ROK Rockwell Automation, Inc.
XNYS
390.85
Delayed
Stock quote, options chain, IV rank, technicals, AI analysis, and institutional ownership. Iron condor setups Expected move IV rank history Fibonacci levels Insider trading
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
ROK
$390.85
—
What changed
Recent filings, trades and movesKey stats
$390.85
- 52-Week Range
- $347.53 – $497.36
- YTD
- -1.93%
- IV Rank (30D)
- 23.45
- Straddle Price
- $31.05
- P/C Vol Ratio
- 1.33
- Market Cap
- $41.7B
- Open
- $384.73
- Day Range
- $383.13 – $394.06
- Volume
- 567,360
- Prev Close
- $375.86
Fair Value
MODEL: LONG
A blended fair-value estimate combining up to six valuation methods. Each method is weighted by how well it fits the company — DCF down-weights for unprofitable names; DDM only fires for steady dividend payers; comparables down-weight when peer multiples disagree.
- DCF (quality-aware) — projects free cash flow with a horizon that scales to business quality. True compounders (quality 6/6) get 10 years explicit + 10 years fade before terminal; cyclical/struggling names (quality 0-1) get a 5-year terminal cliff. Quality is scored from ROE, gross margin, growth, FCF margin, debt load, and FCF consistency — the same factors that drive market premium for compounders.
- Market-Implied Growth (in Model Inputs) — reverse-DCF that answers "what growth rate is the market pricing in?". Lets you sanity-check the deviation: if implied growth is plausible for the business, the model's bearish flag may be wrong; if implausible, the market may be over-extrapolating.
- DDM (Gordon Growth Dividend Model) — values the stream of future dividends. Only used when trailing yield ≥ 2% and dividend payments are stable — below that the dividend is a token payout and Gordon (which values only the dividend stream) systematically underprices growth names, so those route to DCF + comparables + market anchor instead.
- P/E, EV/EBITDA, P/B, P/S — applies the peer-group median multiple to this company's per-share metric. Peers come from the same set as the "Related symbols" card. Earnings/sales metrics are forward-tilted by the company's recent revenue growth (capped at 25%) so they're comparable to peers' growth-embedded multiples — mimics how analysts use NTM rather than TTM. Per-multiple weights are biased by company quality (e.g. P/B down-weighted for asset-light tech).
- Market Anchor (SMA50) — the 50-day moving average, weighted by recent trading-range stability (tighter Bollinger bands → higher weight). Captures information fundamentals miss (forward consensus, sentiment, supply/demand) — but only when recent trading is steady enough that the market has converged on a view. During wild breakouts or breakdowns the anchor's weight collapses.
- Options Expected (B-L 30d) — the risk-neutral expected stock price at 30-day options expiration, derived from the full implied-volatility surface via Breeden-Litzenberger (second derivative of call price wrt strike → implied PDF, then E[S_T]). Forward-looking, captures all options-implied information (smile, skew, term structure) in one number. Weighted by chain liquidity. SP500-only at present (pre-computed daily). Backtest evidence: adds modest alpha across most bucket × holding combos.
- Blended value — weighted average. Confidence reflects how many methods fired and how tight peer dispersion is.
- Deviation pill — green when blended FV ≥ 10% above current price (undervalued); red when ≥ 10% below; grey otherwise.
| 10-yr Treasury (rf) | 4.90% |
| Beta vs SPY | 1.09 |
| Cost of Equity (CAPM) | 10.09% (VRP-adj) |
| WACC | 10.36% |
| Volatility Risk Premium | -7.2pp (IV − HV30), ERP adj -25bps |
| Effective Tax Rate | 17.0% |
| Rev. Growth (YoY, DCF input) | -0.1% |
| DCF Horizon | 12 years explicit + fade |
| Free Cash Flow (TTM) | $1.5B |
| Return on Equity (TTM) | 34.5% |
| Book / Price | 8.3% |
| Gross Margin (TTM) | 54.5% |
| FCF Margin (TTM) | 16.8% |
| Debt / Equity | 0.74 |
| Quality Score | 4/6 — high quality (12y DCF) |
| Market-Implied Growth | +15.6% (reverse-DCF on current price) |
| SMA 50 | $429.39 (Market Anchor value) |
| SMA 20 / Bollinger Mid | $428.32 |
| Bollinger Width / SMA20 | 17.4% (drives anchor stability) |
| Net Debt | $2.1B |
| Market Cap | $42B |
Peers used for multiples: ADSK, AVGO, CGNX, EMR, LLY, MSFT, NVDA, TSM
60-Day Conviction
37%
20-Day Fair Value
≈ by Dec 8, 2026
$392.07
α +0.2%
rank 9%
conviction
15%
40-Day Fair Value
≈ by Jan 6, 2027
$395.41
α +1.1%
rank 11%
conviction
39%
60-Day Fair Value
≈ by Feb 4, 2027
$396.42
α +1.3%
rank 16%
conviction
37%
| Method | Implied Price | Weight | Detail |
|---|---|---|---|
| DCF | $130.89 | 22% | |
| DDM (Gordon) | $68.13 | 0% | |
| Peer P/E | $375.94 | 10% | median 35.2× · 7 peers |
| Peer EV/EBITDA | $416.91 | 10% | median 24.4× · 7 peers |
| Peer P/B | $437.31 | 2% | median 14.0× · 7 peers |
| Peer P/S | $923.83 | 7% | median 11.5× · 7 peers |
| Market Anchor (SMA50) | $429.39 | 28% | stability 63% (BB-width) |
| Options Expected (B-L 30d) | $373.04 | 22% | 28 strikes · skew +0.28 |
As of 2026-11-09 · updated
Related
About
- Industry (SIC)
- MEASURING & CONTROLLING DEVICES, NEC (3829) · industry map
- Exchange
- XNYS
- Market Cap
- $41.7B
- Employees
- 26,000
- List Date
- 1956-08-29
- CIK
- 0001024478
- Last Earnings
- Nov 5 before open · −14.2% vs ±8.8% expected
- Next Earnings
- ~Feb 4, 2027 (estimated)
- Headquarters
- Milwaukee, WI
- Homepage
- https://www.rockwellautomation.com
With roots tracing back to the early 1900s, Rockwell Automation is the successor to Rockwell International, which spun off its avionics segment in 2001. It is a pure-play industrial automation company that operates through three segments. Its largest segment by revenue, intelligent devices, sells factory floor-level devices such as motors, drives, sensors, relays, and actuators. Its software and control segment sells visualization, simulation, and human-machine interface software and control products such as programmable controllers, computers, and operator terminals. Its smallest segment, lif…
Summary
—
composite
—
No summary data available for this symbol yet.
Each spoke is this symbol's rank within its sector (0–100; the dotted ring marks the sector median at 50). Higher is more constructive for a long. One spoke — News sentiment — is an absolute reading, not a sector rank. Grayed spokes have no data. A fuller shape is a summary, not a recommendation.
Chart
Seasonality
| Month | '21 | '22 | '23 | '24 | '25 | '26 | Avg |
|---|---|---|---|---|---|---|---|
| Jan | 0.84% | -14.85% | 7.88% | -17.33% | -0.88% | 5.80% | -3.09% |
| Feb | -1.78% | -8.11% | 4.26% | 8.39% | 5.94% | -5.06% | 0.61% |
| Mar | 5.65% | 6.83% | 0.27% | 0.79% | -7.27% | -12.92% | -1.11% |
| Apr | 0.31% | -11.18% | -2.71% | -4.38% | -4.27% | 10.84% | -1.90% |
| May | 0.98% | -14.73% | -1.43% | -4.53% | 26.64% | 10.71% | 2.94% |
| Jun | 6.77% | -8.16% | 17.46% | 6.71% | 4.69% | 8.40% | 5.98% |
| Jul | 7.75% | 28.47% | 2.07% | 4.95% | 3.87% | -0.85% | 7.71% |
| Aug | 5.90% | -6.19% | 0.38% | 2.80% | -0.31% | -11.76% | -1.53% |
| Sep | -8.97% | -11.03% | -8.97% | 2.67% | 3.46% | 4.26% | -3.10% |
| Oct | 8.32% | 13.14% | -7.44% | 0.55% | 5.45% | -1.41% | 3.10% |
| Nov | 5.10% | 3.35% | 3.17% | 9.83% | 8.59% | -11.03%* | 3.17% |
| Dec | 5.07% | -3.44% | 10.31% | -3.81% | -0.23% | -- | 1.58% |
| Total | 40.61% | -29.61% | 24.81% | 3.52% | 51.26% | -6.91% | 13.95% |
Technical Indicators
Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.
Trend Indicators
- SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
- EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
- MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
- ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
- +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
- RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
- Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
- Williams %R — inverted scale: <−80 oversold, >−20 overbought.
Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.
Volume & Volatility
- Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
- OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
- Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
- ATR / True Range — average daily $ move; sizing and stop-loss reference.
- HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.
Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →
Trend Indicators
SMA 20: $426.17
SMA 50: $428.59
SMA 200: $426.95
Current: $390.84
EMA 12: $416.99
EMA 26: $425.21
MACD: -8.2205 | Signal: -5.9789
BEARISH
ADX (14): 17.80
RANGE
+DI: 15.14
−DI: 38.72
Momentum Oscillators
RSI (14): 36.54
NEUTRAL
Stoch %K: 11.35
Stoch %D: 30.88
Williams %R: -75.81
Volume & Volatility
BB Upper: $466.64
BB Lower: $385.70
NEUTRAL
OBV: 7,057,587
Vol SMA 20: 1,038,669
Vol ROC: 6.25%
ATR: $16.57
True Range: $18.20
HV 20: 62.3%
HV 30: 52.2%
HV 60: 39.2%
Data Summary
Data Points: 500
Last Updated:
Date Range: 2024-11-08T00:00:00 – 2026-11-06T00:00:00
AI Analysis
Written before ROK’s Nov 5 earnings report, so it doesn’t reflect the results.
LLM Stock Analysis Report
SYMBOL: ROK
Executive Summary Overall assessment: BEARISH (confidence level: 6/10) Key drivers and primary risks: + Bearish momentum signals from MACD + Strong put activity and options market pricing a $19.40 move by expiration Primary risks: + High volatility, which may lead to increased price fluctuations + Negative news sentiment from recent headlines
2-3 sentence investment thesis: ROK's recent decline is driven by bearish momentum signals and strong put activity. While the stock has support from its moving averages, high volatility and negative news sentiment pose significant risks.
Recent news sentiment impact: The recent news headlines are predominantly neutral to positive, which may not be enough to counteract the bearish momentum signals and options market pricing a move lower.
Technical Analysis Trend Direction: SHORT-TERM (1-4 weeks): DOWNWARD
Support/Resistance Levels: + Lower Bollinger Band: $422.52 + SMA 20: $438.29 + EMA 12: $434.20
Momentum Signals: + RSI interpretation: NEUTRAL (37.07) + MACD signal: BEARISH (-8.14 / Signal: -0.69 / Histogram: -7.45) + Bollinger Bands position: NEUTRAL (squeeze)
Volume Analysis: + Volume SMA 20: 807183.62 + On-Balance Volume (OBV): 8892881.73
News & Sentiment Analysis Recent Headlines Summary: The recent headlines are predominantly neutral to positive, with some mentioning smart motors and hazardous area equipment markets.
Sentiment Assessment: Aggregate news sentiment is NEUTRAL, which may not be enough to counteract the bearish momentum signals and options market pricing a move lower.
Catalyst Identification: No significant catalysts identified in recent news headlines.
Market Narrative: The news headlines align with the bearish momentum signals and options market pricing a move lower.
Risk & Volatility Assessment Beta Interpretation: HIGH RISK (1.40) Volatility Regime: HIGH VOLATILITY Options Market Signals: + IV Rank: 16.8% (Low - shows if volatility is historically high/low) + Current IV: 46.5% + Expected Move: $19.40 (18 DTE), 7-DTE: $19.40
Downside Protection: Support levels and risk management considerations are crucial to mitigate potential losses.
Market Context & Positioning Sector Performance: RELATIVE WEAKNESS vs sector/market Institutional Activity: Volume patterns suggesting institutional interest in selling pressure. Correlation Analysis: + R-squared interpretation: -0.58 (strong negative correlation) Relative Valuation: POSITION WITHIN TRADING RANGE
Key Levels & Action Items Critical Price Levels: + Lower Bollinger Band: $422.52 Breakout/Breakdown Levels: + SMA 20: $438.29 Time-Sensitive Catalysts: + Earnings dates, FDA approvals, product launches not available
Risk Management: Stop-loss levels and position sizing considerations are crucial to mitigate potential losses.
Conclusion ROK's recent decline is driven by bearish momentum signals from MACD and strong put activity. While the stock has support from its moving averages, high volatility and negative news sentiment pose significant risks. A cautious approach is recommended, with a focus on managing risk and monitoring for signs of reversal.
Generated
News
All ROK news →
Margin goal reached three years early as AI demand lifted results.
The industrial automation and digital software company said net income jumped to $346 million, or $3.11 a share in the fourth quarter, from $138 million, or $1.23 a share, in a year ago.
Earnings History
15 of 24 under expected move
Avg Expected Move
7.62%
Avg Actual Move
6.77%
| Earnings Date | Timing | Expected Move | Actual Move | Ratio | Outcome |
|---|---|---|---|---|---|
| 2021-01-26 | Pre-Market | 7.74% | 6.29% | 0.81x | Within |
| 2021-04-28 | Pre-Market | 5.96% | 0.88% | 0.15x | Within |
| 2021-07-27 | Pre-Market | 5.56% | 1.45% | 0.26x | Within |
| 2021-11-02 | Pre-Market | 5.32% | 7.35% | 1.38x | Exceeded |
| 2022-01-27 | Pre-Market | 7.68% | 3.71% | 0.48x | Within |
| 2022-05-03 | Pre-Market | 7.06% | 14.52% | 2.06x | Exceeded |
| 2022-07-27 | Pre-Market | 7.69% | 9.58% | 1.25x | Exceeded |
| 2022-11-02 | Pre-Market | 8.37% | 7.93% | 0.95x | Within |
| 2023-01-26 | Pre-Market | 7.59% | 1.36% | 0.18x | Within |
| 2023-04-27 | Pre-Market | 7.49% | 4.80% | 0.64x | Within |
| 2023-08-01 | Pre-Market | 6.28% | 7.55% | 1.20x | Exceeded |
| 2023-11-02 | Pre-Market | 7.92% | 3.14% | 0.40x | Within |
| 2024-01-31 | Pre-Market | 6.72% | 17.56% | 2.61x | Exceeded |
| 2024-05-07 | Pre-Market | 8.42% | 1.93% | 0.23x | Within |
| 2024-08-07 | Pre-Market | 8.71% | 0.64% | 0.07x | Within |
| 2024-11-07 | Pre-Market | 7.86% | 5.75% | 0.73x | Within |
| 2025-02-10 | Pre-Market | 7.41% | 12.65% | 1.71x | Exceeded |
| 2025-05-07 | Pre-Market | 8.02% | 11.90% | 1.48x | Exceeded |
| 2025-08-06 | Pre-Market | 8.03% | 5.01% | 0.62x | Within |
| 2025-11-06 | Pre-Market | 8.27% | 2.73% | 0.33x | Within |
| 2026-02-05 | Pre-Market | 8.55% | 5.38% | 0.63x | Within |
| 2026-05-05 | Pre-Market | 7.94% | 8.90% | 1.12x | Exceeded |
| 2026-08-04 | Pre-Market | 9.42% | 7.43% | 0.79x | Within |
| 2026-11-05 | Pre-Market | 8.79% | 14.15% | 1.61x | Exceeded |
Earnings calendar: this week’s reports with expected vs actual moves →
ROK Options Activity & IV Rank
ROK IV rank history, 52-week IV rank and IV percentile →
Volatility Metrics
Current IV: 31.2%
7-DTE IV: 35.6%
Expected Move: $31.05
7-DTE Move: $19.45
Days to Exp: 39 (2026-12-18)
Options Flow · All expiries
Call Volume: 2,249
Put Volume: 3,000
P/C Volume: 1.334
BEARISH
Call OI: 7,873
Put OI: 7,541
P/C OI: 0.958
Total OI: 15,414
ATM Options Pricing
ATM Call: $16.40
ATM Put: $14.65
Call %: 4.2%
Put %: 3.7%
Chain Summary
Chain Volume: 5,249
Chain OI: 15,414
Last Updated: 11/9/2026
Spread Scanner
Each spread is ranked by a composite score built in three stages. Full documentation →
Stage 1 — Base Score
score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
Calendars: the long leg is valued at the short leg’s expiration (Black-Scholes at its current IV) across the range of prices the short leg’s IV implies, giving the best-case profit (R/R = that over the debit) and P(profit).
Stage 2 — Skew Adjustment (±25% cap)
RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.
Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
- RSI <40 bullish / >60 bearish
- MACD crossover + histogram trend
- Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
- Stochastic %K <20 / >80
- Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
- Blended ATR + straddle expected-move penalty
- Bollinger Band signal (+ counter-trend penalty)
- BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
- IV rank ≥ 75 → strong boost for credit spreads
- IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
- Min open interest across all legs
- OI < 100 → −0.10 · OI < 500 → −0.05
score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →
Scanning bull put, bear call, iron condor and calendar spreads…
Dealer Positioning
LOW γ vs HISTORY
Estimated net dealer gamma is at the 4th percentile of this name's own daily history, near the low end of its range. This describes current positioning; it is not a forecast or a trading signal.
Gamma percentile
4%
vs own history
GEX tilt
-0.72
OI-weighted, today
Vanna tilt
+0.51
δ-sensitivity to IV
Charm tilt
-0.33
δ-decay vs time
Vanna tilt +0.51: the estimated dealer exposure leans positive, so the modeled hedge would shift noticeably if implied volatility changed.
Charm tilt -0.33: the estimated dealer exposure leans negative, so the modeled hedge would shift noticeably as time passes and options approach expiry.
? What is this?
· 61 ATM contracts, 7k total OI
Net dealer gamma is an estimate of the aggregate gamma held by options market makers across this name's option chain, weighted by open interest. Dealer positions aren't public, so it uses a standard simplifying assumption: dealers are treated as long the calls and short the puts that are open. Actual dealer books can differ.
Gamma percentile ranks today's estimate against this name's own daily history, from 0% (the lowest reading on record) to 100% (the highest). Raw gamma scales with how much open interest a chain carries, so it isn't comparable across names; the percentile is. The badge marks the bottom 20% as low and the top 20% as high.
Tilts run from −1 to +1 and show how lopsided the estimated dealer exposure is. GEX tilt compares call gamma with put gamma. Vanna tilt describes how the hedge would shift if implied volatility changed, and charm tilt how it would shift with the passage of time.
This card describes estimated positioning and where it sits historically. It is not a forecast of price direction or volatility and not a trading signal. Market-wide view: Dealer positioning screener.
Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Wing vs ATM
IV(put wing) − IV(ATM), in vol pointsHow much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.
- Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
- Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
- Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
- Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each sideWhich side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.
- Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
- Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
- Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
- Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together
Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:
- High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
- Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
- Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d
—
—
pts
EXTREME
No data
30 DTE / 10d
—
—
pts
EXTREME
No data
Extreme reading.
Historically these have been contrarian — on the small set of observed earnings-day cases, large negative wing-vs-ATM gaps (calls pricing much richer than puts at the same delta) preceded sharp drops in the underlying within 1-12 days. Not financial advice and the dataset is small.
Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.
Volatility Surface
Loading the implied volatility surface…
Volatility Smile
Loading the implied volatility smile…
IV Rank (7 DTE)33.7MediumNov 9
IV Rank (30 DTE)23.4LowNov 9
Straddle Price (30 DTE)$31.05Nov 9
Beta Analysis
Risk Metrics
Beta: 1.5977
Alpha: -9.10%
Correlation: 0.6344
R-Squared: 40.2%
Stock Volatility: 34.6%
Market Volatility: 13.7%
Analysis Details
Benchmark: SPY
Data Points: 251
Period: 252 trading days
Data Points: 251
Period: 252 trading days
Interpretation:
High volatility - stock moves more than market
High volatility - stock moves more than market
Beta & Alpha Over Time
Notable investors who own ROK
4 of 37 tracked investors
| Investor | Value | Share of their portfolio | Rank | Q/Q shares | Source |
|---|---|---|---|---|---|
| Rockefeller Capital Management Family office Rockefeller family | $72.4M | #172 of 4729 | +6.1% | 13F | |
| Markel Group Holding company Tom Gayner | $67.4M | #50 of 145 | 0.0% | 13F | |
| Citadel Hedge fund Ken Griffin | $23.8M | #1041 of 6285 | -72.1% | 13F | |
| Bridgewater Associates Hedge fund Ray Dalio | $9.3M | #350 of 997 | -50.5% | 13F |
Hedge funds, activists, holding companies and family offices we track, from their latest 13F (quarter-end value) and Form 4 filings in the last 3 years. Family offices · all institutions
ROK Institutional Ownership (13F)
Filings for 2026-09-30
? 13F Guide
Diluted shares outstanding: 112,550,000 (as of 2026-06-30)
Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.
- Shares — long equity positions in this name, aggregated across share classes.
- Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
- % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
- Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.
Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.
19 filers$409.53M notional
| # | Filer | Notional Value | % of Total | Period |
|---|---|---|---|---|
| 1 | Jane Street Group, LLC Custodian | $95.70M | 23.37% | 2026-06-30 |
| 2 | Citadel Advisors LLC Custodian | $74.26M | 18.13% | 2026-06-30 |
| 3 | PEAK6 LLC | $66.29M | 16.19% | 2026-06-30 |
| 4 | Susquehanna International Group, LLP Custodian | $61.14M | 14.93% | 2026-06-30 |
| 5 | Barclays PLC Custodian | $37.87M | 9.25% | 2026-09-30 |
| 6 | IMC-Chicago, LLC Custodian | $25.16M | 6.14% | 2026-09-30 |
| 7 | SCOPUS ASSET MANAGEMENT, L.P. | $14.85M | 3.63% | 2026-06-30 |
| 8 | Walleye Trading LLC | $8.81M | 2.15% | 2026-06-30 |
| 9 | Millennium Management LLC Custodian | $8.61M | 2.10% | 2026-06-30 |
| 10 | Squarepoint Ops LLC | $4.31M | 1.05% | 2026-06-30 |
| 11 | SIG BROKERAGE, LP | $3.71M | 0.91% | 2026-06-30 |
| 12 | Walleye Capital LLC | $2.97M | 0.73% | 2026-06-30 |
| 13 | Simplex Trading, LLC Custodian | $1.31M | 0.32% | 2026-09-30 |
| 14 | Point72 Asset Management, L.P. | $1.19M | 0.29% | 2026-06-30 |
| 15 | Parallax Volatility Advisers, L.P. | $940.65K | 0.23% | 2026-06-30 |
| 16 | TUDOR INVESTMENT CORP ET AL | $792.13K | 0.19% | 2026-06-30 |
| 17 | GROUP ONE TRADING LLC Custodian | $792.13K | 0.19% | 2026-06-30 |
| 18 | Limestone Investment Advisors LP | $594.10K | 0.15% | 2026-06-30 |
| 19 | HUB Investment Partners, LLC | $217.66K | 0.05% | 2026-09-30 |
17 filers$237.41M notional
| # | Filer | Notional Value | % of Total | Period |
|---|---|---|---|---|
| 1 | Susquehanna International Group, LLP Custodian | $78.57M | 33.09% | 2026-06-30 |
| 2 | Jane Street Group, LLC Custodian | $56.74M | 23.90% | 2026-06-30 |
| 3 | Citadel Advisors LLC Custodian | $35.05M | 14.76% | 2026-06-30 |
| 4 | IMC-Chicago, LLC Custodian | $31.60M | 13.31% | 2026-09-30 |
| 5 | SCOPUS ASSET MANAGEMENT, L.P. | $14.85M | 6.26% | 2026-06-30 |
| 6 | Squarepoint Ops LLC | $2.92M | 1.23% | 2026-06-30 |
| 7 | Walleye Capital LLC | $2.92M | 1.23% | 2026-06-30 |
| 8 | Twin Tree Management, LP | $2.77M | 1.17% | 2026-06-30 |
| 9 | Simplex Trading, LLC Custodian | $2.52M | 1.06% | 2026-09-30 |
| 10 | D. E. Shaw & Co., Inc. Custodian | $2.48M | 1.04% | 2026-06-30 |
| 11 | Millennium Management LLC Custodian | $2.43M | 1.02% | 2026-06-30 |
| 12 | Walleye Trading LLC | $1.49M | 0.63% | 2026-06-30 |
| 13 | DV Trading LLC | $1.14M | 0.48% | 2026-06-30 |
| 14 | Point72 Asset Management, L.P. | $1.09M | 0.46% | 2026-06-30 |
| 15 | GROUP ONE TRADING LLC Custodian | $346.56K | 0.15% | 2026-06-30 |
| 16 | Limestone Investment Advisors LP | $346.56K | 0.15% | 2026-06-30 |
| 17 | Parallax Volatility Advisers, L.P. | $148.52K | 0.06% | 2026-06-30 |
ROK Insider Trading (Form 4)
Latest: 2026-10-05Form 4 filings — insider beneficial-ownership changes by officers, directors, and 10%+ holders. Filed within 2 business days of transaction.
| Filed | Reporter | Role | Action | Shares | Avg Price | Net $ | Link |
|---|---|---|---|---|---|---|---|
| 2026-10-05 | Matheus De A G Viera Bulho | SVP Software and Control | Grant (A) | +1,533 RSU | — | EDGAR | |
| 2026-10-05 | John M Miller | VP and Chief IP Counsel | Grant (A) | +277 RSU | — | EDGAR | |
| 2026-10-05 | Tessa M. Myers | SVP, Chief Revenue Officer | Grant (A) | +3,371 RSU | — | EDGAR | |
| 2026-10-05 | Robert L. Buttermore | SVP,Chief Supply Chain Officer | Grant (A) | +2,453 RSU | — | EDGAR | |
| 2026-10-05 | Isaac Woods | Vice President and Treasurer | Grant (A) | +614 RSU | — | EDGAR | |
| 2026-10-05 | Jordan Canfield Reynolds | SVP Lifecycle Services | Grant (A) | +246 RSU | — | EDGAR | |
| 2026-10-05 | Rebecca W House | SVP, CLO and Secretary | Grant (A) | +3,371 RSU | — | EDGAR | |
| 2026-10-05 | Christopher Nardecchia | SVP, Chief Information Officer | Grant (A) | +1,533 RSU | — | EDGAR | |
| 2026-10-05 | Matthew W. Fordenwalt | SVP Intelligent Devices | Grant (A) | +3,371 RSU | — | EDGAR | |
| 2026-10-05 | Blake D. Moret | President and CEO | Grant (A) | +16,852 RSU | — | EDGAR | |
| 2026-10-05 | Cyril Perducat | SVP, Chief Technology Officer | Grant (A) | +1,993 RSU | — | EDGAR | |
| 2026-10-05 | Terry L. Riesterer | Vice President and Controller | Grant (A) | +645 RSU | — | EDGAR | |
| 2026-10-02 | William P Gipson | Director | Grant (A) | +75 RSU | — | EDGAR | |
| 2026-09-09 | Isaac Woods | Vice President and Treasurer | Mixed Sell −154 · Exer +325 |
+171 | $432.62 | -$66.6K | EDGAR |
| 2026-09-02 | Matheus De A G Viera Bulho | SVP Software and Control | Sell (S) | −867 | $423.81 | -$367.4K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (described in filing footnote — typically 401(k), trust, inheritance) · W = will/inheritance. Only P / S codes carry directional signal.
ROK Insider Holdings
25 insiders · @ $390.84
Officers, directors, and 10%+ owners who have filed a Form 4 in the past two years, ranked by current disclosed exposure (shares × today's price). Shares are direct + indirect (via trusts / LLCs / spouse). Excludes unvested RSU and option grants — those aren't beneficially owned until vest.
| # | Insider | Role | Shares | Disclosed Exposure | Lifetime OM Net | Filings | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Blake D. Moret | President and CEO | 172,700 | $67.50M | -$85.35M | 76 | 2026-10-05 |
| 2 | Rebecca W House | SVP, CLO and Secretary | 20,619 | $8.06M | -$20.22M | 34 | 2026-10-05 |
| 3 | Christopher Nardecchia | SVP, Chief Information Officer | 14,787 | $5.78M | -$13.06M | 33 | 2026-10-05 |
| 4 | Donald R Parfet | Director | 14,014 | $5.48M | -$1.27M | 42 | 2026-02-11 |
| 5 | Robert L. Buttermore | SVP,Chief Supply Chain Officer | 12,087 | $4.72M | -$5.81M | 20 | 2026-10-05 |
| 6 | Christian E Rothe | Sr. VP and CFO | 11,018 | $4.31M | $1.74M | 7 | 2026-08-21 |
| 7 | James P Keane | Director | 9,690 | $3.79M | -$1.66M | 28 | 2025-12-10 |
| 8 | Thomas W Rosamilia | Director | 7,778 | $3.04M | $0 | 16 | 2025-12-10 |
| 9 | Lisa A Payne | Director | 7,049 | $2.76M | $0 | 19 | 2025-12-10 |
| 10 | Cyril Perducat | SVP, Chief Technology Officer | 6,439 | $2.52M | -$2.37M | 20 | 2026-10-05 |
Lifetime OM Net = signed sum of open-market buys (P) and sells (S) over their career; excludes grants, tax withholdings, and dispositions to issuer. A large negative number is normal for long-tenured executives — they've sold compensation grants over many years.
ROK Board & Officers
As of SEC filings through Oct 5, 2026Directors 12
- Donald R Parfet · since May 30, 2008
- James P Keane · since Feb 1, 2011
- Lisa A Payne · since Feb 3, 2015
- Thomas W Rosamilia · since Apr 6, 2016
- Blake D. Moret · listed since Jul 2016
- Patricia A Watson · since Jul 1, 2017
- Pam Murphy · since Jun 6, 2019
- William P Gipson · since Nov 4, 2020
- Robert Soderbery · since Feb 2, 2022
- Alice L. Jolla · since Feb 8, 2023
- Timothy M Knavish · since Feb 7, 2024
- David A Zapico · since Apr 16, 2026
Officers 14
- Blake D. Moret · President and CEO · listed since Jul 2016
- Terry L. Riesterer · Vice President and Controller · since Nov 29, 2019
- Isaac Woods · Vice President and Treasurer · since Oct 1, 2020
- Christian E Rothe · Sr. VP and CFO · since Aug 19, 2024
- John M Miller · VP and Chief IP Counsel · on file since May 2006
- Christopher Nardecchia · SVP, Chief Information Officer · since Nov 1, 2017
- Scott Genereux · Sr.VP, Chief Revenue Officer · since Feb 1, 2021
- Cyril Perducat · SVP, Chief Technology Officer · listed since Jun 2022
- Robert L. Buttermore · SVP,Chief Supply Chain Officer · since Feb 13, 2023
- Rebecca W House · SVP, CLO and Secretary · listed since Oct 2021
- Tessa M. Myers · SVP, Intelligent Devices · since Jun 6, 2022
- Matthew W. Fordenwalt · SVP Lifecycle Services · since Jun 1, 2023
- Matheus De A G Viera Bulho · SVP Software and Control · since Apr 1, 2024
- Jordan Canfield Reynolds · SVP Lifecycle Services · since Oct 1, 2026
Changes in the last 10 years (46)
| Oct 1, 2026 | Jordan Canfield Reynolds became SVP Lifecycle Services |
| Apr 16, 2026 | David A Zapico became a director |
| Aug 19, 2024 | Christian E Rothe became Sr. VP and CFO |
| May 6, 2024 | The company announced the departure of Nicholas C Gangestad as Sr. VP and CFO in an SEC filing |
| Apr 1, 2024 | Matheus De A G Viera Bulho became SVP Software and Control |
| Feb 7, 2024 | Timothy M Knavish became a director |
| Jan 10, 2024 | The company announced the departure of Frank C Kulaszewicz as SVP in an SEC filing |
| Jun 1, 2023 | Matthew W. Fordenwalt became SVP Lifecycle Services |
| Feb 13, 2023 | Robert L. Buttermore became SVP,Chief Supply Chain Officer |
| Feb 8, 2023 | The company announced the departure of James Phillip Holloman from the board in an SEC filing |
| Feb 8, 2023 | Alice L. Jolla became a director |
| Jun 6, 2022 | Tessa M. Myers became SVP, Intelligent Devices |
| Jun 3, 2022 | Cyril Perducat listed as SVP, Chief Technology Officer (previously SVP, Technology) in SEC filings |
| Feb 2, 2022 | Robert Soderbery became a director |
| Dec 1, 2021 | The company announced the departure of Lawrence D Kingsley from the board in an SEC filing |
| Nov 1, 2021 | Veena M Lakkundi became SVP, Strategy & Corp Developmt |
| Oct 5, 2021 | Rebecca W House listed as SVP, CLO and Secretary (previously SVP, Chief People & Legal &Sec) in SEC filings |
| Aug 10, 2021 | Sujeet Chand listed as Sr VP, Technology (previously Sr VP & Chief Tech. Officer) in SEC filings |
| Jun 1, 2021 | Cyril Perducat became SVP, Technology |
| May 5, 2021 | Rebecca W House listed as SVP, Chief People & Legal &Sec (previously SVP, Chief Admin & Legal & Sec) in SEC filings |
| Mar 1, 2021 | Nicholas C Gangestad became Sr. VP and CFO |
| Feb 1, 2021 | Scott Genereux became Sr.VP, Chief Revenue Officer |
| Feb 1, 2021 | Brian A Shepherd became Sr. VP Software and Control |
| Dec 10, 2020 | Ernest Nicolas listed as SVP,Chief Supply Chain Officer (previously SVP, Integrated Supply Chain) in SEC filings |
| Nov 16, 2020 | Steven W. Etzel listed as Senior Vice President & CFO (previously Vice President, Finance) in SEC filings |
| Nov 4, 2020 | William P Gipson became a director |
| Oct 5, 2020 | Steven W. Etzel listed as Vice President, Finance (previously VP and Treasurer) in SEC filings |
| Oct 5, 2020 | Robert B Murphy listed as Sr. VP (previously Sr. VP Operations & Eng. Svcs.) in SEC filings |
| Oct 5, 2020 | Rebecca W House listed as SVP, Chief Admin & Legal & Sec (previously Sr.VP, Gen Counsel & Secretary) in SEC filings |
| Oct 5, 2020 | Ernest Nicolas listed as SVP, Integrated Supply Chain (previously SVP, Operations & Eng Services) in SEC filings |
| Oct 1, 2020 | Isaac Woods became Vice President and Treasurer |
| Nov 29, 2019 | Terry L. Riesterer became Vice President and Controller |
| Nov 1, 2019 | Ernest Nicolas became SVP, Operations & Eng Services |
| Jun 6, 2019 | Pam Murphy became a director |
| Jan 7, 2019 | Karen L. Keegans became Senior Vice President, HR |
| Jan 1, 2019 | Thomas Donato became Senior Vice President |
| Jan 1, 2019 | John A Genovesi became Senior Vice President |
| Jul 2, 2018 | Michael Laszkiewicz became SVP |
| Jul 2, 2018 | Francis Wlodarczyk became SVP |
| Nov 1, 2017 | Christopher Nardecchia became SVP, Chief Information Officer |
| Jul 1, 2017 | Patricia A Watson became a director |
| May 3, 2017 | Theodore D Crandall listed as Senior Vice President (previously Sr.VP and CFO) in SEC filings |
| Mar 13, 2017 | Elik I Fooks became Senior Vice President |
| Feb 7, 2017 | Patrick P. Goris became Sr. VP and CFO |
| Jan 31, 2017 | Douglas M Hagerman reported in an SEC filing no longer being Sr. VP, Gen Counsel and Sec. |
| Jan 3, 2017 | Rebecca W House became Sr.VP, Gen Counsel & Secretary |
Not reported recently (22)
- Veena M Lakkundi · Last reported as SVP, Strategy & Corp Developmt in an SEC filing dated Dec 10, 2024
- Brian A Shepherd · Last reported as Sr. VP Software and Control in an SEC filing dated Feb 2, 2024
- Steven R Kalmanson · Last reported as a director in an SEC filing dated Dec 5, 2023
- Francis Wlodarczyk · Last reported as SVP in an SEC filing dated Dec 13, 2022
- Ernest Nicolas · Last reported as SVP,Chief Supply Chain Officer in an SEC filing dated Dec 16, 2021
- Sujeet Chand · Last reported as Sr VP, Technology in an SEC filing dated Dec 14, 2021
- Elik I Fooks · Last reported as Senior Vice President in an SEC filing dated Dec 14, 2021
- Steven W. Etzel · Last reported as Senior Vice President & CFO in an SEC filing dated Dec 14, 2020
- Robert B Murphy · Last reported as Sr. VP in an SEC filing dated Dec 14, 2020
- Thomas Donato · Last reported as Senior Vice President in an SEC filing dated Dec 14, 2020
- John A Genovesi · Last reported as Senior Vice President in an SEC filing dated Dec 14, 2020
- Patrick P. Goris · Last reported as Sr. VP and CFO in an SEC filing dated Nov 13, 2020
- Karen L. Keegans · Last reported as Senior Vice President, HR in an SEC filing dated May 20, 2020
- David M Dorgan · Last reported as VP and Controller in an SEC filing dated Nov 20, 2019
- Michael Laszkiewicz · Last reported as SVP in an SEC filing dated Oct 2, 2019
- John P McDermott · Last reported as Sr. Vice President in an SEC filing dated Dec 6, 2018
- Theodore D Crandall · Last reported as Senior Vice President in an SEC filing dated Dec 6, 2018
- Keith D Nosbusch · Last reported as a director in an SEC filing dated Dec 6, 2018
- William T Jr/wi McCormick · Last reported as a director in an SEC filing dated Oct 2, 2018
- Betty C Alewine · Last reported as a director in an SEC filing dated Oct 2, 2018
- Susan Schmitt · Last reported as Sr. VP, HR in an SEC filing dated Aug 27, 2018
- Kenneth M Champa · Last reported as Senior Vice President in an SEC filing dated Oct 4, 2017
Compiled from SEC filings by the company and its directors and officers. Dates are as stated in those filings. Where no filing says when someone left, we show the last filing that listed them.
ROK Proposed Insider Sales (Form 144)
Latest: 2026-09-17
? Form 144 Guide
Last 30d:
0 filings
· Last 90d:
4 filings
· $997K notice value
· 4 unique filers
· 75% under 10b5-1 plans
What is Form 144? A notice of intent to sell restricted or control stock under Rule 144. Affiliates (officers, directors, 10%+ owners) and holders of restricted shares must file Form 144 when planning to sell more than 5,000 shares or $50,000 in any 3-month rolling window.
How it relates to Form 4: Form 144 is filed before the trade (up to 90 days in advance); Form 4 is filed within 2 business days after the trade executes. Not every Form 144 results in a sale — the filer may cancel or delay. Look for the corresponding Form 4 on the Insider Activity card to confirm a sale actually happened.
10b5-1 plans: Trades made under a pre-scheduled Rule 10b5-1 plan are not discretionary — they execute automatically on dates set months earlier, regardless of news. High 10b5-1 percentages mean less per-filing signal value, though cumulative selling volume still matters.
"Notice value": Aggregate market value the filer wrote into the Form 144 — i.e. the size of the planned sale, not necessarily the executed dollars. An amended notice (Form 144/A) replaces the original it amends, and cancelled notices are dropped, so neither is double-counted above. A filed value that is clearly inconsistent with the share count at the stock's price (a filer typo) shows as a dash and is left out of the totals.
Source & freshness: Sourced from public Form 144 filings. Refreshed daily; new filings typically appear here the morning after they are filed.
Top 90-day filers:
PATRICIA A WATSON (1, $474K) · Rothe Christian E (1, $256K) · Bulho Matheus De A G Viera (1, $199K) · Woods Isaac (1, $67K)
| Filed | Filer | Role | Shares | Notice Value | Planned Sale | Broker | Plan | Link |
|---|---|---|---|---|---|---|---|---|
| 2026-09-17 | PATRICIA A WATSON | BOARD MEMBER | 1,100 | $474.5K | 2026-08-27 | Merrill Lynch | — | EDGAR |
| 2026-09-08 | Woods Isaac | Officer | 154 | $66.6K | 2026-09-08 | Charles Schwab & Co., Inc. | 10b5-1 | EDGAR |
| 2026-08-31 | Bulho Matheus De A G Viera | Officer | 467 | $199.4K | 2026-08-31 | Charles Schwab & Co., Inc. | 10b5-1 | EDGAR |
| 2026-08-20 | Rothe Christian E | Officer | 590 | $256.2K | 2026-08-20 | Charles Schwab & Co., Inc. | 10b5-1 | EDGAR |
| 2026-07-17 | Riesterer Terry L. | Officer | 281 | $127.4K | 2026-07-17 | Charles Schwab & Co., Inc. | 10b5-1 | EDGAR |
| 2026-06-04 | Fordenwalt Matthew W. | Officer | 377 | $173.6K | 2026-06-04 | Charles Schwab & Co., Inc. | 10b5-1 | EDGAR |
| 2026-06-02 | Fordenwalt Matthew W. | Officer | 218 | $99.5K | 2026-06-02 | Charles Schwab & Co., Inc. | 10b5-1 | EDGAR |
| 2026-05-20 | MILLER JOHN M | Officer | 1,054 | $449.0K | 2026-05-20 | Charles Schwab & Co., Inc. | 10b5-1 | EDGAR |
| 2026-05-07 | Riesterer Terry L. | Officer | 4,024 | $1.82M | 2026-05-07 | Charles Schwab & Co., Inc. | — | EDGAR |
| 2026-05-05 | GENEREUX SCOTT | Officer | 550 | $246.3K | 2026-05-05 | Charles Schwab & Co., Inc. | 10b5-1 | EDGAR |
Notice value is the aggregate market value the filer states they intend to sell — not a confirmed transaction. Compare to Insider Activity (Form 4) to see which planned sales actually executed. Market-wide feed: Planned sales (Form 144).
Recent SEC Filings
Latest: 2026-11-05
Current reports — material events the company must disclose within 4 business days (earnings releases, M&A, executive changes, etc.).
| Filing Date | Event | Link |
|---|---|---|
| 2026-11-05 | Earnings results | EDGAR |
| 2026-09-24 | Director or officer change | EDGAR |
| 2026-08-04 | Earnings results | EDGAR |
| 2026-05-05 | Earnings results | EDGAR |
| 2026-04-17 | Director or officer change | EDGAR |
| 2026-02-17 | Director or officer change | EDGAR |
| 2026-02-13 | Shareholder vote results | EDGAR |
| 2026-02-05 | Earnings results | EDGAR |
| 2025-11-21 | Material agreement · Agreement terminated · New debt obligation | EDGAR |
| 2025-11-06 | Earnings results | EDGAR |
Annual report — audited financial statements, MD&A, risk factors. Filed 60–90 days after fiscal year-end.
Quarterly report — unaudited financials and MD&A. Filed 40–45 days after each of the first three fiscal quarters.
| Filing Date | Accession | Link |
|---|---|---|
| 2026-08-04 | 0001024478-26-000030 | EDGAR |
| 2026-05-05 | 0001024478-26-000022 | EDGAR |
| 2026-02-05 | 0001024478-26-000005 | EDGAR |
| 2025-08-06 | 0001024478-25-000083 | EDGAR |
| 2025-05-07 | 0001024478-25-000035 | EDGAR |
| 2025-02-10 | 0001024478-25-000010 | EDGAR |
| 2024-08-07 | 0001024478-24-000088 | EDGAR |
| 2024-05-07 | 0001024478-24-000052 | EDGAR |
| 2024-01-31 | 0001024478-24-000008 | EDGAR |
| 2023-08-01 | 0001024478-23-000090 | EDGAR |
ETF Holders
338 ETFs hold ROK
25 shown · $8.09B total exposure · 0.09% AUM-weighted avg weight
| # | ETF | Provider | Weight | $ Exposure | ETF AUM | As Of |
|---|---|---|---|---|---|---|
| 1 | VTI Vanguard Morningstar Total Stock Market ETF | Vanguard | 0.07% | $1.5B | — | 2026-09-30 |
| 2 | VOO Vanguard S&P 500 ETF | Vanguard | 0.07% | $1.3B | — | 2026-09-30 |
| 3 | VO Vanguard Morningstar Mid-Cap ETF | Vanguard | 0.48% | $1.0B | — | 2026-09-30 |
| 4 | IVV iShares Core S&P 500 ETF | iShares (BlackRock) | 0.07% | $561.1M | $852.9B | 2026-11-06 |
| 5 | SPY State Street® SPDR® S&P 500® ETF Trust | SPDR (State Street) | 0.07% | $517.4M | $777.7B | 2026-11-05 |
| 6 | VTV Vanguard Morningstar Value ETF | Vanguard | 0.18% | $460.5M | — | 2026-09-30 |
| 7 | PAVE Global X U.S. Infrastructure Development ETF | Global X | 2.78% | $359.4M | — | 2026-11-06 |
| 8 | VIG Vanguard Dividend Appreciation ETF | Vanguard | 0.21% | $273.5M | — | 2026-09-30 |
| 9 | XLI State Street® Industrial Select Sector SPDR® ETF | SPDR (State Street) | 0.82% | $244.2M | $29.8B | 2026-11-05 |
| 10 | VYM Vanguard High Dividend Yield ETF | Vanguard | 0.21% | $198.9M | — | 2026-09-30 |
| 11 | IWP iShares Russell Mid-Cap Growth ETF | iShares (BlackRock) | 1.12% | $195.9M | $17.3B | 2026-11-06 |
| 12 | VOT Vanguard Morningstar Mid-Cap Growth ETF | Vanguard | 0.57% | $189.8M | — | 2026-09-30 |
| 13 | IWR iShares Russell Mid-Cap ETF | iShares (BlackRock) | 0.32% | $180.5M | $56.9B | 2026-11-06 |
| 14 | RSP Invesco S&P 500 Equal Weight ETF | Invesco | 0.18% | $179.9M | — | 2026-11-05 |
| 15 | VOE Vanguard Morningstar Mid-Cap Value ETF | Vanguard | 0.41% | $150.9M | — | 2026-09-30 |
| 16 | IWF iShares Russell 1000 Growth ETF | iShares (BlackRock) | 0.11% | $131.5M | $114.6B | 2026-11-06 |
| 17 | SPYM State Street® SPDR® Portfolio S&P 500® ETF | SPDR (State Street) | 0.07% | $119.0M | $177.9B | 2026-11-05 |
| 18 | SPHQ Invesco S&P 500 Quality ETF | Invesco | 0.47% | $85.9M | — | 2026-11-05 |
| 19 | VONG Vanguard Russell 1000 Growth ETF | Vanguard | 0.12% | $65.8M | — | 2026-09-30 |
| 20 | DFAC Dimensional US Core Equity 2 ETF | Dimensional | 0.07% | $64.2M | — | 2026-11-05 |
| 21 | VIS Vanguard Industrials ETF | Vanguard | 0.73% | $62.4M | — | 2026-09-30 |
| 22 | VV Vanguard Morningstar Large-Cap ETF | Vanguard | 0.08% | $56.9M | — | 2026-09-30 |
| 23 | ITOT iShares Core S&P Total U.S. Stock Market ETF | iShares (BlackRock) | 0.06% | $54.4M | $93.2B | 2026-11-06 |
| 24 | DGRO iShares Core Dividend Growth ETF | iShares (BlackRock) | 0.12% | $52.3M | $44.7B | 2026-11-06 |
| 25 | SCHX Schwab U.S. Large-Cap ETF | Nport | 0.07% | $50.4M | — | 2026-08-31 |
Fundamentals
Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.
Metrics
- Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
- Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
- Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
- Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.
How to read the bars
- Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
- YoY growth — compare to the same quarter a year earlier to remove seasonality.
- Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
- Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.
TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.
Trailing P/E
36.67
TTM Diluted EPS
$10.68
TTM Revenue
$8.97B
TTM Net Income
$1.20B
TTM Op. Cash Flow
$1.73B
Quarterly figures (12 quarters)
| Quarter | Period End | Revenue | Net Income | Diluted EPS | Op. Cash Flow |
|---|---|---|---|---|---|
| Q3 '26 | 2026-06-30 | $2.31B | $408.00M | $3.65 | $724.00M |
| Q2 '26 | 2026-03-31 | $2.24B | $350.00M | $3.10 | $320.00M |
| Q1 '26 | 2025-12-31 | $2.10B | $305.00M | $2.69 | $234.00M |
| Q4 '25 | 2025-09-30 | $2.32B | $141.00M | $1.24 | $454.00M |
| Q3 '25 | 2025-06-30 | $2.14B | $295.00M | $2.60 | $527.00M |
| Q2 '25 | 2025-03-31 | $2.00B | $252.00M | $2.22 | $199.00M |
| Q1 '25 | 2024-12-31 | $1.88B | $184.00M | $1.61 | $364.00M |
| Q4 '24 | 2024-09-30 | $2.04B | $243.00M | $2.09 | $432.00M |
| Q3 '24 | 2024-06-30 | $2.05B | $231.00M | $2.02 | $279.00M |
| Q2 '24 | 2024-03-31 | $2.13B | $266.00M | $2.31 | $120.00M |
| Q1 '24 | 2023-12-31 | $2.05B | $215.00M | $1.86 | $33.00M |
| Q4 '23 | 2023-09-30 | $2.56B | $302.90M | $2.61 | $839.50M |
Q3 2026 • period ending 2026-06-30 • filed 2026-08-04
Valuation
Ratios derived from TTM financials and the current market price, sampled daily. History chart shows how expensive the stock is today relative to its own recent past.
Price Multiples
- P/E — price / TTM earnings. Rough market rule: 10–15 value, 15–25 market, >30 growth/premium. Negative when earnings are negative.
- P/B — price / book value. Useful for financials and asset-heavy names; meaningless for asset-light software.
- P/S — price / TTM revenue. Useful when earnings are negative or noisy (early-stage growth).
- EV/EBITDA — capital-structure-neutral. <10 cheap, 10–15 reasonable, >20 rich. Good for comparing across leverage profiles.
- EV/Sales — like P/S but accounts for debt + cash. Compare within sector.
Profitability & Yields
- ROE — return on equity. >15% strong, >25% exceptional. Caution: high leverage inflates ROE.
- ROA — return on assets. Leverage-neutral; >5% solid, >10% exceptional.
- Div Yield — annual dividend / price. Compare to 10Y Treasury; sustained yield >6% often signals distress.
- FCF Yield — free cash flow / market cap. >5% is attractive; negative means burning cash.
Balance Sheet
- Debt/Equity — leverage. <1 conservative, >2 aggressive. Sector-dependent (utilities naturally high, tech low).
- Current Ratio — short-term liquidity. >1.5 comfortable, <1 raises short-term solvency flags.
Reading the history chart
- Compare current level to the 3-year band: near the high end = relatively expensive; near the low = relatively cheap.
- Multiples expanding while earnings are flat = sentiment-driven rally.
- Multiples compressing while earnings grow = value coming from fundamentals.
P/E
36.67
P/B
12.61
P/S
4.91
EV/EBITDA
23.14
EV/Sales
5.14
ROE
34.4%
ROA
10.9%
Div Yield
1.44%
FCF Yield
3.93%
Debt/Equity
0.74
Current Ratio
—
Market Cap
$44.07B
as of 2026-11-09
ROK vs Peers
Related companies, largest first| Company | Market cap | P/E | Revenue growth | YTD | IV rank |
|---|---|---|---|---|---|
| NVDA Nvidia Corp | $4.51T | 22.2 | +83.4% | −6.8% | 87 |
| MSFT Microsoft Corp | $3.94T | 28.5 | +17.9% | +15.3% | 11 |
| TSM Taiwan Semiconductor Manufacturing Compa | $1.95T | — | — | +21.8% | 43 |
| AVGO Broadcom Inc. Common Stock | $1.40T | 40.7 | +48.7% | −8.3% | 81 |
| LLY Eli Lilly & Co. | $1.21T | 45.9 | +45.5% | +31.0% | 27 |
| EMR Emerson Electric Co. | $90.6B | 37.3 | +4.8% | +25.6% | 50 |
| ADSK Autodesk Inc | $54.7B | 34.2 | +17.9% | −7.8% | 81 |
| ROK Rockwell Automation, Inc. | $41.7B | 36.6 | +11.3% | −1.9% | 23 |
| CGNX Cognex Corp | $8.0B | 48.4 | +17.1% | +36.4% | 23 |
| Peer median | $1.30T | 37.3 | +17.9% | +18.6% | 46 |
P/E uses the latest reported trailing-12-month diluted EPS; "—" means no positive earnings or no data.
Short Interest & Float
Regulatory short-interest reports publish on a bi-weekly settlement cadence; short-volume is reported daily by the trade-reporting facilities. Float is derived from insider-ownership filings.
Metric definitions
- Short Interest — total shares currently sold short as of the settlement date. Lags real time by ~8 business days.
- SI % of Float — short interest / free float. The key crowding metric.
- Days to Cover — short interest / avg daily volume. How many full trading days it would take shorts to buy back. High DTC + catalyst = squeeze fuel.
- Short Vol Ratio — today's short-sale volume / total volume. Intraday selling pressure proxy (not the same as short interest).
- Free Float — shares available for public trading (total shares minus insider / restricted).
- Float % — free float / shares outstanding. <50% = tightly held, more prone to squeezes.
How to read the signals
- SI % of Float < 5% — typical, no particular signal.
- 5–15% — elevated; watch for catalysts (earnings, guidance, macro).
- 15–30% — heavily shorted; tight-float names in this range have produced notable squeezes historically.
- >30% — extreme; borrow is likely expensive and squeeze risk is material.
- Days to Cover > 5 combined with high SI% amplifies squeeze potential.
History chart
- Trend matters more than level. Rapidly rising short interest often precedes negative catalysts or heavy hedging.
- A sudden drop in SI after a rally may indicate a squeeze in progress.
Short interest is reported mid-month and end-of-month; short volume is daily.
Short Interest
3.61M
SI % of Float
3.26%
Days to Cover
4.22
Short Vol Ratio
34.0%
Free Float
110.88M
Float %
99.9%
Short interest 2026-10-15 • Short volume 2026-11-06 • Float 2026-08-07