ALLY Ally Financial Inc.
XNYS
38.69
Delayed
Stock quote, options chain, IV rank, technicals, AI analysis, and institutional ownership. Iron condor setups Expected move IV rank history Fibonacci levels Insider trading
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
ALLY
$38.69
—
Key stats
$38.69
- 52-Week Range
- $35.92 – $47.29
- YTD
- -15.45%
- IV Rank (30D)
- 30.4
- Straddle Price
- $2.47
- P/C Vol Ratio
- 0.14
- Market Cap
- $11.6B
- Open
- $37.80
- Day Range
- $37.60 – $38.87
- Volume
- 5,058,122
- Prev Close
- $37.97
Fair Value
MODEL: LONG
A blended fair-value estimate combining up to six valuation methods. Each method is weighted by how well it fits the company — DCF down-weights for unprofitable names; DDM only fires for steady dividend payers; comparables down-weight when peer multiples disagree.
- DCF (quality-aware) — projects free cash flow with a horizon that scales to business quality. True compounders (quality 6/6) get 10 years explicit + 10 years fade before terminal; cyclical/struggling names (quality 0-1) get a 5-year terminal cliff. Quality is scored from ROE, gross margin, growth, FCF margin, debt load, and FCF consistency — the same factors that drive market premium for compounders.
- Market-Implied Growth (in Model Inputs) — reverse-DCF that answers "what growth rate is the market pricing in?". Lets you sanity-check the deviation: if implied growth is plausible for the business, the model's bearish flag may be wrong; if implausible, the market may be over-extrapolating.
- DDM (Gordon Growth Dividend Model) — values the stream of future dividends. Only used when trailing yield ≥ 2% and dividend payments are stable — below that the dividend is a token payout and Gordon (which values only the dividend stream) systematically underprices growth names, so those route to DCF + comparables + market anchor instead.
- P/E, EV/EBITDA, P/B, P/S — applies the peer-group median multiple to this company's per-share metric. Peers come from the same set as the "Related symbols" card. Earnings/sales metrics are forward-tilted by the company's recent revenue growth (capped at 25%) so they're comparable to peers' growth-embedded multiples — mimics how analysts use NTM rather than TTM. Per-multiple weights are biased by company quality (e.g. P/B down-weighted for asset-light tech).
- Market Anchor (SMA50) — the 50-day moving average, weighted by recent trading-range stability (tighter Bollinger bands → higher weight). Captures information fundamentals miss (forward consensus, sentiment, supply/demand) — but only when recent trading is steady enough that the market has converged on a view. During wild breakouts or breakdowns the anchor's weight collapses.
- Options Expected (B-L 30d) — the risk-neutral expected stock price at 30-day options expiration, derived from the full implied-volatility surface via Breeden-Litzenberger (second derivative of call price wrt strike → implied PDF, then E[S_T]). Forward-looking, captures all options-implied information (smile, skew, term structure) in one number. Weighted by chain liquidity. SP500-only at present (pre-computed daily). Backtest evidence: adds modest alpha across most bucket × holding combos.
- Blended value — weighted average. Confidence reflects how many methods fired and how tight peer dispersion is.
- Deviation pill — green when blended FV ≥ 10% above current price (undervalued); red when ≥ 10% below; grey otherwise.
| 10-yr Treasury (rf) | 5.15% |
| Beta vs SPY | 1.22 |
| Cost of Equity (CAPM) | 11.87% (VRP-adj) |
| WACC | 8.01% |
| Volatility Risk Premium | +34.8pp (IV − HV30), ERP adj +50bps |
| Effective Tax Rate | 19.5% |
| Rev. Growth (YoY, DCF input) | -0.1% |
| DCF Horizon | 10 years explicit + fade |
| Free Cash Flow (TTM) | $0.9B |
| Return on Equity (TTM) | 8.6% |
| Book / Price | 128.8% — banking bias active (P/B is primary) |
| Bank Quality Adj | ×0.78 (target ROE vs peer median) |
| Gross Margin (TTM) | 60.2% |
| FCF Margin (TTM) | 6.0% |
| Debt / Equity | 1.11 |
| Quality Score | 2/6 — normal (10y DCF) |
| Market-Implied Growth | +11.0% (reverse-DCF on current price) |
| SMA 50 | $40.46 (Market Anchor value) |
| SMA 20 / Bollinger Mid | $37.83 |
| Bollinger Width / SMA20 | 13.1% (drives anchor stability) |
| Net Debt | $17.0B |
| Market Cap | $12B |
Peers used for multiples: BAC, BLK, COF, SLM
(filtered from 8 ETF-co-members; sector bias active)
60-Day Conviction
70%
20-Day Fair Value
≈ by Nov 20, 2026
$39.13
α +1.1%
rank 1%
conviction
67%
40-Day Fair Value
≈ by Dec 21, 2026
$39.99
α +3.4%
rank 2%
conviction
89%
60-Day Fair Value
≈ by Jan 19, 2027
$39.55
α +2.2%
rank 3%
conviction
70%
| Method | Implied Price | Weight | Detail |
|---|---|---|---|
| DCF | $-6.88 | 0% | |
| DDM (Gordon) | $12.93 | 18% | |
| Peer P/E | $37.00 | 7% | median 11.6× · 4 peers |
| Peer EV/EBITDA | n/a | 0% | median 14.6× · 4 peers |
| Peer P/B | $71.53 | 10% | median 1.4× · 4 peers |
| Peer P/S | $65.78 | 3% | median 1.7× · 4 peers |
| Market Anchor (SMA50) | $40.46 | 38% | stability 84% (BB-width) |
| Options Expected (B-L 30d) | $38.69 | 23% | 24 strikes · skew -0.28 |
As of 2026-10-22 · updated
Related
About
- Industry (SIC)
- STATE COMMERCIAL BANKS (6022) · industry map
- Exchange
- XNYS
- Market Cap
- $11.6B
- Employees
- 10,300
- List Date
- 2013-12-13
- CIK
- 0000040729
- Headquarters
- Detroit, MI
- Homepage
- https://www.ally.com
Formerly the captive financial arm of General Motors, Ally Financial became an independent publicly traded firm in 2014 and is one of the largest consumer auto lenders in the country. While the firm has expanded its product offerings over time, it remains primarily focused on auto lending, with more than 70% of its loan book in consumer auto loans and dealer financing. Ally also offers auto insurance, commercial loans, credit cards, and holds a portfolio of mortgage debt, giving the bank a diversified business model that includes brokerage services.
Summary
—
composite
—
No summary data available for this symbol yet.
Each spoke is this symbol's rank within its sector (0–100; the dotted ring marks the sector median at 50). Higher is more constructive for a long. One spoke — News sentiment — is an absolute reading, not a sector rank. Grayed spokes have no data. A fuller shape is a summary, not a recommendation.
Chart
Seasonality
| Month | '21 | '22 | '23 | '24 | '25 | '26 | Avg |
|---|---|---|---|---|---|---|---|
| Jan | 6.80% | -1.77% | 33.05% | 3.73% | 8.98% | -7.60% | 7.20% |
| Feb | 7.51% | 1.77% | -11.20% | -0.27% | -2.65% | -6.45% | -1.88% |
| Mar | 5.36% | -6.11% | -15.23% | 8.73% | 3.58% | -1.31% | -0.83% |
| Apr | 10.10% | -9.14% | 4.02% | -3.13% | -10.98% | 11.62% | 0.41% |
| May | 6.46% | 8.47% | 2.46% | 1.06% | 8.39% | -1.38% | 4.24% |
| Jun | -11.24% | -20.84% | -0.41% | 2.61% | 10.53% | 9.27% | -1.68% |
| Jul | 1.97% | -3.30% | 11.54% | 14.65% | -5.87% | -6.33% | 2.11% |
| Aug | 3.48% | -0.69% | -8.97% | 1.50% | 10.86% | -4.22% | 0.33% |
| Sep | -2.74% | -15.13% | -7.81% | -15.08% | -3.83% | -10.11% | -9.12% |
| Oct | -8.05% | -5.71% | -5.73% | 0.98% | 0.57% | 2.76%* | -2.53% |
| Nov | -6.91% | -2.39% | 20.25% | 15.65% | 4.88% | -- | 6.30% |
| Dec | 5.87% | -5.67% | 13.16% | -8.14% | 9.29% | -- | 2.90% |
| Total | 17.05% | -48.19% | 27.65% | 19.78% | 35.58% | -14.96% | 6.15% |
Technical Indicators
Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.
Trend Indicators
- SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
- EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
- MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
- ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
- +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
- RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
- Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
- Williams %R — inverted scale: <−80 oversold, >−20 overbought.
Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.
Volume & Volatility
- Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
- OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
- Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
- ATR / True Range — average daily $ move; sizing and stop-loss reference.
- HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.
Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →
Trend Indicators
SMA 20: $37.83
SMA 50: $40.46
SMA 200: $42.14
Current: $38.69
EMA 12: $37.93
EMA 26: $38.62
MACD: -0.6967 | Signal: 0.2648
BEARISH
ADX (14): 36.36
TREND
+DI: 17.90
−DI: 28.39
Momentum Oscillators
RSI (14): 50.05
NEUTRAL
Stoch %K: 79.22
Stoch %D: 71.51
Williams %R: -6.65
Volume & Volatility
BB Upper: $38.77
BB Lower: $36.89
NEUTRAL
OBV: 25,395,379
Vol SMA 20: 4,355,714
Vol ROC: 24.96%
ATR: $0.96
True Range: $1.27
HV 20: 18.5%
HV 30: 19.5%
HV 60: 21.1%
Data Summary
Data Points: 500
Last Updated:
Date Range: 2024-10-23T00:00:00 – 2026-10-21T00:00:00
AI Analysis
LLM Stock Analysis Report
Executive Summary Overall Assessment: NEUTRAL (Confidence Level: 6/10) Key Drivers: Earnings growth, digital banking trends Primary Risks: Competition, market volatility Investment Thesis: Ally Financial's strong earnings growth and digital banking capabilities make it an attractive investment opportunity. However, the company faces competition in the fintech space and may be vulnerable to market fluctuations. Recent News Sentiment Impact: The recent news headlines have been generally positive, with a focus on earnings growth, dividend declarations, and digital banking trends.
Technical Analysis Trend Direction:
- Short-term (1-4 weeks): Consolidation
- Medium-term (1-3 months): Uptrend
- Long-term (3-12 months): Uptrend
Support/Resistance Levels:
- SMA 20: $44.01 (resistance)
- SMA 50: $44.74 (support)
- Upper Bollinger Band: $45.18 (resistance)
Momentum Signals:
- RSI interpretation: Neutral (45.03), not overbought or oversold
- MACD signal: Bearish (negative histogram and signal line)
- Bollinger Bands position: Squeeze (narrow bands, high volatility expected)
Volume Analysis:
- Volume SMA 20: 3201823.66 (neutral trend)
- On-Balance Volume (OBV): 34558110.04 (bullish, rising OBV)
- Volume Rate of Change: 18.02% (high volume flow)
News & Sentiment Analysis Recent Headlines Summary:
- Insider sells shares in tax-driven transaction Sentiment: Neutral
- Ally Financial's margin to get tailwind from high-cost deposits rolling off Sentiment: Positive
- Ally Financial vs. Chime Financial Inc. Sentiment: Positive
- S&P 500 holds near highs despite oil shock and weak breadth data Sentiment: Positive
- Ally Financial declares dividend on common stock and Series B and Series C preferred stock Sentiment: Positive
- Earnings volatility watch: This stock could move 30% in a single day this week Sentiment: Neutral
Sentiment Assessment: Aggregate sentiment is positive, with three out of six headlines having a positive tone.
Catalyst Identification:
- Upcoming earnings report (date not specified)
- Digital banking trends and partnerships
Market Narrative: The recent news headlines have been generally positive, supporting the uptrend in Ally Financial's stock price. The company's digital banking capabilities and earnings growth potential make it an attractive investment opportunity.
Risk & Volatility Assessment Beta Interpretation:
- Beta: 1.22 (vs SPY), indicating high risk relative to the market
Volatility Regime:
- Current vs historical volatility levels: High (0.30)
Options Market Signals:
- IV rank: Low (16.6%)
- Put/call ratios: Bullish sentiment
- Unusual activity: None notable
Downside Protection:
- Support levels: SMA 20 ($44.01), SMA 50 ($44.74)
- Risk management considerations: Stop-loss levels and position sizing considerations
Market Context & Positioning Sector Performance:
- Relative strength vs sector/market: Neutral ( Ally Financial's beta is higher than the market)
Institutional Activity:
- Volume patterns suggesting institutional interest: High volume flow and rising OBV
Correlation Analysis:
- How stock moves relative to market (R-squared interpretation): 0.52, indicating high correlation with the market
Relative Valuation:
- Position within trading range: Neutral ( Ally Financial's stock price is near its upper Bollinger Band)
Key Levels & Action Items Critical Price Levels:
- Support/resistance levels: SMA 20 ($44.01), SMA 50 ($44.74), Upper Bollinger Band ($45.18)
- Breakout/breakdown levels: None notable
Time-Sensitive Catalysts:
- Upcoming earnings report (date not specified)
Risk Management:
- Stop-loss levels and position sizing considerations: None notable
Generated
News
All ALLY news →
Auto originations hit record levels as adjusted EPS climbed 16% year over year.
Showing 1–10 of 16
Page 1 of 2
Earnings History
19 of 24 under expected move
Avg Expected Move
6.92%
Avg Actual Move
4.40%
| Earnings Date | Timing | Expected Move | Actual Move | Ratio | Outcome |
|---|---|---|---|---|---|
| 2021-01-22 | Pre-Market | 11.37% | 1.68% | 0.15x | Within |
| 2021-04-16 | Pre-Market | 3.11% | 0.15% | 0.05x | Within |
| 2021-07-20 | Pre-Market | 9.19% | 6.09% | 0.66x | Within |
| 2021-10-21 | Pre-Market | 7.10% | 5.09% | 0.72x | Within |
| 2022-01-21 | Pre-Market | 4.29% | 3.92% | 0.91x | Within |
| 2022-04-14 | Pre-Market | 4.27% | 4.96% | 1.16x | Exceeded |
| 2022-07-19 | Pre-Market | 10.70% | 3.62% | 0.34x | Within |
| 2022-10-19 | Pre-Market | 8.01% | 7.94% | 0.99x | Within |
| 2023-01-20 | Pre-Market | 6.30% | 20.01% | 3.18x | Exceeded |
| 2023-04-19 | Pre-Market | 7.30% | 2.23% | 0.31x | Within |
| 2023-07-19 | Pre-Market | 6.22% | 5.40% | 0.87x | Within |
| 2023-10-18 | Pre-Market | 6.30% | 0.87% | 0.14x | Within |
| 2024-01-19 | Pre-Market | 6.16% | 10.71% | 1.74x | Exceeded |
| 2024-04-18 | Pre-Market | 6.34% | 6.73% | 1.06x | Exceeded |
| 2024-07-17 | Pre-Market | 5.96% | 2.32% | 0.39x | Within |
| 2024-10-18 | Pre-Market | 7.81% | 2.32% | 0.30x | Within |
| 2025-01-22 | Pre-Market | 7.66% | 3.85% | 0.50x | Within |
| 2025-04-17 | Pre-Market | 6.12% | 1.71% | 0.28x | Within |
| 2025-07-18 | Pre-Market | 4.54% | 0.89% | 0.20x | Within |
| 2025-10-17 | Pre-Market | 7.02% | 3.56% | 0.51x | Within |
| 2026-01-21 | Pre-Market | 9.13% | 0.02% | 0.00x | Within |
| 2026-04-17 | Pre-Market | 4.77% | 8.10% | 1.70x | Exceeded |
| 2026-07-21 | Pre-Market | 8.24% | 2.39% | 0.29x | Within |
| 2026-10-20 | Pre-Market | 8.25% | 1.01% | 0.12x | Within |
Earnings calendar: this week’s reports with expected vs actual moves →
ALLY Options Activity & IV Rank
ALLY IV rank history, 52-week IV rank and IV percentile →
Volatility Metrics
Current IV: 28.0%
7-DTE IV: —
Expected Move: $2.47
7-DTE Move: $2.47
Days to Exp: 30 (2026-11-20)
Options Flow
Call Volume: 2,369
Put Volume: 324
P/C Volume: 0.137
BULLISH
Call OI: 22,835
Put OI: 8,338
P/C OI: 0.365
Total OI: 31,173
ATM Options Pricing
ATM Call: $0.95
ATM Put: $1.52
Call %: 2.5%
Put %: 3.9%
Chain Summary
Chain Volume: 4,896
Chain OI: 65,173
Last Updated: 10/21/2026
Spread Scanner GPU
Each spread is ranked by a composite score built in three stages. Full documentation →
Stage 1 — Base Score (GPU scanner)
score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
Stage 2 — Skew Adjustment (±25% cap)
RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.
Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
- RSI <40 bullish / >60 bearish
- MACD crossover + histogram trend
- Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
- Stochastic %K <20 / >80
- Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
- Blended ATR + straddle expected-move penalty
- Bollinger Band signal (+ counter-trend penalty)
- BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
- IV rank ≥ 75 → strong boost for credit spreads
- IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
- Min open interest across all legs
- OI < 100 → −0.10 · OI < 500 → −0.05
score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →
Enter a ticker to scan for optimal spread opportunities.
Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.
Dealer Positioning
TYPICAL γ
Estimated net dealer gamma is at the 65th percentile of this name's own daily history, within its typical range. This describes current positioning; it is not a forecast or a trading signal.
Gamma percentile
65%
vs own history
GEX tilt
+0.32
OI-weighted, today
Vanna tilt
+0.22
δ-sensitivity to IV
Charm tilt
-0.36
δ-decay vs time
Charm tilt -0.36: the estimated dealer exposure leans negative, so the modeled hedge would shift noticeably as time passes and options approach expiry.
? What is this?
· 58 ATM contracts, 41k total OI
Net dealer gamma is an estimate of the aggregate gamma held by options market makers across this name's option chain, weighted by open interest. Dealer positions aren't public, so it uses a standard simplifying assumption: dealers are treated as long the calls and short the puts that are open. Actual dealer books can differ.
Gamma percentile ranks today's estimate against this name's own daily history, from 0% (the lowest reading on record) to 100% (the highest). Raw gamma scales with how much open interest a chain carries, so it isn't comparable across names; the percentile is. The badge marks the bottom 20% as low and the top 20% as high.
Tilts run from −1 to +1 and show how lopsided the estimated dealer exposure is. GEX tilt compares call gamma with put gamma. Vanna tilt describes how the hedge would shift if implied volatility changed, and charm tilt how it would shift with the passage of time.
This card describes estimated positioning and where it sits historically. It is not a forecast of price direction or volatility and not a trading signal. Market-wide view: Dealer positioning screener.
Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Wing vs ATM
IV(put wing) − IV(ATM), in vol pointsHow much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.
- Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
- Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
- Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
- Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each sideWhich side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.
- Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
- Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
- Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
- Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together
Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:
- High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
- Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
- Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d
—
—
pts
EXTREME
as of Oct 21 · No data
30 DTE / 10d
38%
+6.1
pts
EXTREME
as of Oct 21 · ATM 27.6% / Wing 33.7%
Extreme reading.
Historically these have been contrarian — on the small set of observed earnings-day cases, large negative wing-vs-ATM gaps (calls pricing much richer than puts at the same delta) preceded sharp drops in the underlying within 1-12 days. Not financial advice and the dataset is small.
Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.
Volatility Surface
Enter a ticker to render the implied volatility surface.
Volatility Smile
Enter a ticker to render the implied volatility smile.
IV Rank (7 DTE)
IV Rank (30 DTE)30.4MediumOct 21
Straddle Price (30 DTE)$2.47Oct 21
Beta Analysis
Risk Metrics
Beta: 1.1315
Alpha: -18.74%
Correlation: 0.5075
R-Squared: 25.8%
Stock Volatility: 28.3%
Market Volatility: 12.7%
Analysis Details
Benchmark: SPY
Data Points: 251
Period: 252 trading days
Data Points: 251
Period: 252 trading days
Interpretation:
Above average volatility - stock moves with market amplification
Above average volatility - stock moves with market amplification
Beta & Alpha Over Time
Notable investors who own ALLY
7 of 37 tracked investors
| Investor | Value | Share of their portfolio | Rank | Q/Q shares | Source |
|---|---|---|---|---|---|
| Berkshire Hathaway Holding company Warren Buffett, Greg Abel | $1.24B | #17 of 31 | -6.9% | 13F | |
| Point72 Hedge fund Steve Cohen | $67.4M | #249 of 1945 | -25.6% | 13F | |
| Soros Fund Management Family office George Soros, Robert Soros, Jonathan Soros | $20.3M | #102 of 251 | -39.0% | 13F | |
| Citadel Hedge fund Ken Griffin | $18.5M | #1190 of 6285 | -74.9% | 13F | |
| Millennium Management Hedge fund Izzy Englander | $13.7M | #1373 of 3716 | -85.3% | 13F | |
| Renaissance Technologies Hedge fund Jim Simons | $6.8M | #1281 of 3138 | new | 13F | |
| Rockefeller Capital Management Family office Rockefeller family | $3.2M | #1164 of 4729 | -1.1% | 13F |
Hedge funds, activists, holding companies and family offices we track, from their latest 13F (quarter-end value) and Form 4 filings in the last 3 years. Family offices · all institutions
ALLY Institutional Ownership (13F)
Latest filings — 2026-09-30
? 13F Guide
Diluted shares outstanding: 313,129,750 (as of 2026-03-31)
Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.
- Shares — long equity positions in this name, aggregated across share classes.
- Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
- % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
- Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.
Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.
19 filers$161.40M notional
| # | Filer | Notional Value | % of Total | Period |
|---|---|---|---|---|
| 1 | Susquehanna International Group, LLP Custodian | $57.77M | 35.79% | 2026-06-30 |
| 2 | Tidal Investments LLC | $38.41M | 23.80% | 2026-06-30 |
| 3 | Citadel Advisors LLC Custodian | $14.47M | 8.96% | 2026-06-30 |
| 4 | IMC-Chicago, LLC Custodian | $9.39M | 5.82% | 2026-06-30 |
| 5 | Jane Street Group, LLC Custodian | $9.32M | 5.77% | 2026-06-30 |
| 6 | JPMorgan Chase & Co Custodian | $7.09M | 4.39% | 2026-06-30 |
| 7 | GROUP ONE TRADING LLC Custodian | $6.41M | 3.97% | 2026-06-30 |
| 8 | Wolverine Trading, LLC Custodian | $4.45M | 2.76% | 2025-09-30 |
| 9 | PEAK6 LLC | $4.32M | 2.68% | 2026-06-30 |
| 10 | Simplex Trading, LLC Custodian | $2.74M | 1.70% | 2026-06-30 |
| 11 | Walleye Trading LLC | $2.50M | 1.55% | 2026-06-30 |
| 12 | Walleye Capital LLC | $1.79M | 1.11% | 2026-06-30 |
| 13 | Balyasny Asset Management L.P. | $611.13K | 0.38% | 2026-06-30 |
| 14 | Millennium Management LLC Custodian | $574.38K | 0.36% | 2026-06-30 |
| 15 | TUDOR INVESTMENT CORP ET AL | $533.02K | 0.33% | 2026-06-30 |
| 16 | CAPITAL FUND MANAGEMENT S.A. | $482.48K | 0.30% | 2026-06-30 |
| 17 | Man Group plc | $344.62K | 0.21% | 2026-06-30 |
| 18 | Twin Tree Management, LP | $202.18K | 0.13% | 2026-06-30 |
| 19 | Raiffeisen Bank International AG | $4.55K | <0.01% | 2026-06-30 |
20 filers$86.83M notional
| # | Filer | Notional Value | % of Total | Period |
|---|---|---|---|---|
| 1 | Susquehanna International Group, LLP Custodian | $20.99M | 24.18% | 2026-06-30 |
| 2 | Jane Street Group, LLC Custodian | $11.92M | 13.73% | 2026-06-30 |
| 3 | IMC-Chicago, LLC Custodian | $10.26M | 11.81% | 2026-06-30 |
| 4 | JPMorgan Chase & Co Custodian | $7.09M | 8.16% | 2026-06-30 |
| 5 | Walleye Trading LLC | $6.68M | 7.69% | 2026-06-30 |
| 6 | Wolverine Trading, LLC Custodian | $5.61M | 6.46% | 2025-09-30 |
| 7 | Citadel Advisors LLC Custodian | $5.12M | 5.90% | 2026-06-30 |
| 8 | PEAK6 LLC | $4.89M | 5.64% | 2026-06-30 |
| 9 | GROUP ONE TRADING LLC Custodian | $2.22M | 2.56% | 2026-06-30 |
| 10 | Goldman Sachs Group Inc Custodian | $2.00M | 2.30% | 2026-06-30 |
| 11 | TUDOR INVESTMENT CORP ET AL | $1.80M | 2.07% | 2026-06-30 |
| 12 | Simplex Trading, LLC Custodian | $1.63M | 1.87% | 2026-06-30 |
| 13 | Crawford Fund Management, LLC | $1.52M | 1.75% | 2026-06-30 |
| 14 | CAPITAL FUND MANAGEMENT S.A. | $1.40M | 1.61% | 2026-06-30 |
| 15 | Walleye Capital LLC | $1.30M | 1.50% | 2026-06-30 |
| 16 | Jefferies Financial Group Inc. | $1.09M | 1.26% | 2026-06-30 |
| 17 | Balyasny Asset Management L.P. | $827.10K | 0.95% | 2026-06-30 |
| 18 | Man Group plc | $344.62K | 0.40% | 2026-06-30 |
| 19 | Point72 Asset Management, L.P. | $87.31K | 0.10% | 2026-06-30 |
| 20 | Alpine Global Management, LLC | $45.10K | 0.05% | 2026-06-30 |
ALLY Insider Trading (Form 4)
Latest: 2026-10-01Form 4 filings — insider beneficial-ownership changes by officers, directors, and 10%+ holders. Filed within 2 business days of transaction.
| Filed | Reporter | Role | Action | Shares | Avg Price | Net $ | Link |
|---|---|---|---|---|---|---|---|
| 2026-10-01 | Gunther Bright | Director | Award (A) | +366 | $37.62 | $13.8K | EDGAR |
| 2026-10-01 | David Reilly | Director | Award (A) | +864 | $37.62 | $32.5K | EDGAR |
| 2026-10-01 | Thomas P Gibbons | Director | Award (A) | +1,263 | $37.62 | $47.5K | EDGAR |
| 2026-08-05 | Stephanie N Richard | Chief Risk Officer | Sell (S) | −5,000 | $44.23 | -$221.2K | EDGAR |
| 2026-07-23 | Russell E. Hutchinson | Chief Financial Officer | Tax (F) | −12,614 | $44.43 | -$560.4K | EDGAR |
| 2026-07-10 | Thomas P Gibbons | Director | Award (A) | +1,034 | $45.95 | $47.5K | EDGAR |
| 2026-07-10 | David Reilly | Director | Award (A) | +708 | $45.95 | $32.5K | EDGAR |
| 2026-07-10 | Gunther Bright | Director | Award (A) | +300 | $45.95 | $13.8K | EDGAR |
| 2026-05-19 | Gunther Bright | Director | Award (A) | +3,632 | $41.99 | $152.5K | EDGAR |
| 2026-05-19 | William H Cary | Director | Award (A) | +3,632 | $41.99 | $152.5K | EDGAR |
| 2026-05-19 | Mayree C Clark | Director | Award (A) | +3,632 | $41.99 | $152.5K | EDGAR |
| 2026-05-19 | Kim S Fennebresque | Director | Award (A) | +3,632 | $41.99 | $152.5K | EDGAR |
| 2026-05-19 | Thomas P Gibbons | Director | Award (A) | +3,632 | $41.99 | $152.5K | EDGAR |
| 2026-05-19 | Michelle J Goldberg | Director | Award (A) | +3,632 | $41.99 | $152.5K | EDGAR |
| 2026-05-19 | Franklin W Hobbs IV | Director | Award (A) | +6,133 | $41.99 | $257.5K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (described in filing footnote — typically 401(k), trust, inheritance) · W = will/inheritance. Only P / S codes carry directional signal.
ALLY Insider Holdings
23 insiders · @ $38.69
Officers, directors, and 10%+ owners who have filed a Form 4 in the past two years, ranked by current disclosed exposure (shares × today's price). Shares are direct + indirect (via trusts / LLCs / spouse). Excludes unvested RSU and option grants — those aren't beneficially owned until vest.
| # | Insider | Role | Shares | Disclosed Exposure | Lifetime OM Net | Filings | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Douglas R. Timmerman | President, DFS | 477,627 | $18.48M | -$3.54M | 39 | 2026-04-20 |
| 2 | Michael George Rhodes | Chief Executive Officer | 428,907 | $16.59M | $1.99M | 6 | 2026-02-03 |
| 3 | Russell E. Hutchinson | Chief Financial Officer | 241,253 | $9.33M | $1.51M | 13 | 2026-07-23 |
| 4 | William Cadik Hall Jr. | President - Corporate Finance | 193,446 | $7.48M | $0 | 1 | 2026-02-03 |
| 5 | Franklin W Hobbs IV | Director | 150,939 | $5.84M | $203.0K | 38 | 2026-05-19 |
| 6 | Jason E. Schugel | Chief Risk Officer | 134,441 | $5.20M | -$1.72M | 38 | 2024-11-06 |
| 7 | David J Debrunner | VP, CAO, Controller | 106,421 | $4.12M | -$4.06M | 106 | 2025-04-23 |
| 8 | Mayree C Clark | Director | 100,318 | $3.88M | $560.9K | 21 | 2026-05-19 |
| 9 | Kathleen L. Patterson | Chief HR & Corp Citizenship | 96,858 | $3.75M | -$1.18M | 4 | 2026-02-03 |
| 10 | Stephanie N Richard | Chief Risk Officer | 88,927 | $3.44M | -$689.0K | 7 | 2026-08-05 |
Lifetime OM Net = signed sum of open-market buys (P) and sells (S) over their career; excludes grants, tax withholdings, and dispositions to issuer. A large negative number is normal for long-tenured executives — they've sold compensation grants over many years.
ALLY Board & Officers
As of SEC filings through Oct 1, 2026Directors 12
- Franklin W Hobbs IV · since Apr 9, 2014
- Kim S Fennebresque · since Apr 9, 2014
- Mayree C Clark · since Apr 9, 2014
- William H Cary · since Jun 23, 2016
- Brian Sharples · since Aug 3, 2018
- David Reilly · since May 3, 2022
- Thomas P Gibbons · since Aug 1, 2023
- Michael George Rhodes · since Apr 29, 2024
- Michelle J Goldberg · since May 6, 2025
- Allan P Merrill · since Nov 3, 2025
- Gunther Bright · since Nov 3, 2025
- Tracey Drake Weber · since May 6, 2026
Officers 8
- Michael George Rhodes · Chief Executive Officer · since Apr 29, 2024
- Douglas R. Timmerman · President, DFS · listed since Nov 2024
- William Cadik Hall Jr. · President - Corporate Finance · since Dec 8, 2025
- Russell E. Hutchinson · Chief Financial Officer · since Jul 3, 2023
- Stephanie N Richard · Chief Risk Officer · since Nov 20, 2024
- Hope Mehlman · Chief Legal & Corp Affairs · since Dec 2, 2024
- Kathleen L. Patterson · Chief HR & Corp Citizenship · since Dec 4, 2024
- Austin Thomas McGrath · VP, CAO, and Controller · since Aug 8, 2025
Changes in the last 10 years (32)
| May 6, 2026 | Tracey Drake Weber became a director |
| Dec 8, 2025 | William Cadik Hall Jr. became President - Corporate Finance |
| Dec 8, 2025 | The company announced the departure of Marjorie Magner from the board in an SEC filing |
| Nov 3, 2025 | Gunther Bright became a director |
| Nov 3, 2025 | Allan P Merrill became a director |
| Aug 8, 2025 | Austin Thomas McGrath became VP, CAO, and Controller |
| Jul 21, 2025 | The company announced the departure of David J Debrunner as VP, CAO, Controller in an SEC filing |
| May 6, 2025 | Michelle J Goldberg became a director |
| Dec 4, 2024 | Kathleen L. Patterson became Chief HR & Corp Citizenship |
| Dec 2, 2024 | Hope Mehlman became Chief Legal & Corp Affairs |
| Nov 20, 2024 | The company announced the departure of Jason E. Schugel as Chief Risk Officer in an SEC filing |
| Nov 20, 2024 | Stephanie N Richard became Chief Risk Officer |
| Nov 6, 2024 | Douglas R. Timmerman listed as President, DFS (previously President, Auto Finance) in SEC filings |
| Aug 26, 2024 | The company announced the departure of Melissa Goldman from the board in an SEC filing |
| Jul 3, 2024 | Diane E. Morais reported in an SEC filing no longer being President, Ally Bank |
| Apr 29, 2024 | Michael George Rhodes became a director |
| Apr 29, 2024 | Michael George Rhodes became Chief Executive Officer |
| Dec 22, 2023 | Isvara M. Wilson became Acting General Counsel |
| Dec 11, 2023 | The company announced the departure of Scott A Stengel as General Counsel in an SEC filing |
| Oct 11, 2023 | The company announced the departure of Jeffrey Jonathan Brown as Chief Executive Officer in an SEC filing |
| Aug 1, 2023 | Thomas P Gibbons became a director |
| Jul 3, 2023 | Russell E. Hutchinson became Chief Financial Officer |
| Oct 18, 2022 | Bradley J. Brown became Interim CFO |
| Oct 15, 2022 | The company announced the departure of Jennifer A. LaClair as Chief Financial Officer in an SEC filing |
| May 3, 2022 | Melissa Goldman became a director |
| May 3, 2022 | David Reilly became a director |
| Aug 3, 2018 | Katryn Blake became a director |
| Aug 3, 2018 | Brian Sharples became a director |
| Apr 18, 2018 | Jason E. Schugel became Chief Risk Officer |
| Apr 18, 2018 | Douglas R. Timmerman became President, Auto Finance |
| Mar 1, 2018 | Jennifer A. LaClair became Chief Financial Officer |
| Mar 28, 2017 | Diane E. Morais listed as President, Ally Bank (previously CEO & President, Ally Bank) in SEC filings |
Not reported recently (12)
- Isvara M. Wilson · Last reported as Acting General Counsel in an SEC filing dated Nov 19, 2024
- Kenneth J Bacon · Last reported as a director in an SEC filing dated May 16, 2024
- Jeffrey Jonathan Brown · Last reported as a director in an SEC filing dated Jan 30, 2024
- Michael F Steib · Last reported as a director in an SEC filing dated May 16, 2023
- Bradley J. Brown · Last reported as Interim CFO in an SEC filing dated Apr 28, 2023
- Maureen Breakiron-Evans · Last reported as a director in an SEC filing dated May 17, 2022
- Katryn Blake · Last reported as a director in an SEC filing dated Jan 11, 2022
- John J Stack · Last reported as a director in an SEC filing dated May 18, 2021
- Christopher A Halmy · Last reported as Chief Financial Officer in an SEC filing dated Feb 2, 2018
- Timothy M. Russi · Last reported as President, Auto Finance in an SEC filing dated Feb 2, 2018
- David P Shevsky · Last reported as Chief Risk Officer in an SEC filing dated Feb 2, 2018
- Robert T Blakely · Last reported as a director in an SEC filing dated May 17, 2017
Compiled from SEC filings by the company and its directors and officers. Dates are as stated in those filings. Where no filing says when someone left, we show the last filing that listed them.
ALLY Proposed Insider Sales (Form 144)
Latest: 2026-10-21
? Form 144 Guide
Last 30d:
1 filing
· $496K notice value
· Last 90d:
2 filings
· $717K notice value
· 2 unique filers
· 50% under 10b5-1 plans
What is Form 144? A notice of intent to sell restricted or control stock under Rule 144. Affiliates (officers, directors, 10%+ owners) and holders of restricted shares must file Form 144 when planning to sell more than 5,000 shares or $50,000 in any 3-month rolling window.
How it relates to Form 4: Form 144 is filed before the trade (up to 90 days in advance); Form 4 is filed within 2 business days after the trade executes. Not every Form 144 results in a sale — the filer may cancel or delay. Look for the corresponding Form 4 on the Insider Activity card to confirm a sale actually happened.
10b5-1 plans: Trades made under a pre-scheduled Rule 10b5-1 plan are not discretionary — they execute automatically on dates set months earlier, regardless of news. High 10b5-1 percentages mean less per-filing signal value, though cumulative selling volume still matters.
"Notice value": Aggregate market value the filer wrote into the Form 144 — i.e. the size of the planned sale, not necessarily the executed dollars. An amended notice (Form 144/A) replaces the original it amends, and cancelled notices are dropped, so neither is double-counted above. A filed value that is clearly inconsistent with the share count at the stock's price (a filer typo) shows as a dash and is left out of the totals.
Source & freshness: Sourced from public Form 144 filings. Refreshed daily; new filings typically appear here the morning after they are filed.
Top 90-day filers:
KATHLEEN L. PATTERSON (1, $496K) · STEPHANIE RICHARD (1, $221K)
| Filed | Filer | Role | Shares | Notice Value | Planned Sale | Broker | Plan | Link |
|---|---|---|---|---|---|---|---|---|
| 2026-10-21 | KATHLEEN L. PATTERSON | Officer | 12,831 | $495.9K | 2026-10-21 | Morgan Stanley Smith Barney LLC … | — | EDGAR |
| 2026-08-04 | STEPHANIE RICHARD | Officer | 5,000 | $221.2K | 2026-08-04 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2026-05-15 | STEPHANIE RICHARD | Officer | 5,000 | $210.7K | 2026-05-15 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2026-04-17 | Douglas Timmerman | Officer | 39,675 | $1.79M | 2026-04-17 | Merrill Lynch | 10b5-1 | EDGAR |
| 2025-10-28 | Richard Stephanie N | Officer | 8,000 | $257.1K | 2025-04-30 | Morgan Stanley Smith Barney LLC … | — | EDGAR |
| 2025-10-22 | KATHLEEN PATTERSON | Officer | 29,000 | $1.18M | 2025-10-22 | Morgan Stanley Smith Barney LLC … | — | EDGAR |
| 2023-12-29 | DAVID DEBRUNNER | Officer | 3,750 | $131.3K | 2023-12-29 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2023-12-15 | DAVID DEBRUNNER | Officer | 3,750 | $131.2K | 2023-12-15 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2023-12-14 | DAVID DEBRUNNER | Officer | 7,500 | $253.5K | 2023-12-14 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
Notice value is the aggregate market value the filer states they intend to sell — not a confirmed transaction. Compare to Insider Activity (Form 4) to see which planned sales actually executed. Market-wide feed: Planned sales (Form 144).
Recent SEC Filings
Latest: 2026-05-20
Current reports — material events the company must disclose within 4 business days (earnings releases, M&A, executive changes, etc.).
| Filing Date | Accession | Link |
|---|---|---|
| 2026-05-20 | 0001193125-26-231197 | EDGAR |
| 2026-05-08 | 0000040729-26-000011 | EDGAR |
| 2026-05-01 | 0001193125-26-201520 | EDGAR |
| 2026-04-27 | 0001193125-26-179290 | EDGAR |
| 2026-04-17 | 0001193125-26-160281 | EDGAR |
| 2026-01-21 | 0001193125-26-017242 | EDGAR |
| 2025-12-10 | 0001193125-25-313483 | EDGAR |
| 2025-12-09 | 0001193125-25-312845 | EDGAR |
| 2025-10-17 | 0001193125-25-241967 | EDGAR |
| 2025-07-31 | 0001193125-25-170540 | EDGAR |
Annual report — audited financial statements, MD&A, risk factors. Filed 60–90 days after fiscal year-end.
Quarterly report — unaudited financials and MD&A. Filed 40–45 days after each of the first three fiscal quarters.
| Filing Date | Accession | Link |
|---|---|---|
| 2026-05-05 | 0000040729-26-000009 | EDGAR |
| 2025-10-30 | 0000040729-25-000025 | EDGAR |
| 2025-08-04 | 0000040729-25-000020 | EDGAR |
| 2025-05-05 | 0000040729-25-000011 | EDGAR |
| 2024-11-05 | 0000040729-24-000023 | EDGAR |
| 2024-08-05 | 0000040729-24-000018 | EDGAR |
| 2024-05-06 | 0000040729-24-000012 | EDGAR |
| 2023-10-31 | 0000040729-23-000030 | EDGAR |
| 2023-08-01 | 0000040729-23-000023 | EDGAR |
| 2023-05-02 | 0000040729-23-000012 | EDGAR |
ETF Holders
171 ETFs hold ALLY
25 shown · $2.06B total exposure · 0.21% AUM-weighted avg weight
| # | ETF | Provider | Weight | $ Exposure | ETF AUM | As Of |
|---|---|---|---|---|---|---|
| 1 | IJH iShares Core S&P Mid-Cap ETF | iShares (BlackRock) | 0.30% | $372.5M | $123.0B | 2026-10-20 |
| 2 | VTI Vanguard Morningstar Total Stock Market ETF | Vanguard | 0.01% | $325.6M | — | 2026-09-30 |
| 3 | VB Vanguard Morningstar Small-Cap ETF | Vanguard | 0.13% | $231.8M | — | 2026-09-30 |
| 4 | DFAT Dimensional US Targeted Value ETF | Dimensional | 0.52% | $160.1M | — | 2026-10-20 |
| 5 | VBR Vanguard Morningstar Small-Cap Value ETF | Vanguard | 0.23% | $150.9M | — | 2026-09-30 |
| 6 | VXF Vanguard Extended Market ETF | Vanguard | 0.12% | $115.6M | — | 2026-09-30 |
| 7 | MDY State Street® SPDR® S&P MIDCAP 400® ETF Trust | SPDR (State Street) | 0.30% | $77.9M | $25.8B | 2026-10-20 |
| 8 | DFSV Dimensional US Small Cap Value ETF | Dimensional | 0.28% | $75.5M | — | 2026-10-20 |
| 9 | SPMD State Street® SPDR® Portfolio S&P 400™ Mid Cap ETF | SPDR (State Street) | 0.30% | $56.1M | $18.4B | 2026-10-20 |
| 10 | IJJ iShares S&P Mid-Cap 400 Value ETF | iShares (BlackRock) | 0.62% | $52.8M | $8.5B | 2026-10-20 |
| 11 | IWR iShares Russell Mid-Cap ETF | iShares (BlackRock) | 0.08% | $43.5M | $57.3B | 2026-10-20 |
| 12 | VYM Vanguard High Dividend Yield ETF | Vanguard | 0.04% | $41.8M | — | 2026-09-30 |
| 13 | FMDE Fidelity Enhanced Mid Cap Core ETF | Fidelity | 0.49% | $41.7M | $8.5B | 2026-10-20 |
| 14 | AVLV Avantis U.S. Large Cap Value ETF | Avantis | 0.18% | $41.1M | $22.3B | 2026-10-20 |
| 15 | DFAC Dimensional US Core Equity 2 ETF | Dimensional | 0.04% | $39.0M | — | 2026-10-20 |
| 16 | OMAH VistaShares Target 15 Berkshire Select Income ETF | Nport | 3.83% | $37.9M | — | 2026-07-31 |
| 17 | SCHM Schwab U.S. Mid-Cap ETF | Nport | 0.22% | $32.5M | — | 2026-05-31 |
| 18 | DFAS Dimensional US Small Cap ETF | Dimensional | 0.08% | $26.4M | — | 2026-10-20 |
| 19 | DON WisdomTree U.S. Midcap Dividend Fund | Nport | 0.61% | $24.4M | — | 2026-06-30 |
| 20 | FNDX Schwab Fundamental U.S. Large Company ETF | Nport | 0.09% | $22.4M | — | 2026-05-31 |
| 21 | IWD iShares Russell 1000 Value ETF | iShares (BlackRock) | 0.02% | $21.0M | $84.5B | 2026-10-20 |
| 22 | DCOR Dimensional US Core Equity 1 ETF | Dimensional | 0.05% | $20.7M | — | 2026-10-20 |
| 23 | IVOO Vanguard S&P Mid-Cap 400 ETF | Vanguard | 0.30% | $17.2M | — | 2026-09-30 |
| 24 | VFH Vanguard Financials ETF | Vanguard | 0.12% | $17.1M | — | 2026-09-30 |
| 25 | MDYV State Street® SPDR® S&P 400™ Mid Cap Value ETF | SPDR (State Street) | 0.62% | $17.1M | $2.8B | 2026-10-20 |
Fundamentals
Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.
Metrics
- Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
- Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
- Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
- Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.
How to read the bars
- Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
- YoY growth — compare to the same quarter a year earlier to remove seasonality.
- Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
- Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.
TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.
Trailing P/E
9.41
TTM Diluted EPS
$4.11
TTM Revenue
$15.69B
TTM Net Income
$1.29B
TTM Op. Cash Flow
$4.16B
Quarterly figures (12 quarters)
| Quarter | Period End | Revenue | Net Income | Diluted EPS | Op. Cash Flow |
|---|---|---|---|---|---|
| Q1 '26 | 2026-03-31 | $3.89B | $291.00M | $0.93 | $1.37B |
| Q4 '25 | 2025-12-31 | $3.94B | $300.00M | $0.96 | $640.00M |
| Q3 '25 | 2025-09-30 | $3.97B | $371.00M | $1.18 | $1.20B |
| Q2 '25 | 2025-06-30 | $3.89B | $324.00M | $1.04 | $947.00M |
| Q1 '25 | 2025-03-31 | $3.46B | $-253.00M | $-0.82 | $940.00M |
| Q4 '24 | 2024-12-31 | $4.04B | $81.00M | $0.26 | $951.00M |
| Q3 '24 | 2024-09-30 | $4.19B | $171.00M | $0.55 | $857.00M |
| Q2 '24 | 2024-06-30 | $4.04B | $191.00M | $0.62 | $1.45B |
| Q1 '24 | 2024-03-31 | $4.11B | $115.00M | $0.37 | $1.27B |
| Q4 '23 | 2023-12-31 | $4.20B | $-14.00M | $-0.06 | $-123.00M |
| Q3 '23 | 2023-09-30 | $4.03B | $269.00M | $0.88 | $1.66B |
| Q2 '23 | 2023-06-30 | $3.96B | $301.00M | $0.99 | $1.59B |
Q1 2026 • period ending 2026-03-31 • filed 2026-05-05
Valuation
Ratios derived from TTM financials and the current market price, sampled daily. History chart shows how expensive the stock is today relative to its own recent past.
Price Multiples
- P/E — price / TTM earnings. Rough market rule: 10–15 value, 15–25 market, >30 growth/premium. Negative when earnings are negative.
- P/B — price / book value. Useful for financials and asset-heavy names; meaningless for asset-light software.
- P/S — price / TTM revenue. Useful when earnings are negative or noisy (early-stage growth).
- EV/EBITDA — capital-structure-neutral. <10 cheap, 10–15 reasonable, >20 rich. Good for comparing across leverage profiles.
- EV/Sales — like P/S but accounts for debt + cash. Compare within sector.
Profitability & Yields
- ROE — return on equity. >15% strong, >25% exceptional. Caution: high leverage inflates ROE.
- ROA — return on assets. Leverage-neutral; >5% solid, >10% exceptional.
- Div Yield — annual dividend / price. Compare to 10Y Treasury; sustained yield >6% often signals distress.
- FCF Yield — free cash flow / market cap. >5% is attractive; negative means burning cash.
Balance Sheet
- Debt/Equity — leverage. <1 conservative, >2 aggressive. Sector-dependent (utilities naturally high, tech low).
- Current Ratio — short-term liquidity. >1.5 comfortable, <1 raises short-term solvency flags.
Reading the history chart
- Compare current level to the 3-year band: near the high end = relatively expensive; near the low = relatively cheap.
- Multiples expanding while earnings are flat = sentiment-driven rally.
- Multiples compressing while earnings grow = value coming from fundamentals.
P/E
9.41
P/B
0.78
P/S
0.77
EV/EBITDA
22.74
EV/Sales
1.85
ROE
8.2%
ROA
0.7%
Div Yield
4.25%
FCF Yield
34.34%
Debt/Equity
1.11
Current Ratio
—
Market Cap
$12.11B
as of 2026-10-21
Short Interest & Float
Regulatory short-interest reports publish on a bi-weekly settlement cadence; short-volume is reported daily by the trade-reporting facilities. Float is derived from insider-ownership filings.
Metric definitions
- Short Interest — total shares currently sold short as of the settlement date. Lags real time by ~8 business days.
- SI % of Float — short interest / free float. The key crowding metric.
- Days to Cover — short interest / avg daily volume. How many full trading days it would take shorts to buy back. High DTC + catalyst = squeeze fuel.
- Short Vol Ratio — today's short-sale volume / total volume. Intraday selling pressure proxy (not the same as short interest).
- Free Float — shares available for public trading (total shares minus insider / restricted).
- Float % — free float / shares outstanding. <50% = tightly held, more prone to squeezes.
How to read the signals
- SI % of Float < 5% — typical, no particular signal.
- 5–15% — elevated; watch for catalysts (earnings, guidance, macro).
- 15–30% — heavily shorted; tight-float names in this range have produced notable squeezes historically.
- >30% — extreme; borrow is likely expensive and squeeze risk is material.
- Days to Cover > 5 combined with high SI% amplifies squeeze potential.
History chart
- Trend matters more than level. Rapidly rising short interest often precedes negative catalysts or heavy hedging.
- A sudden drop in SI after a rally may indicate a squeeze in progress.
Short interest is reported mid-month and end-of-month; short volume is daily.
Short Interest
15.56M
SI % of Float
5.13%
Days to Cover
3.95
Short Vol Ratio
61.0%
Free Float
303.41M
Float %
99.7%
Short interest 2026-09-30 • Short volume 2026-10-21 • Float 2026-09-23