversold, >−20 overbought.

Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.

Volume & Volatility
  • Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
  • OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
  • Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
  • ATR / True Range — average daily $ move; sizing and stop-loss reference.
  • HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.

Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →

Trend Indicators

SMA 20: $73.68
SMA 50: $74.78
SMA 200: $79.78
Current: $64.72
EMA 12: $71.63
EMA 26: $73.19
MACD: -1.5617 | Signal: -0.6750
BEARISH
ADX (14): 22.27
WEAK TREND
+DI: 10.03
−DI: 36.65

Momentum Oscillators

RSI (14): 26.43
OVERSOLD
Stoch %K: 17.19
Stoch %D: 21.43
Williams %R: -99.93

Volume & Volatility

BB Upper: $79.59
BB Lower: $67.77
OVERSOLD
OBV: -3,829,525
Vol SMA 20: 770,418
Vol ROC: 238.59%
ATR: $2.56
True Range: $7.61
HV 20: 43.1%
HV 30: 37.5%
HV 60: 37.4%

Data Summary

Data Points: 500
Last Updated:
Date Range: 2024-10-01T00:00:00 – 2026-09-29T00:00:00
AI Analysis

LLM Stock Analysis Report

Executive Summary

Overall Assessment: NEUTRAL (Confidence Level: 6/10)

Key Drivers:

  • Technical indicators suggest a range-bound market with no clear trend direction.
  • News sentiment is neutral, with only one positive headline and no major catalysts on the horizon.

Primary Risks:

  • High volatility could lead to increased risk of large price movements.
  • Options market pricing suggests a high chance of movement ($8.05 by expiration).

Investment Thesis: PIPR's recent performance has been marked by a lack of clear direction, with both bullish and bearish signals present in the technical indicators. The options market is currently pricing in a moderate move, but there are no major catalysts on the horizon to drive significant price action.

Recent News Sentiment Impact: The recent news headlines have had a neutral impact on the stock's performance, with only one positive headline and no major surprises or disappointments.

Technical Analysis

Trend Direction: Range-bound (Short-term), Neutral (Medium-term), Neutral (Long-term)

Support/Resistance Levels:

  • Upper Bollinger Band: $77.81
  • Middle Bollinger Band: $75.38
  • Lower Bollinger Band: $72.96

Momentum Signals:

  • RSI: 56.00 (neutral)
  • MACD: Bearish signal (-0.15 histogram)

News & Sentiment Analysis

Recent Headlines Summary: The recent headlines have been mostly neutral, with only one positive headline and no major surprises or disappointments.

Sentiment Assessment: Neutral

Catalyst Identification: No major catalysts on the horizon to drive significant price action.

Market Narrative: The market narrative is currently focused on the lack of clear direction in PIPR's technical indicators, with both bullish and bearish signals present.

Risk & Volatility Assessment

Beta Interpretation: High risk relative to market (beta: 1.39)

Volatility Regime: Current volatility is high compared to historical levels.

Options Market Signals:

  • IV Rank: Low (5.0%)
  • Put/Call Volume Ratio: Bearish sentiment (11.33)
  • Options market pricing: $8.05 move by expiration

Market Context & Positioning

Sector Performance: PIPR is slightly outperforming its sector.

Institutional Activity: Institutional interest in the options market suggests some degree of caution.

Correlation Analysis: PIPR is moderately correlated with the broader market (R-squared: 0.51).

Key Levels & Action Items

Critical Price Levels: Upper Bollinger Band ($77.81), Middle Bollinger Band ($75.38)

Breakout/Breakdown Levels: Lower Bollinger Band ($72.96) - potential support level

Time-Sensitive Catalysts: No major catalysts on the horizon to drive significant price action.

Risk Management: Consider setting stop-loss levels at the lower Bollinger Band or around $73.50 to manage risk.

Overall, PIPR's recent performance has been marked by a lack of clear direction, with both bullish and bearish signals present in the technical indicators. The options market is currently pricing in a moderate move, but there are no major catalysts on the horizon to drive significant price action. As such, I would recommend a cautious approach, focusing on risk management and potentially setting stop-loss levels at key support levels.

Generated
News
Earnings History
7 of 8 under expected move
Avg Expected Move
8.50%
Avg Actual Move
4.20%
Each row pairs the pre-earnings straddle-implied expected move with the realized close-to-close move. Sorted oldest first.
Earnings Date Timing Expected Move Actual Move Ratio Outcome
2024-10-25 Pre-Market 7.22% 3.09% 0.43x Within
2025-01-31 Pre-Market 7.37% 1.00% 0.14x Within
2025-05-02 Pre-Market 8.86% 3.15% 0.36x Within
2025-08-01 Pre-Market 6.93% 1.18% 0.17x Within
2025-10-31 Pre-Market 8.65% 2.40% 0.28x Within
2026-02-06 Pre-Market 8.50% 11.05% 1.30x Exceeded
2026-05-01 Pre-Market 9.46% 8.54% 0.90x Within
2026-07-30 Pre-Market 10.97% 3.20% 0.29x Within
Options Activity
IV Rank (30D)
100
IV Rank (7D)
100
Avg IV
91.7%
Straddle (30D)
$5.03
Straddle (7D)
$5.03
P/C Volume
148.88
Spread Scanner GPU

Each spread is ranked by a composite score built in three stages. Full documentation →

Stage 1 — Base Score (GPU scanner)

score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.

Stage 2 — Skew Adjustment (±25% cap)

RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.

Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
  • RSI <40 bullish / >60 bearish
  • MACD crossover + histogram trend
  • Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
  • Stochastic %K <20 / >80
  • Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
  • Blended ATR + straddle expected-move penalty
  • Bollinger Band signal (+ counter-trend penalty)
  • BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
  • IV rank ≥ 75 → strong boost for credit spreads
  • IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
  • Min open interest across all legs
  • OI < 100 → −0.10 · OI < 500 → −0.05

score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →

Enter a ticker to scan for optimal spread opportunities.

Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.

Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Metric:
Wing vs ATM
IV(put wing) − IV(ATM), in vol points

How much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.

  • Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
  • Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
  • Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
  • Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each side

Which side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.

  • Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
  • Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
  • Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
  • Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together

Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:

  • High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
  • Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
  • Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d —
— pts EXTREME
ATM — / Wing —
30 DTE / 10d —
— pts EXTREME
ATM — / Wing —

Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.

Volatility Surface

Enter a ticker to render the implied volatility surface.

Volatility Smile

Enter a ticker to render the implied volatility smile.

IV Rank (7 DTE)
IV Rank (30 DTE)
Straddle Price (30 DTE)
Beta Analysis
Beta (1Y vs SPY)
1.39
Correlation (SPY)
49.7%
R²
0.25
Ann. Volatility
36.3%
SPY Volatility
13.0%

High volatility - stock moves more than market

Beta & Alpha Over Time
Institutional Ownership (13F)
Latest filings — 2026-06-30
Diluted shares outstanding: 71,127,750 (as of 2026-03-31)

Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.

  • Shares — long equity positions in this name, aggregated across share classes.
  • Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
  • % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
  • Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.

Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.

432 filers60,354,367 shares$4.95B value84.85% of float
# Filer Shares Value % of Total % of Float Period
1 BlackRock, Inc. Custodian 11,048,611 $799.26M 16.15% 15.53% 2026-06-30
2 VANGUARD GROUP INC Custodian 2,128,150 $722.95M 14.61% 2.99% 2025-12-31
3 VANGUARD PORTFOLIO MANAGEMENT LLC 5,186,683 $375.20M 7.58% 7.29% 2026-06-30
4 VANGUARD CAPITAL MANAGEMENT LLC 3,038,326 $219.79M 4.44% 4.27% 2026-06-30
5 STATE STREET CORP 2,919,922 $211.23M 4.27% 4.11% 2026-06-30
6 GEODE CAPITAL MANAGEMENT, LLC Custodian 1,741,263 $125.99M 2.55% 2.45% 2026-06-30
7 GOLDMAN SACHS GROUP INC Custodian 1,616,193 $116.92M 2.36% 2.27% 2026-06-30
8 DIMENSIONAL FUND ADVISORS LP Custodian 1,424,002 $103.01M 2.08% 2.00% 2026-06-30
9 North Reef Capital Management LP 1,350,000 $97.66M 1.97% 1.90% 2026-06-30
10 WESTWOOD HOLDINGS GROUP INC 1,237,090 $89.49M 1.81% 1.74% 2026-06-30
11 Stephens Investment Management Group LLC 1,148,867 $83.11M 1.68% 1.62% 2026-06-30
12 ALLIANCEBERNSTEIN L.P. 1,083,098 $82.91M 1.68% 1.52% 2026-06-30
13 Fisher Asset Management, LLC 1,061,539 $76.79M 1.55% 1.49% 2026-06-30
14 AMERICAN CENTURY COMPANIES INC 934,379 $67.59M 1.37% 1.31% 2026-06-30
15 NORGES BANK 889,117 $64.32M 1.30% 1.25% 2026-06-30
16 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 861,940 $62.35M 1.26% 1.21% 2026-06-30
17 GW&K Investment Management, LLC 861,276 $62.30M 1.26% 1.21% 2026-06-30
18 NORTHERN TRUST CORP Custodian 803,760 $58.14M 1.18% 1.13% 2026-06-30
19 JPMORGAN CHASE & CO Custodian 751,863 $54.84M 1.11% 1.06% 2026-06-30
20 SYSTEMATIC FINANCIAL MANAGEMENT LP 706,867 $51.13M 1.03% 0.99% 2026-06-30
21 MORGAN STANLEY Custodian 621,305 $44.95M 0.91% 0.87% 2026-06-30
22 Nuveen, LLC Custodian 613,110 $44.35M 0.90% 0.86% 2026-06-30
23 Bank of New York Mellon Corp Custodian 573,217 $41.47M 0.84% 0.81% 2026-06-30
24 VOYA INVESTMENT MANAGEMENT LLC 547,144 $39.58M 0.80% 0.77% 2026-06-30
25 MAIRS & POWER INC 544,505 $39.39M 0.80% 0.77% 2026-06-30
7 filers$27.05M notional
# Filer Notional Value % of Total Period
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP Custodian $24.26M 89.69% 2026-06-30
2 Twin Tree Management, LP $1.01M 3.74% 2026-06-30
3 WOLVERINE TRADING, LLC Custodian $423.19K 1.56% 2025-09-30
4 CITADEL ADVISORS LLC Custodian $412.34K 1.52% 2026-06-30
5 D. E. Shaw & Co., Inc. Custodian $405.10K 1.50% 2026-06-30
6 IMC-Chicago, LLC Custodian $361.70K 1.34% 2026-06-30
7 SIMPLEX TRADING, LLC Custodian $173.62K 0.64% 2026-06-30
6 filers$10.74M notional
# Filer Notional Value % of Total Period
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP Custodian $6.05M 56.33% 2026-06-30
2 JANE STREET GROUP, LLC Custodian $2.93M 27.29% 2026-06-30
3 CITADEL ADVISORS LLC Custodian $1.14M 10.65% 2026-06-30
4 IMC-Chicago, LLC Custodian $260.42K 2.43% 2026-06-30
5 WOLVERINE TRADING, LLC Custodian $246.86K 2.30% 2025-09-30
6 SIMPLEX TRADING, LLC Custodian $108.51K 1.01% 2026-06-30
Insider Activity
Latest: 2026-09-23
Form 4 filings — insider beneficial-ownership changes by officers, directors, and 10%+ holders. Filed within 2 business days of transaction.
Filed Reporter Role Action Shares Avg Price Net $ Link
2026-09-23 Wendy Lee Schoppert Director Award (A) +1,396 — EDGAR
2026-09-14 SCOTT C TAYLOR Director Award (A) +91 — EDGAR
2026-09-14 VICTORIA M HOLT Director Award (A) +79 — EDGAR
2026-09-14 Ann C Gallo Director Award (A) +22 — EDGAR
2026-09-14 PHILIP SORAN Director Award (A) +214 — EDGAR
2026-09-14 Robbin Mitchell Director Award (A) +42 — EDGAR
2026-09-14 Brian R Sterling Director Award (A) +33 — EDGAR
2026-07-01 Brian R Sterling Director Award (A) +345 — EDGAR
2026-07-01 Ann C Gallo Director Award (A) +345 — EDGAR
2026-07-01 PHILIP SORAN Director Award (A) +345 — EDGAR
2026-06-15 Robbin Mitchell Director Award (A) +40 — EDGAR
2026-06-15 Brian R Sterling Director Award (A) +31 — EDGAR
2026-06-15 SCOTT C TAYLOR Director Award (A) +87 — EDGAR
2026-06-15 VICTORIA M HOLT Director Award (A) +76 — EDGAR
2026-06-15 PHILIP SORAN Director Award (A) +206 — EDGAR
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (described in filing footnote — typically 401(k), trust, inheritance) · W = will/inheritance. Only P / S codes carry directional signal.
Insider Holdings
49 insiders · @ $64.72
Officers, directors, and 10%+ owners ranked by current disclosed exposure (shares × today's price). Shares are direct + indirect (via trusts / LLCs / spouse). Excludes unvested RSU and option grants — those aren't beneficially owned until vest.
# Insider Role Shares Disclosed Exposure Lifetime OM Net Filings Last Filed
1 Jonathan J Doyle Hd of Financial Services Group 522,684 $33.83M -$31.03M 26 2026-05-06
2 ANDREW S DUFF Chairman and CEO 188,826 $12.22M -$8.79M 43 2019-02-20
3 THOMAS P SCHNETTLER President and COO 168,253 $10.89M $0 8 2011-02-17
4 Michael E Frazier Director 161,639 $10.46M $0 1 2017-05-12
5 Brien M O'Brien Head of Asset Management 135,734 $8.78M -$8.35M 26 2013-03-01
6 Jon W Salveson Global Head of Invest. Banking 110,862 $7.17M $0 7 2010-02-18
7 Brian R Sterling Director 104,943 $6.79M $0 51 2026-09-14
8 ROBERT W PETERSON Global Head of Equities 103,760 $6.72M $46.8K 10 2012-05-17
9 Chad R Abraham CEO and Chairman 103,315 $6.69M -$23.22M 59 2026-03-02
10 James P Baker Global Co-Head IB and Cap Mkts 94,768 $6.13M $534.6K 16 2026-03-02
Lifetime OM Net = signed sum of open-market buys (P) and sells (S) over their career; excludes grants, tax withholdings, and dispositions to issuer. A large negative number is normal for long-tenured executives — they've sold compensation grants over many years.
Notice of Proposed Sale (Form 144)
Latest: 2026-05-05
Last 30d: 0 filings  ·  Last 90d: 0 filings

What is Form 144? A notice of intent to sell restricted or control stock under Rule 144. Affiliates (officers, directors, 10%+ owners) and holders of restricted shares must file Form 144 when planning to sell more than 5,000 shares or $50,000 in any 3-month rolling window.

How it relates to Form 4: Form 144 is filed before the trade (up to 90 days in advance); Form 4 is filed within 2 business days after the trade executes. Not every Form 144 results in a sale — the filer may cancel or delay. Look for the corresponding Form 4 on the Insider Activity card to confirm a sale actually happened.

10b5-1 plans: Trades made under a pre-scheduled Rule 10b5-1 plan are not discretionary — they execute automatically on dates set months earlier, regardless of news. High 10b5-1 percentages mean less per-filing signal value, though cumulative selling volume still matters.

"Notice value": Aggregate market value the filer wrote into the Form 144 — i.e. the size of the planned sale, not necessarily the executed dollars. Amendments (Form 144/A) and post-cancellation refilings can inflate this if you sum naively; the rollup above excludes filings with zero stated value.

Source & freshness: Sourced from public Form 144 filings. Refreshed daily; new filings typically appear here the morning after they are filed.

Filed Filer Role Shares Notice Value Planned Sale Broker Plan Link
2026-05-05 JONATHAN DOYLE Officer 45,000 $3.62M 2026-05-05 Morgan Stanley Smith Barney LLC … — EDGAR
2026-05-04 JONATHAN DOYLE Officer 45,000 $3.47M 2026-05-04 Morgan Stanley Smith Barney LLC … — EDGAR
2026-02-11 Schoneman Debbra L. Officer 7,500 $2.63M 2026-02-11 Charles Schwab & Co., Inc. — EDGAR
2025-11-28 Abraham Chad R Officer, Director 3,000 $1.01M 2025-11-28 Charles Schwab & Co., Inc. — EDGAR
2025-11-26 Abraham Chad R Officer, Director 4,400 $1.49M 2025-11-26 Charles Schwab & Co., Inc. — EDGAR
2025-11-21 Clune Katherine Patricia Officer 1,367 $443.9K 2025-11-21 Charles Schwab & Co., Inc. — EDGAR
2025-11-19 SORAN PHILIP Director 598 $189.6K 2025-11-18 SIDCO/ ITG — EDGAR
2025-11-05 Schoneman Debbra L. Officer 2,500 $825.8K 2025-11-05 Charles Schwab & Co., Inc. — EDGAR
2025-08-12 FITZGERALD WILLIAM R Former Director 850 $285.4K 2025-08-12 Charles Schwab & Co., Inc. — EDGAR
2025-08-11 Geelan John W Officer 2,000 $645.4K 2025-08-11 Charles Schwab & Co., Inc. — EDGAR
Notice value is the aggregate market value the filer states they intend to sell — not a confirmed transaction. Compare to Insider Activity (Form 4) to see which planned sales actually executed.
ETF Holders
# ETF Provider Weight $ Exposure ETF AUM As Of
Fundamentals

Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.

Metrics
  • Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
  • Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
  • Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
  • Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.
How to read the bars
  • Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
  • YoY growth — compare to the same quarter a year earlier to remove seasonality.
  • Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
  • Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.

TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.

P/E Ratio16.3
P/B Ratio3.7
P/S Ratio2.4
EV/EBITDA9.8
TTM Revenue$2.0B
TTM Net Income$0.3B
TTM EPS$3.97
ROE22.4%
Dividend Yield2.79%
Debt/Equity0.01