L & S Advisors Inc — 13F Holdings & Portfolio
CIK 1392364 · latest 13F-HR filed 2026-08-12
L & S Advisors Inc manages $967.4M in 13F-reported U.S. long-equity assets across 236 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AAPL (2.73%), NVDA (2.15%), SPY (1.97%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 42 new positions and exited 39; 111 existing positions rose in reported value and 49 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$967.4M
Long-equity book
Holdings
236
Distinct positions
Period
2026-06-30
Filed 2026-08-12
Q/Q Activity
+42 / −39 / ↑111 / ↓49
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26AAPL2.7% · -14%NVDA2.2% · -21%SPY2.0% · -61%GOOGL1.9% · -25%CAT1.7% · +3%MRK1.6% · +3%GS1.6% · +21%TSM1.5% · -2%LLY1.5% · -12%C1.5% · +39%DIA1.5% · +0%AMZN1.4% · -17%LRCX1.4% · -12%JNJ1.4% · +7%MSFT1.4% · -3%ETN1.3% · +1%META1.2% · -9%JPM1.2% · +257%AVGO1.2% · -32%MS1.2% · newCMI1.2% · -3%BNY1.2% · +14%AXP1.1% · +3570%GLW1.1% · newRL1.1% · newSTT1.1% · -2%MTZ1.1% · -4%GEV1.1% · -13%ROK1.1% · -4%DVN1.0% · newUNH1.0% · newDAL1.0% · newBAC1.0% · +1572%VLO1.0% · newV1.0% · +2614%DELL1.0% · newSPG1.0% · newTRV1.0% · newVSXY1.0% · newRTX1.0% · +52%RCL1.0% · newUAL1.0% · newDOV1.0% · +2%CB0.9% · +91%IBB0.9% · newINTC0.8% · +762%WMT0.8% · +1%MMM0.8% · +3%ABBV0.8% · +167%PANW0.8% · -1%WMB0.8% · -40%BE0.7% · -29%VTI0.7% · -0%MU0.7% · -55%DLR0.7% · +43%ARM0.6% · newWDC0.6% · -50%STX0.6% · -50%TJX0.6% · +3%AVUS0.6% · -0%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 18.1%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Sep 23, 2026.
Assets Under Management
$1.16B
Discretionary
$1.16B
Employees
15
Accounts
1,095
Address
11766 WILSHIRE BLVD
SUITE 845
LOS ANGELES, CA 90025
SUITE 845
LOS ANGELES, CA 90025
Phone
(310) 893-6060
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| LIPPMAN, SY, RICHARD Control | TRUSTEE OF THE LIPPMAN FAMILY TRUST DATED JANUARY 18, 1996; EXECUTIVE CHAIRMAN (SINCE 09/2026) since May 2006 | 25–50% | Individual |
| Lippman, Helene, Brenda Control | TRUSTEE OF THE LIPPMAN FAMILY TRUST DATED JANUARY 18, 1996 since Jul 2015 | 25–50% | Individual |
| MANONGDO, IAN, KEONI Control | CHIEF OPERATING OFFICER since May 2021 | Less than 5% | Individual |
| SCOTT, RALPH, RAYMOND Control | CIO, TRUSTEE OF THE THE SCOTT FAMILY TRUST DATED JULY 27, 1987; CEO (SINCE 09/2026) since May 2006 | 25–50% | Individual |
| SEO, STEPHEN, Seong Control | PRESIDENT since Feb 2023 | Less than 5% | Individual |
| Scott, Jason, Jay Control | CHIEF COMPLIANCE OFFICER (SINCE 02/2020); GENERAL COUNSEL (SINCE 02/2023) since Feb 2020 | Less than 5% | Individual |
| Scott, Phyllis, F. Control | TRUSTEE OF THE THE SCOTT FAMILY TRUST DATED JULY 27, 1987 since Jul 2015 | 25–50% | Individual |
| THE LIPPMAN FAMILY TRUST DATED JANUARY 18, 1996 Control | SHAREHOLDER since Jul 2015 | 25–50% | Domestic Entity |
| THE SCOTT FAMILY TRUST DATED JULY 27, 1987 Control | SHAREHOLDER since Jul 2015 | 25–50% | Domestic Entity |
Ownership & leadership changes · 9 filings with changes since Feb 7, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Sep 17, 2026 filing
- ChangedLIPPMAN, SY, RICHARD · title CEO, CFO, TRUSTEE OF THE LIPPMAN FAMILY TRUST DATED JANUARY 18, 1996 → TRUSTEE OF THE LIPPMAN FAMILY TRUST DATED JANUARY 18, 1996; EXECUTIVE CHAIRMAN (SINCE 09/2026)
- ChangedSCOTT, RALPH, RAYMOND · title EXECUTIVE VICE PRESIDENT, CIO, TRUSTEE OF THE THE SCOTT FAMILY TRUST DATED JULY 27, 1987 → CIO, TRUSTEE OF THE THE SCOTT FAMILY TRUST DATED JULY 27, 1987; CEO (SINCE 09/2026)
- ChangedScott, Jason, Jay · title CHIEF COMPLIANCE OFFICER (SINCE 02/2020), GENERAL COUNSEL (SINCE 02/2023) → CHIEF COMPLIANCE OFFICER (SINCE 02/2020); GENERAL COUNSEL (SINCE 02/2023)
Jun 28, 2023 filing
- ChangedScott, Jason, Jay · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER (SINCE 02/2020), GENERAL COUNSEL (SINCE 02/2023)
Feb 17, 2023 filing
- AddedSEO, STEPHEN, Seong · PRESIDENT · Less than 5% · control person
Dec 8, 2021 filing
- No longer listedGROSS, BENNETT, EDWARD · PRESIDENT · 10–25% · control person · listed since Jun 2016
Jun 23, 2021 filing
- AddedMANONGDO, IAN, KEONI · CHIEF OPERATING OFFICER · Less than 5% · control person
Feb 7, 2020 filing
- AddedScott, Jason, Jay · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedLIPPMAN, SY, RICHARD · title CEO, CCO, CFO, TRUSTEE OF THE LIPPMAN FAMILY TRUST DATED JANUARY 18, 1996 → CEO, CFO, TRUSTEE OF THE LIPPMAN FAMILY TRUST DATED JANUARY 18, 1996; ownership 50–75% → 25–50%
- ChangedLippman, Helene, Brenda · ownership 50–75% → 25–50%
- ChangedSCOTT, RALPH, RAYMOND · ownership 50–75% → 25–50%
- ChangedScott, Phyllis, F. · ownership 50–75% → 25–50%
- ChangedTHE LIPPMAN FAMILY TRUST DATED JANUARY 18, 1996 · ownership 50–75% → 25–50%
- ChangedTHE SCOTT FAMILY TRUST DATED JULY 27, 1987 · ownership 50–75% → 25–50%
Jun 2, 2017 filing
- ChangedGROSS, BENNETT, EDWARD · ownership Less than 5% → 10–25%
Jul 20, 2016 filing
- AddedGROSS, BENNETT, EDWARD · PRESIDENT · Less than 5% · control person
- ChangedLIPPMAN, SY, RICHARD · title PRESIDENT, CEO, CCO, CFO, TRUSTEE OF THE LIPPMAN FAMILY TRUST DATED JANUARY 18, 1996 → CEO, CCO, CFO, TRUSTEE OF THE LIPPMAN FAMILY TRUST DATED JANUARY 18, 1996
May 23, 2016 filing
- AddedLippman, Helene, Brenda · TRUSTEE OF THE LIPPMAN FAMILY TRUST DATED JANUARY 18, 1996 · 50–75% · control person
- AddedScott, Phyllis, F. · TRUSTEE OF THE THE SCOTT FAMILY TRUST DATED JULY 27, 1987 · 50–75% · control person
- AddedTHE LIPPMAN FAMILY TRUST DATED JANUARY 18, 1996 · SHAREHOLDER · 50–75% · control person
- AddedTHE SCOTT FAMILY TRUST DATED JULY 27, 1987 · SHAREHOLDER · 50–75% · control person
- ChangedLIPPMAN, SY, RICHARD · title PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER → PRESIDENT, CEO, CCO, CFO, TRUSTEE OF THE LIPPMAN FAMILY TRUST DATED JANUARY 18, 1996
- ChangedSCOTT, RALPH, RAYMOND · title EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER → EXECUTIVE VICE PRESIDENT, CIO, TRUSTEE OF THE THE SCOTT FAMILY TRUST DATED JULY 27, 1987
Feb 7, 2012 filing (earliest on record)
- ListedLIPPMAN, SY, RICHARD · PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER · 50–75% · control person
- ListedSCOTT, RALPH, RAYMOND · EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER · 50–75% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- AMERICAN EXPRESS$10.7M +4004.6%
- VISA INC$9.4M +2981.8%
- BANK OF AMERICA CORP$9.3M +1853.7%
- JPMORGAN CHASE & CO$8.9M +297.1%
- INTEL CORP$7.8M +2625.7%
Top Trims
- SPDR S&P 500 ETF-$23.6M -55.3%
- DUKE ENERGY CORP-$10.9M -97.1%
- AMERICAN ELECTRIC POWER-$10.7M -98.1%
- EQT CORP COM-$9.9M -88.2%
- NETFLIX INC-$5.3M -81.9%
New Positions
- MORGAN STANLEY$11.4M
- CORNING INC$10.6M
- RALPH LAUREN CORP$10.6M
- DEVON ENERGY CORP$10.1M
- UNITEDHEALTH GROUP$10.1M
Exited Positions
- GILEAD SCIENCES INC$10.5M
- HONEYWELL$8.5M
- NORTHROP GRUMMAN CORP$8.3M
- LOCKHEED MARTIN$8.0M
- VERIZON COMMUNICATIONS$7.9M
L & S Advisors Inc Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $26.4M | 2.73% | 91,162 | SH |
| 2 | NVIDIA CORP | NVDA | 67066G104 | $20.8M | 2.15% | 104,102 | SH |
| 3 | SPDR S&P 500 ETF | SPY | 78462F103 | $19.1M | 1.97% | 25,568 | SH |
| 4 | ALPHABET INC A | GOOGL | 02079K305 | $18.0M | 1.86% | 50,353 | SH |
| 5 | CATERPILLAR INC | CAT | 149123101 | $16.0M | 1.65% | 15,032 | SH |
| 6 | MERCK & CO INC | MRK | 58933Y105 | $15.5M | 1.60% | 120,404 | SH |
| 7 | GOLDMAN SACHS | GS | 38141G104 | $15.3M | 1.58% | 15,101 | SH |
| 8 | TAIWAN SEMICONDUCTOR | TSM | 874039100 | $14.9M | 1.55% | 31,300 | SH |
| 9 | ELI LILLY & COMPANY | LLY | 532457108 | $14.9M | 1.54% | 12,439 | SH |
| 10 | CITIGROUP INC | C | 172967424 | $14.4M | 1.49% | 102,988 | SH |
| 11 | DJ INDUSTRIAL ETF | DIA | 78467X109 | $14.3M | 1.48% | 27,396 | SH |
| 12 | AMAZON.COM INC | AMZN | 023135106 | $13.7M | 1.42% | 57,553 | SH |
| 13 | LAM RESEARCH CORP | LRCX | 512807306 | $13.6M | 1.40% | 31,320 | SH |
| 14 | JOHNSON & JOHNSON | JNJ | 478160104 | $13.5M | 1.39% | 52,966 | SH |
| 15 | MICROSOFT CORPORATION | MSFT | 594918104 | $13.3M | 1.37% | 35,526 | SH |
| 16 | EATON CORP PLC | ETN | G29183103 | $13.0M | 1.34% | 30,393 | SH |
| 17 | META PLATFORMS INC | META | 30303M102 | $11.9M | 1.23% | 21,166 | SH |
| 18 | JPMORGAN CHASE & CO | JPM | 46625H100 | $11.9M | 1.23% | 36,341 | SH |
| 19 | BROADCOM LIMITED | AVGO | 11135F101 | $11.8M | 1.22% | 31,158 | SH |
| 20 | MORGAN STANLEY | MS | 617446448 | $11.4M | 1.17% | 54,325 | SH |
| 21 | CUMMINS INC | CMI | 231021106 | $11.3M | 1.17% | 15,881 | SH |
| 22 | BANK NEW YORK MELLON CORP | BNY | 064058100 | $11.3M | 1.17% | 78,005 | SH |
| 23 | AMERICAN EXPRESS | AXP | 025816109 | $11.0M | 1.13% | 32,374 | SH |
| 24 | CORNING INC | GLW | 219350105 | $10.6M | 1.10% | 41,569 | SH |
| 25 | RALPH LAUREN CORP | RL | 751212101 | $10.6M | 1.09% | 26,353 | SH |
| 26 | STATE STREET CORP | STT | 857477103 | $10.5M | 1.09% | 62,158 | SH |
| 27 | MASTEC INC | MTZ | 576323109 | $10.4M | 1.08% | 25,067 | SH |
| 28 | GE VERNOVA | GEV | 36828A101 | $10.4M | 1.07% | 8,817 | SH |
| 29 | ROCKWELL AUTOMATION INC | ROK | 773903109 | $10.3M | 1.06% | 20,767 | SH |
| 30 | DEVON ENERGY CORP | DVN | 25179M103 | $10.1M | 1.04% | 244,547 | SH |
| 31 | UNITEDHEALTH GROUP | UNH | 91324P102 | $10.1M | 1.04% | 24,250 | SH |
| 32 | DELTA AIR LINES INC | DAL | 247361702 | $10.0M | 1.03% | 106,485 | SH |
| 33 | BANK OF AMERICA CORP | BAC | 060505104 | $9.8M | 1.02% | 172,839 | SH |
| 34 | VALERO ENERGY CORP | VLO | 91913Y100 | $9.8M | 1.02% | 37,707 | SH |
| 35 | VISA INC | V | 92826C839 | $9.8M | 1.01% | 28,419 | SH |
| 36 | DELL TECHNOLOGIES INC | DELL | 24703L202 | $9.7M | 1.00% | 22,507 | SH |
| 37 | SIMON PROPERTY GROUP | SPG | 828806109 | $9.7M | 1.00% | 43,268 | SH |
| 38 | TRAVELERS COMPANIES INC | TRV | 89417E109 | $9.6M | 0.99% | 29,083 | SH |
| 39 | VICTORIA'S SECRET & CO | VSXY | 926400102 | $9.6M | 0.99% | 114,880 | SH |
| 40 | RTX CORPORATION | RTX | 75513E101 | $9.5M | 0.98% | 50,033 | SH |
| 41 | ROYAL CARIBBEAN CRUISES | RCL | V7780T103 | $9.4M | 0.97% | 29,608 | SH |
| 42 | UNITED AIRLINES | UAL | 910047109 | $9.4M | 0.97% | 68,975 | SH |
| 43 | DOVER CORP | DOV | 260003108 | $9.2M | 0.95% | 41,074 | SH |
| 44 | CHUBB LTD | CB | H1467J104 | $9.2M | 0.95% | 26,969 | SH |
| 45 | ISHARES BIOTECHNOLOGY | IBB | 464287556 | $8.8M | 0.91% | 46,044 | SH |
| 46 | INTEL CORP | INTC | 458140100 | $8.1M | 0.83% | 57,743 | SH |
| 47 | WAL-MART STORES INC | WMT | 931142103 | $7.9M | 0.82% | 70,069 | SH |
| 48 | 3M COMPANY | MMM | 88579Y101 | $7.8M | 0.81% | 48,401 | SH |
| 49 | ABBVIE INC | ABBV | 00287Y109 | $7.8M | 0.81% | 30,958 | SH |
| 50 | PALO ALTO NETWORKS INC | PANW | 697435105 | $7.6M | 0.79% | 22,333 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-12 | $967.4M | 236 | 0001104659-26-094673 |
| 2026-03-31 | 2026-05-11 | $794.9M | 233 | 0001104659-26-058399 |
| 2025-12-31 | 2026-02-05 | $1.08B | 370 | 0001104659-26-010918 |
| 2025-09-30 | 2025-11-07 | $1.04B | 343 | 0001104659-25-108437 |
Filer Information
Address
11766 WILSHIRE BLVDSUITE 845
Los Angeles, CA 90025
Phone
(310) 893-6060
Filing Manager
L & S Advisors Inc
Los Angeles, CA
Signatory
Jason Scott
Chief Compliance Officer