BRUCE M ROCKWELL

CIK 934205 · last filed 2011-02-02

BRUCE M ROCKWELL is a corporate insider who has filed 13 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for ROK, was dated Feb 2, 2011. Across all open-market trades the lifetime net is −$348.8K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $19.7M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$19.70M

Companies

1

Total Filings

13

Lifetime Open-Market Net

-$348.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
ROK	Director	41,310	$476.82	$19.70M	-$348.8K	13	2011-02-02

Recent Filings

13 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2011-02-02	ROK	Exer (M)	+4,140	$0	EDGAR
2010-10-04	ROK	Grant (A)	—	$0	EDGAR
2010-03-01	ROK	Sell (S)	−3,502	-$187.1K	EDGAR
2010-02-03	ROK	Grant (A)	—	$0	EDGAR
2009-10-02	ROK	Grant (A)	—	$0	EDGAR
2009-08-07	ROK	Sell (S)	−3,090	-$128.5K	EDGAR
2009-02-05	ROK	Grant (A)	—	$0	EDGAR
2008-10-03	ROK	Grant (A)	+1,690	$62.0K	EDGAR
2008-02-08	ROK	Grant (A)	—	$0	EDGAR
2007-11-15	ROK	Gift (G)	−1,580	$0	EDGAR

Showing 1–10 of 13

Page 1 of 2 Next

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.