BASSWOOD CAPITAL MANAGEMENT, L.L.C. — 13F Holdings & Portfolio
CIK 1085393 · latest 13F-HR filed 2026-08-14
BASSWOOD CAPITAL MANAGEMENT, L.L.C. manages $2.51B in 13F-reported U.S. long-equity assets across 111 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are JPM (6.12%), BAC (4.77%), TLT (4.56%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 10 new positions and exited 7; 78 existing positions rose in reported value and 15 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-08-14
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 35.5%Cumulative share of the portfolio held in the largest N positions.
10TH FLOOR
NEW YORK, NY 10022
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BRODER, SCOTT, BRIAN Control | CHIEF FINANCIAL OFFICER | Less than 5% | Individual |
| CANNIZZARO, JUSTIN, MICHAEL Control | CHIEF COMPLIANCE OFFICER | Less than 5% | Individual |
| LINDENBAUM, BENNETT, DAVID Control | PRINCIPAL / MANAGING MEMBER | 25–50% | Individual |
| LINDENBAUM, MATTHEW, AMIEL Control | PRINCIPAL / MANAGING MEMBER | 25–50% | Individual |
| SAMIT, MARC, EVAN Control | PRINCIPAL, CHIEF OPERATING OFFICER / MEMBER | 10–25% | Individual |
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- BANK OF AMER CORP$29.5M +32.7%
- WELLS FARGO & CO$24.9M +118.7%
- SYNCHRONY FINANCIAL$20.7M +82.7%
- ROCKET COS INC$18.2M +32.8%
- SOUTHSTATE BK CORP$18.2M +183.1%
Top Trims
- PENNYMAC FINL SVCS INC NEW-$23.6M -58.5%
- SCHWAB CHARLES CORP-$21.0M -47.5%
- RAYMOND JAMES FINL INC-$13.0M -44.1%
- PNC FINL SVCS GROUP INC-$9.1M -39.7%
- LPL FINL HLDGS INC-$8.3M -90.9%
New Positions
- STATE STR SPDR S&P MIDCAP 40$26.8M
- COMMUNITY FINANCIAL SYSTEM I$21.5M
- UMB FINL CORP$20.6M
- AMERANT BANCORP INC$12.7M
- STIFEL FINL CORP$7.3M
Exited Positions
- COMMERCE BANCSHARES INC$14.4M
- AMERIPRISE FINL INC$13.0M
- COREBRIDGE FINL INC$7.6M
- JONES LANG LASALLE INC$3.2M
- KKR & CO INC$2.4M
BASSWOOD CAPITAL MANAGEMENT, L.L.C. Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | JPMORGAN CHASE & CO | JPM | 46625H100 | $153.7M | 6.12% | 469,496 | SH |
| 2 | BANK OF AMER CORP | BAC | 060505104 | $119.9M | 4.77% | 2,103,476 | SH |
| 3 | ISHARES TR Call | TLT | 464287432 | $114.6M | 4.56% | 1,326,300 | SH |
| 4 | WEBSTER FINL CORP | WBS | 947890109 | $92.9M | 3.70% | 1,215,997 | SH |
| 5 | US BANCORP | USB | 902973304 | $80.7M | 3.21% | 1,336,628 | SH |
| 6 | DIME COML BANCSHARES INC | DCOM | 25432X102 | $79.1M | 3.15% | 1,946,016 | SH |
| 7 | MORGAN STANLEY | MS | 617446448 | $77.2M | 3.07% | 369,259 | SH |
| 8 | ROCKET COS INC | RKT | 77311W101 | $73.9M | 2.94% | 4,694,791 | SH |
| 9 | CAPITAL ONE FINL CORP | COF | 14040H105 | $51.8M | 2.06% | 257,969 | SH |
| 10 | ONEMAIN HLDGS INC | OMF | 68268W103 | $51.6M | 2.06% | 847,066 | SH |
| 11 | FIRST CTZNS BANCSHARES INC D | FCNCA | 31946M103 | $48.0M | 1.91% | 23,056 | SH |
| 12 | POPULAR INC | BPOP | 733174700 | $47.9M | 1.91% | 291,757 | SH |
| 13 | TOLL BROTHERS INC | TOL | 889478103 | $46.8M | 1.86% | 284,288 | SH |
| 14 | OLD NATL BANCORP IND | ONB | 680033107 | $46.1M | 1.84% | 1,780,471 | SH |
| 15 | WELLS FARGO & CO | WFC | 949746101 | $45.9M | 1.83% | 555,428 | SH |
| 16 | SYNCHRONY FINANCIAL | SYF | 87165B103 | $45.7M | 1.82% | 601,368 | SH |
| 17 | ESQUIRE FINL HLDGS INC | ESQ | 29667J101 | $44.0M | 1.75% | 369,416 | SH |
| 18 | PINNACLE FINL PARTNERS INC | PNFP | 72348N109 | $41.4M | 1.65% | 410,638 | SH |
| 19 | REGIONAL MGMT CORP | RM | 75902K106 | $35.2M | 1.40% | 855,425 | SH |
| 20 | SPDR SERIES TRUST Put | KRE | 78464A698 | $31.9M | 1.27% | 426,500 | SH |
| 21 | KEYCORP | KEY | 493267108 | $31.2M | 1.24% | 1,353,117 | SH |
| 22 | STATE STR SPDR S&P MIDCAP 40 Put | MDY | 78467Y107 | $30.8M | 1.23% | 43,800 | SH |
| 23 | INVESCO LTD | IVZ | G491BT108 | $30.8M | 1.23% | 1,167,259 | SH |
| 24 | ZIONS BANCORPORATION NATL AS | ZION | 989701107 | $29.4M | 1.17% | 425,137 | SH |
| 25 | SIMMONS FIRST NATL CORP | SFNC | 828730200 | $29.1M | 1.16% | 1,285,307 | SH |
| 26 | VICTORY CAP HLDGS INC DEL | VCTR | 92645B103 | $28.5M | 1.13% | 338,957 | SH |
| 27 | SOUTHSTATE BK CORP | SSB | 84472E102 | $28.1M | 1.12% | 281,031 | SH |
| 28 | TAYLOR MORRISON HOME CORP | TMHC | 87724P106 | $27.7M | 1.10% | 386,436 | SH |
| 29 | ALLY FINL INC | ALLY | 02005N100 | $27.5M | 1.09% | 597,680 | SH |
| 30 | BANNER CORP | BANR | 06652V208 | $27.3M | 1.09% | 411,033 | SH |
| 31 | STATE STR SPDR S&P MIDCAP 40 | MDY | 78467Y107 | $26.8M | 1.07% | 38,082 | SH |
| 32 | CITIZENS FINL GROUP INC | CFG | 174610105 | $26.7M | 1.06% | 380,337 | SH |
| 33 | BANK HAWAII CORP | BOH | 062540109 | $26.4M | 1.05% | 324,499 | SH |
| 34 | HUNTINGTON BANCSHARES INC | HBAN | 446150104 | $26.4M | 1.05% | 1,486,699 | SH |
| 35 | CENTRAL PAC FINL CORP | CPF | 154760409 | $25.6M | 1.02% | 670,238 | SH |
| 36 | F N B CORP | FNB | 302520101 | $24.1M | 0.96% | 1,262,019 | SH |
| 37 | SCHWAB CHARLES CORP | SCHW | 808513105 | $23.2M | 0.92% | 250,998 | SH |
| 38 | BLACKROCK INC | BLK | 09290D101 | $23.1M | 0.92% | 24,046 | SH |
| 39 | LAZARD INC | LAZ | 52110M109 | $22.9M | 0.91% | 546,216 | SH |
| 40 | M/I HOMES INC | MHO | 55305B101 | $21.9M | 0.87% | 136,364 | SH |
| 41 | COMMUNITY FINANCIAL SYSTEM I | CBU | 203607106 | $21.5M | 0.86% | 321,017 | SH |
| 42 | ORIGIN BANCORP INC | OBK | 68621T102 | $21.4M | 0.85% | 418,193 | SH |
| 43 | METROPOLITAN BK HLDG CORP | MCB | 591774104 | $20.8M | 0.83% | 210,367 | SH |
| 44 | UMB FINL CORP | UMBF | 902788108 | $20.6M | 0.82% | 144,257 | SH |
| 45 | HERITAGE FINL CORP WASH | HFWA | 42722X106 | $20.4M | 0.81% | 689,010 | SH |
| 46 | PULTE GROUP INC | PHM | 745867101 | $18.6M | 0.74% | 135,730 | SH |
| 47 | HANCOCK WHITNEY CORPORATION | HWC | 410120109 | $17.5M | 0.70% | 234,722 | SH |
| 48 | VALLEY NATL BANCORP | VLY | 919794107 | $17.3M | 0.69% | 1,182,206 | SH |
| 49 | BREAD FINANCIAL HOLDINGS INC | BFH | 018581108 | $17.2M | 0.68% | 158,693 | SH |
| 50 | PENNYMAC FINL SVCS INC NEW | PFSI | 70932M107 | $16.8M | 0.67% | 192,334 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-14 | $2.51B | 111 | 0001405086-26-000596 |
| 2026-03-31 | 2026-05-15 | $2.12B | 108 | 0001405086-26-000323 |
| 2025-12-31 | 2026-02-13 | $2.47B | 111 | 0001405086-26-000100 |
| 2025-09-30 | 2025-11-14 | $2.44B | 113 | 0001405086-25-000357 |
10TH FLOOR
NEW YORK, NY 10022