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BASSWOOD CAPITAL MANAGEMENT, L.L.C. — 13F Holdings & Portfolio

CIK 1085393 · latest 13F-HR filed 2026-08-14

Backtest portfolio

BASSWOOD CAPITAL MANAGEMENT, L.L.C. manages $2.51B in 13F-reported U.S. long-equity assets across 111 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are JPM (6.12%), BAC (4.77%), TLT (4.56%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 10 new positions, exited 7, added to 78, and trimmed 15.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
645 MADISON AVENUE
10TH FLOOR
NEW YORK, NY 10022
Phone
(212) 521-9500
Filing Manager
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
NEW YORK, NY
Signatory
MATTHEW LINDENBAUM
MANAGING MEMBER
Loading holdings…
AUM

$2.51B

Long-equity book

Holdings

111

Distinct positions

Period

2026-06-30

Filed 2026-08-14

Q/Q Activity

+10 / −7 / ↑78 / ↓15

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • BANK OF AMER CORP$29.5M +32.7%
  • WELLS FARGO & CO$24.9M +118.7%
  • SYNCHRONY FINANCIAL$20.7M +82.7%
  • ROCKET COS INC$18.2M +32.8%
  • SOUTHSTATE BK CORP$18.2M +183.1%
Show all 78 →

Top Trims

  • PENNYMAC FINL SVCS INC NEW-$23.6M -58.5%
  • SCHWAB CHARLES CORP-$21.0M -47.5%
  • RAYMOND JAMES FINL INC-$13.0M -44.1%
  • PNC FINL SVCS GROUP INC-$9.1M -39.7%
  • LPL FINL HLDGS INC-$8.3M -90.9%
Show all 15 →

New Positions

  • STATE STR SPDR S&P MIDCAP 40$26.8M
  • COMMUNITY FINANCIAL SYSTEM I$21.5M
  • UMB FINL CORP$20.6M
  • AMERANT BANCORP INC$12.7M
  • STIFEL FINL CORP$7.3M
Show all 10 →

Exited Positions

  • COMMERCE BANCSHARES INC$14.4M
  • AMERIPRISE FINL INC$13.0M
  • COREBRIDGE FINL INC$7.6M
  • JONES LANG LASALLE INC$3.2M
  • KKR & CO INC$2.4M
Show all 7 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 JPMORGAN CHASE & CO JPM 46625H100 $153.7M 6.12% 469,496 SH
2 BANK OF AMER CORP BAC 060505104 $119.9M 4.77% 2,103,476 SH
3 ISHARES TR Call TLT 464287432 $114.6M 4.56% 1,326,300 SH
4 WEBSTER FINL CORP WBS 947890109 $92.9M 3.70% 1,215,997 SH
5 US BANCORP USB 902973304 $80.7M 3.21% 1,336,628 SH
6 DIME COML BANCSHARES INC DCOM 25432X102 $79.1M 3.15% 1,946,016 SH
7 MORGAN STANLEY MS 617446448 $77.2M 3.07% 369,259 SH
8 ROCKET COS INC RKT 77311W101 $73.9M 2.94% 4,694,791 SH
9 CAPITAL ONE FINL CORP COF 14040H105 $51.8M 2.06% 257,969 SH
10 ONEMAIN HLDGS INC OMF 68268W103 $51.6M 2.06% 847,066 SH
11 FIRST CTZNS BANCSHARES INC D FCNCA 31946M103 $48.0M 1.91% 23,056 SH
12 POPULAR INC BPOP 733174700 $47.9M 1.91% 291,757 SH
13 TOLL BROTHERS INC TOL 889478103 $46.8M 1.86% 284,288 SH
14 OLD NATL BANCORP IND ONB 680033107 $46.1M 1.84% 1,780,471 SH
15 WELLS FARGO & CO WFC 949746101 $45.9M 1.83% 555,428 SH
16 SYNCHRONY FINANCIAL SYF 87165B103 $45.7M 1.82% 601,368 SH
17 ESQUIRE FINL HLDGS INC ESQ 29667J101 $44.0M 1.75% 369,416 SH
18 PINNACLE FINL PARTNERS INC PNFP 72348N109 $41.4M 1.65% 410,638 SH
19 REGIONAL MGMT CORP RM 75902K106 $35.2M 1.40% 855,425 SH
20 SPDR SERIES TRUST Put KRE 78464A698 $31.9M 1.27% 426,500 SH
21 KEYCORP KEY 493267108 $31.2M 1.24% 1,353,117 SH
22 STATE STR SPDR S&P MIDCAP 40 Put MDY 78467Y107 $30.8M 1.23% 43,800 SH
23 INVESCO LTD IVZ G491BT108 $30.8M 1.23% 1,167,259 SH
24 ZIONS BANCORPORATION NATL AS ZION 989701107 $29.4M 1.17% 425,137 SH
25 SIMMONS FIRST NATL CORP SFNC 828730200 $29.1M 1.16% 1,285,307 SH
26 VICTORY CAP HLDGS INC DEL VCTR 92645B103 $28.5M 1.13% 338,957 SH
27 SOUTHSTATE BK CORP SSB 84472E102 $28.1M 1.12% 281,031 SH
28 TAYLOR MORRISON HOME CORP TMHC 87724P106 $27.7M 1.10% 386,436 SH
29 ALLY FINL INC ALLY 02005N100 $27.5M 1.09% 597,680 SH
30 BANNER CORP BANR 06652V208 $27.3M 1.09% 411,033 SH
31 STATE STR SPDR S&P MIDCAP 40 MDY 78467Y107 $26.8M 1.07% 38,082 SH
32 CITIZENS FINL GROUP INC CFG 174610105 $26.7M 1.06% 380,337 SH
33 BANK HAWAII CORP BOH 062540109 $26.4M 1.05% 324,499 SH
34 HUNTINGTON BANCSHARES INC HBAN 446150104 $26.4M 1.05% 1,486,699 SH
35 CENTRAL PAC FINL CORP CPF 154760409 $25.6M 1.02% 670,238 SH
36 F N B CORP FNB 302520101 $24.1M 0.96% 1,262,019 SH
37 SCHWAB CHARLES CORP SCHW 808513105 $23.2M 0.92% 250,998 SH
38 BLACKROCK INC BLK 09290D101 $23.1M 0.92% 24,046 SH
39 LAZARD INC LAZ 52110M109 $22.9M 0.91% 546,216 SH
40 M/I HOMES INC MHO 55305B101 $21.9M 0.87% 136,364 SH
41 COMMUNITY FINANCIAL SYSTEM I CBU 203607106 $21.5M 0.86% 321,017 SH
42 ORIGIN BANCORP INC OBK 68621T102 $21.4M 0.85% 418,193 SH
43 METROPOLITAN BK HLDG CORP MCB 591774104 $20.8M 0.83% 210,367 SH
44 UMB FINL CORP UMBF 902788108 $20.6M 0.82% 144,257 SH
45 HERITAGE FINL CORP WASH HFWA 42722X106 $20.4M 0.81% 689,010 SH
46 PULTE GROUP INC PHM 745867101 $18.6M 0.74% 135,730 SH
47 HANCOCK WHITNEY CORPORATION HWC 410120109 $17.5M 0.70% 234,722 SH
48 VALLEY NATL BANCORP VLY 919794107 $17.3M 0.69% 1,182,206 SH
49 BREAD FINANCIAL HOLDINGS INC BFH 018581108 $17.2M 0.68% 158,693 SH
50 PENNYMAC FINL SVCS INC NEW PFSI 70932M107 $16.8M 0.67% 192,334 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-14 $2.51B 111 0001405086-26-000596
2026-03-31 2026-05-15 $2.12B 108 0001405086-26-000323
2025-12-31 2026-02-13 $2.47B 111 0001405086-26-000100
2025-09-30 2025-11-14 $2.44B 113 0001405086-25-000357