Focused Wealth Management, Inc — 13F Holdings & Portfolio
CIK 1586052 · latest 13F-HR filed 2026-04-20
Focused Wealth Management, Inc manages $964.2M in 13F-reported U.S. long-equity assets across 228 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are SPYG (15.26%), VTV (14.18%), QQQ (11.14%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 34 new positions, exited 25, added to 64, and trimmed 53.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$964.2M
Long-equity book
228
Distinct positions
2026-03-31
Filed 2026-04-20
+34 / −25 / ↑64 / ↓53
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- VANGUARD INDEX FDS$6.7M +5.1%
- NVIDIA CORPORATION$5.4M +55.6%
- MICROSOFT CORP$2.0M +35.3%
- AMAZON COM INC$1.5M +16.0%
- GOLUB CAP BDC INC$1.5M +929.3%
Top Trims
- SPDR SERIES TRUST-$12.1M -90.5%
- SELECT SECTOR SPDR TR-$11.3M -42.7%
- SPDR SERIES TRUST-$8.8M -5.6%
- ISHARES TR-$2.8M -12.9%
- VANGUARD WORLD FD-$1.7M -11.8%
New Positions
- ISHARES TR$12.2M
- ISHARES INC$10.6M
- BLACKROCK MUNIYIELD N Y QUAL$1.8M
- BOEING CO$761.5K
- BANCO SANTANDER SA$665.4K
Exited Positions
- BLACKROCK N Y MUN INCOME TRU$1.2M
- VANECK ETF TRUST$1.2M
- BLACKROCK MUNIHLDGS NY QLTY$663.8K
- NUVEEN S&P 500 BUY-WRITE INC$618.5K
- ISHARES TR$459.7K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SPDR SERIES TRUST | SPYG | 78464A409 | $147.1M | 15.26% | 1,502,441 | SH |
| 2 | VANGUARD INDEX FDS | VTV | 922908744 | $136.7M | 14.18% | 696,791 | SH |
| 3 | INVESCO QQQ TR | QQQ | 46090E103 | $107.4M | 11.14% | 186,155 | SH |
| 4 | VANGUARD SCOTTSDALE FDS | VCIT | 92206C870 | $48.0M | 4.98% | 579,931 | SH |
| 5 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $31.5M | 3.27% | 212,958 | SH |
| 6 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $31.0M | 3.21% | 573,138 | SH |
| 7 | APPLE INC | AAPL | 037833100 | $28.9M | 3.00% | 114,063 | SH |
| 8 | VANGUARD WHITEHALL FDS | VIGI | 921946810 | $20.6M | 2.13% | 232,500 | SH |
| 9 | ISHARES TR | SGOV | 46436E718 | $18.8M | 1.95% | 186,532 | SH |
| 10 | VANGUARD INDEX FDS | VB | 922908751 | $15.2M | 1.58% | 58,073 | SH |
| 11 | NVIDIA CORPORATION | NVDA | 67066G104 | $15.1M | 1.57% | 86,834 | SH |
| 12 | SELECT SECTOR SPDR TR | XLF | 81369Y605 | $15.1M | 1.57% | 305,814 | SH |
| 13 | VANGUARD BD INDEX FDS | BND | 921937835 | $14.6M | 1.51% | 198,340 | SH |
| 14 | JANUS DETROIT STR TR | JMBS | 47103U852 | $14.0M | 1.45% | 309,085 | SH |
| 15 | ALPHABET INC | GOOGL | 02079K305 | $14.0M | 1.45% | 48,537 | SH |
| 16 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $13.8M | 1.43% | 71,800 | SH |
| 17 | BLACKROCK TAX MUNICPAL BD TR | BBN | 09248X100 | $13.1M | 1.36% | 812,411 | SH |
| 18 | VANGUARD WORLD FD | MGK | 921910816 | $12.6M | 1.30% | 34,191 | SH |
| 19 | ISHARES TR | IGV | 464287515 | $12.2M | 1.26% | 152,311 | SH |
| 20 | AMAZON COM INC | AMZN | 023135106 | $11.1M | 1.15% | 53,071 | SH |
| 21 | ISHARES INC | EMXC | 46434G764 | $10.6M | 1.10% | 135,267 | SH |
| 22 | VANGUARD WORLD FD | VGT | 92204A702 | $10.4M | 1.08% | 14,973 | SH |
| 23 | TESLA INC | TSLA | 88160R101 | $9.9M | 1.02% | 26,528 | SH |
| 24 | MICROSOFT CORP | MSFT | 594918104 | $7.7M | 0.80% | 20,825 | SH |
| 25 | META PLATFORMS INC | META | 30303M102 | $7.2M | 0.74% | 12,521 | SH |
| 26 | BLACKSTONE INC | BX | 09260D107 | $6.4M | 0.67% | 55,800 | SH |
| 27 | CITIGROUP INC | C | 172967424 | $5.7M | 0.59% | 49,888 | SH |
| 28 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $5.6M | 0.58% | 98,107 | SH |
| 29 | VANGUARD SCOTTSDALE FDS | VONV | 92206C714 | $5.5M | 0.57% | 58,609 | SH |
| 30 | CATERPILLAR INC | CAT | 149123101 | $5.3M | 0.55% | 7,518 | SH |
| 31 | EATON VANCE TAX-MANAGED GLOB | EXG | 27829F108 | $5.2M | 0.54% | 598,534 | SH |
| 32 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $5.1M | 0.53% | 10,603 | SH |
| 33 | GOLDMAN SACHS GROUP INC | GS | 38141G104 | $4.8M | 0.50% | 5,694 | SH |
| 34 | BANK AMERICA CORP | BAC | 060505104 | $4.6M | 0.48% | 94,494 | SH |
| 35 | GOLDMAN SACHS ETF TR | GPIX | 38149W622 | $4.6M | 0.47% | 91,273 | SH |
| 36 | JPMORGAN CHASE & CO | JPM | 46625H100 | $4.6M | 0.47% | 15,485 | SH |
| 37 | EXXON MOBIL CORP | XOM | 30231G102 | $4.2M | 0.44% | 24,849 | SH |
| 38 | ISHARES TR | IEF | 464287440 | $3.9M | 0.40% | 40,699 | SH |
| 39 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $3.6M | 0.38% | 14,942 | SH |
| 40 | WALMART INC | WMT | 931142103 | $3.6M | 0.37% | 28,755 | SH |
| 41 | FIDELITY COMWLTH TR | ONEQ | 315912808 | $3.4M | 0.36% | 40,568 | SH |
| 42 | CONSTELLATION ENERGY CORP | CEG | 21037T109 | $3.4M | 0.35% | 12,258 | SH |
| 43 | VANGUARD ADMIRAL FDS INC | VOOG | 921932505 | $3.3M | 0.34% | 8,114 | SH |
| 44 | PFIZER INC | PFE | 717081103 | $3.2M | 0.34% | 115,258 | SH |
| 45 | GE AEROSPACE | GE | 369604301 | $3.2M | 0.33% | 11,109 | SH |
| 46 | ALPHABET INC | GOOG | 02079K107 | $3.1M | 0.32% | 10,849 | SH |
| 47 | STARWOOD PPTY TR INC | STWD | 85571B105 | $2.7M | 0.28% | 157,131 | SH |
| 48 | KINDER MORGAN INC DEL | KMI | 49456B101 | $2.4M | 0.25% | 70,752 | SH |
| 49 | GE VERNOVA INC | GEV | 36828A101 | $2.3M | 0.24% | 2,667 | SH |
| 50 | ALTRIA GROUP INC | MO | 02209S103 | $2.3M | 0.23% | 34,304 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-20 | $964.2M | 228 | 0002085853-26-000415 |
| 2025-12-31 | 2026-01-29 | $957.2M | 213 | 0002085853-26-000135 |