Focused Wealth Management, Inc — 13F Holdings & Portfolio
CIK 1586052 · latest 13F-HR filed 2026-08-07
Focused Wealth Management, Inc manages $1.15B in 13F-reported U.S. long-equity assets across 266 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SPYG (15.85%), VTV (13.64%), QQQ (12.06%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 48 new positions, exited 20, added to 131, and trimmed 19.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
SUITE 2 NORTH
NEWBURGH, NY 12550
$1.15B
Long-equity book
266
Distinct positions
2026-06-30
Filed 2026-08-07
+48 / −20 / ↑131 / ↓19
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- SPDR SERIES TRUST$35.1M +23.9%
- INVESCO QQQ TR$31.3M +29.1%
- VANGUARD INDEX FDS$20.1M +14.7%
- VANGUARD SCOTTSDALE FDS$5.7M +11.8%
- ALPHABET INC$4.5M +32.3%
Top Trims
- BLACKROCK TAX MUNICPAL BD TR-$13.0M -98.7%
- ISHARES TR-$3.6M -19.0%
- EXXON MOBIL CORP-$715.0K -17.0%
- CONSTELLATION ENERGY CORP-$472.9K -13.8%
- SCHWAB STRATEGIC TR-$461.7K -31.3%
New Positions
- BLACKROCK ETF TRUST II$14.6M
- HONEYWELL INTL INC$510.0K
- HONEYWELL AEROSPACE INC$503.6K
- SEAGATE TECHNOLOGY HLDNGS PL$480.0K
- AFLAC INC$427.0K
Exited Positions
- HONEYWELL INTL INC$2.0M
- DIREXION SHARES ETF TRUST$553.5K
- ARISTA NETWORKS INC$408.0K
- ARCHER DANIELS MIDLAND CO$393.4K
- REGENERON PHARMACEUTICALS$296.5K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SPDR SERIES TRUST | SPYG | 78464A409 | $182.2M | 15.85% | 1,531,390 | SH |
| 2 | VANGUARD INDEX FDS | VTV | 922908744 | $156.8M | 13.64% | 719,710 | SH |
| 3 | INVESCO QQQ TR | QQQ | 46090E103 | $138.7M | 12.06% | 188,384 | SH |
| 4 | VANGUARD SCOTTSDALE FDS | VCIT | 92206C870 | $53.7M | 4.67% | 649,173 | SH |
| 5 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $35.2M | 3.06% | 590,250 | SH |
| 6 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $34.2M | 2.97% | 216,445 | SH |
| 7 | APPLE INC | AAPL | 037833100 | $33.2M | 2.89% | 114,902 | SH |
| 8 | VANGUARD WHITEHALL FDS | VIGI | 921946810 | $21.8M | 1.90% | 233,837 | SH |
| 9 | ALPHABET INC | GOOGL | 02079K305 | $18.5M | 1.61% | 51,658 | SH |
| 10 | NVIDIA CORPORATION | NVDA | 67066G104 | $18.4M | 1.60% | 92,033 | SH |
| 11 | VANGUARD INDEX FDS | VB | 922908751 | $18.1M | 1.58% | 59,868 | SH |
| 12 | SELECT SECTOR SPDR TR | XLF | 81369Y605 | $17.0M | 1.48% | 317,863 | SH |
| 13 | VANGUARD BD INDEX FDS | BND | 921937835 | $16.2M | 1.41% | 221,292 | SH |
| 14 | JANUS DETROIT STR TR | JMBS | 47103U852 | $15.6M | 1.36% | 347,476 | SH |
| 15 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $15.3M | 1.33% | 72,073 | SH |
| 16 | ISHARES TR | SGOV | 46436E718 | $15.2M | 1.32% | 151,154 | SH |
| 17 | VANGUARD WORLD FD | MGK | 921910816 | $15.0M | 1.30% | 170,372 | SH |
| 18 | BLACKROCK ETF TRUST II | HIMU | 092528843 | $14.6M | 1.27% | 293,487 | SH |
| 19 | VANGUARD WORLD FD | VGT | 92204A702 | $14.2M | 1.23% | 118,825 | SH |
| 20 | ISHARES INC | EMXC | 46434G764 | $14.1M | 1.23% | 137,931 | SH |
| 21 | ISHARES TR | IGV | 464287515 | $14.0M | 1.21% | 154,098 | SH |
| 22 | AMAZON COM INC | AMZN | 023135106 | $12.8M | 1.12% | 53,869 | SH |
| 23 | TESLA INC | TSLA | 88160R101 | $11.5M | 1.00% | 27,234 | SH |
| 24 | MICROSOFT CORP | MSFT | 594918104 | $8.5M | 0.74% | 22,779 | SH |
| 25 | META PLATFORMS INC | META | 30303M102 | $7.1M | 0.62% | 12,681 | SH |
| 26 | CITIGROUP INC | C | 172967424 | $7.0M | 0.61% | 50,339 | SH |
| 27 | CATERPILLAR INC | CAT | 149123101 | $6.8M | 0.60% | 6,432 | SH |
| 28 | BLACKSTONE INC | BX | 09260D107 | $6.7M | 0.58% | 56,944 | SH |
| 29 | VANGUARD SCOTTSDALE FDS | VONV | 92206C714 | $6.2M | 0.54% | 58,227 | SH |
| 30 | EATON VANCE TAX-MANAGED GLOB | EXG | 27829F108 | $5.9M | 0.51% | 600,489 | SH |
| 31 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $5.7M | 0.50% | 20,433 | SH |
| 32 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $5.6M | 0.49% | 98,934 | SH |
| 33 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $5.6M | 0.48% | 11,102 | SH |
| 34 | BANK OF AMER CORP | BAC | 060505104 | $5.3M | 0.46% | 93,466 | SH |
| 35 | JPMORGAN CHASE & CO | JPM | 46625H100 | $5.2M | 0.45% | 15,973 | SH |
| 36 | GOLDMAN SACHS ETF TR | GPIX | 38149W622 | $5.1M | 0.44% | 91,610 | SH |
| 37 | GOLDMAN SACHS GROUP INC | GS | 38141G104 | $4.7M | 0.41% | 4,669 | SH |
| 38 | ALPHABET INC | GOOG | 02079K107 | $4.7M | 0.41% | 13,301 | SH |
| 39 | INTEL CORP | INTC | 458140100 | $4.3M | 0.37% | 30,878 | SH |
| 40 | FIDELITY COMWLTH TR | ONEQ | 315912808 | $4.1M | 0.36% | 39,718 | SH |
| 41 | ISHARES TR | IEF | 464287440 | $4.1M | 0.36% | 43,305 | SH |
| 42 | GE AEROSPACE | GE | 369604301 | $4.1M | 0.35% | 10,880 | SH |
| 43 | VANGUARD ADMIRAL FDS INC | VOOG | 921932505 | $4.0M | 0.35% | 48,531 | SH |
| 44 | UNITEDHEALTH GROUP INC | UNH | 91324P102 | $3.6M | 0.31% | 8,640 | SH |
| 45 | EXXON MOBIL CORP | XOM | 30231G102 | $3.5M | 0.30% | 25,606 | SH |
| 46 | WALMART INC | WMT | 931142103 | $3.3M | 0.29% | 29,114 | SH |
| 47 | GE VERNOVA INC | GEV | 36828A101 | $3.2M | 0.28% | 2,701 | SH |
| 48 | CONSTELLATION ENERGY CORP | CEG | 21037T109 | $2.9M | 0.26% | 11,877 | SH |
| 49 | PFIZER INC | PFE | 717081103 | $2.9M | 0.25% | 119,833 | SH |
| 50 | ALTRIA GROUP INC | MO | 02209S103 | $2.7M | 0.23% | 37,381 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-07 | $1.15B | 266 | 0002085853-26-000947 |
| 2026-03-31 | 2026-04-20 | $964.2M | 228 | 0002085853-26-000415 |
| 2025-12-31 | 2026-01-29 | $957.2M | 213 | 0002085853-26-000135 |