James P Baker
CIK 1763980 · Global Co-Head IB and Cap Mkts · last filed 2026-03-02
James P Baker is a Global Co-Head IB and Cap Mkts who has filed 16 SEC Form 4 insider transactions across 1 company since 2019. The most recent filing, for PIPR, was dated Mar 2, 2026. Across all open-market trades the lifetime net is +$534.6K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $31.9M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
PIPR price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
MINNEAPOLIS, MN 55401
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PIPR | Global Co-Head IB and Cap Mkts | 481,868 | $66.23 | $31.91M | $534.6K | 16 | 2026-03-02 |
Holdings By Holder
| Symbol | Holder | Shares | Share of Total | Reported |
|---|---|---|---|---|
| PIPR | Direct | 276,276 | 57.3% | 2026-03-02 |
| By Irrevocable Trust | 102,796 | 21.3% | 2026-03-02 | |
| By Spouse as sole Trustee and Beneficiary for Irrevocable Trust | 102,796 | 21.3% | 2026-03-02 | |
| Total | 481,868 |
Recent Filings
16 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-03-02 | PIPR | Mixed | +4,474 | $0 | EDGAR |
| 2026-02-19 | PIPR | Mixed | +1,825 | $0 | EDGAR |
| 2025-05-21 | PIPR | Buy (P) | +2,000 | $534.6K | EDGAR |
| 2025-05-16 | PIPR | Grant (A) | +2,000 | $534.6K | EDGAR |
| 2025-03-03 | PIPR | Mixed | +4,651 | $0 | EDGAR |
| 2025-02-19 | PIPR | Mixed | +1,009 | $0 | EDGAR |
| 2024-02-28 | PIPR | Mixed | +5,718 | $0 | EDGAR |
| 2024-02-20 | PIPR | Mixed | +1,286 | $0 | EDGAR |
| 2023-02-28 | PIPR | Mixed | +5,275 | $0 | EDGAR |
| 2023-02-17 | PIPR | Mixed | +1,815 | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment, and an amended or cancelled notice is not listed. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes. Someone who is no longer an officer or director (or never was) files no Form 4, so for them a sale shows up only on a later notice, which lists the seller's sales from the 3 months before it. "No sale on file" means neither record shows one; a dash in Net $ means the value filed on the notice doesn't fit the stock's price (likely a typo).