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Shaker Financial Services, LLC — 13F Holdings & Portfolio

CIK 1511794 · latest 13F-HR filed 2026-05-12

Backtest portfolio

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$286.9M

Long-equity book

Holdings

145

Distinct positions

Period

2026-03-31

Filed 2026-05-12

Q/Q Activity

+15 / −35 / ↑50 / ↓68

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • EATON VANCE TX ADV GLBL DIV$6.2M +353.3%
  • CALAMOS STRATEGIC TOTAL RETU$4.2M +66.6%
  • ABRDN TOTAL DYNAMIC DIVIDEND$3.2M +348.3%
  • SRH TOTAL RETURN FUND INC$2.9M +143.2%
  • BARINGS GLOBAL SHORT DURATIO$2.5M +496.4%
Show all 50 →

Top Trims

  • CENTRAL SECS CORP-$4.2M -77.2%
  • ROYCE MICRO-CAP TR INC-$4.2M -48.2%
  • EATON VANCE TAX-MANAGED BUY--$2.9M -90.9%
  • EATON VANCE TAX ADVT DIV INC-$2.8M -64.5%
  • STATE STR SPDR S&P 500 ETF T-$2.3M -42.3%
Show all 68 →

New Positions

  • NUVEEN S&P 500 DYNAMIC OVERW$6.5M
  • COHEN & STEERS INFRASTRUCTUR$1.7M
  • PIMCO DYNAMIC INCOME OPRNTS$1.7M
  • BLACKROCK LTD DURATION INCOM$1.4M
  • VANGUARD INDEX FDS$1.2M
Show all 15 →

Exited Positions

  • NUVEEN NASDAQ 100 DYNAMIC OV$5.8M
  • ADAMS DIVERSIFIED EQUITY FD$3.8M
  • NUVEEN DOW 30 DYNMC OVERWRT$3.0M
  • HANCOCK JOHN TAX-ADVANTAGED$2.4M
  • NUVEEN S&P 500 BUY-WRITE INC$1.8M
Show all 35 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 CALAMOS STRATEGIC TOTAL RETU CSQ 128125101 $10.5M 3.66% 612,583 SH
2 NUVEEN CORE EQUITY ALPHA FD JCE 67090X107 $9.3M 3.25% 615,664 SH
3 LIBERTY ALL-STAR GROWTH FD I ASG 529900102 $8.7M 3.04% 1,833,807 SH
4 EATON VANCE TX ADV GLBL DIV ETG 27828S101 $8.0M 2.79% 398,083 SH
5 FIRST TR ENHANCED EQUITY FFA 337318109 $6.8M 2.38% 334,855 SH
6 EATON VANCE TAX MNGED BUY WR ETB 27828X100 $6.8M 2.36% 468,608 SH
7 NUVEEN S&P 500 DYNAMIC OVERW SPXX 6706EW100 $6.5M 2.28% 407,322 SH
8 EATON VANCE ENHANCED EQUITY EOS 278277108 $5.6M 1.97% 275,672 SH
9 LIBERTY ALL STAR EQUITY FD USA 530158104 $5.3M 1.83% 948,523 SH
10 SPECIAL OPPORTUNITIES FD INC SPE 84741T104 $5.1M 1.78% 372,043 SH
11 EATON VANCE TAX-MANAGED DIVE ETY 27828N102 $5.1M 1.77% 368,539 SH
12 EUROPEAN EQUITY FD INC EEA 298768102 $5.0M 1.75% 508,317 SH
13 SRH TOTAL RETURN FUND INC STEW 101507101 $4.9M 1.71% 286,488 SH
14 SABA CAPITAL INCOME & OPPORT SABA 880198205 $4.8M 1.68% 580,372 SH
15 ROYCE MICRO-CAP TR INC RMT 780915104 $4.5M 1.56% 396,368 SH
16 DOUBLELINE INCOME SOLUTIONS DSL 258622109 $4.2M 1.45% 383,952 SH
17 PGIM GLOBAL HIGH YIELD FD FO GHY 69346J106 $4.1M 1.44% 354,912 SH
18 ABRDN TOTAL DYNAMIC DIVIDEND AOD 00326L100 $4.1M 1.44% 447,870 SH
19 ARES DYNAMIC CR ALLOCATION F ARDC 04014F102 $4.0M 1.40% 331,238 SH
20 EATON VANCE TAX-ADVANTAGED G ETO 27828U106 $4.0M 1.40% 151,069 SH
21 COLUMBIA SELIGM PREM TECH GR STK 19842X109 $3.8M 1.33% 100,908 SH
22 ALLSPRING INCOME OPPORTUNIT EAD 94987B105 $3.7M 1.29% 567,595 SH
23 KKR INCOME OPPORTUNITIES FD KIO 48249T106 $3.5M 1.21% 315,638 SH
24 XAI MADISON EQUITY PREMIUM I MCN 557437100 $3.4M 1.18% 573,686 SH
25 CALAMOS GBL DYN INCOME FUND CHW 12811L107 $3.4M 1.17% 463,606 SH
26 ALLSPRING MULTI SECTOR INCOM ERC 94987D101 $3.3M 1.17% 368,049 SH
27 MFS CHARTER INCOME TR MCR 552727109 $3.2M 1.13% 533,655 SH
28 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $3.1M 1.07% 4,709 SH
29 BARINGS GLOBAL SHORT DURATIO BGH 06760L100 $3.0M 1.06% 221,258 SH
30 BRANDYWINEGBL GBL INCM OPP F BWG 10537L104 $3.0M 1.06% 395,995 SH
31 TRI CONTL CORP TY 895436103 $3.0M 1.03% 93,663 SH
32 TAIWAN FD INC TWN 874036106 $3.0M 1.03% 44,981 SH
33 WESTERN ASSET HIGH YIELD OPP HYI 95768B107 $2.9M 1.02% 273,559 SH
34 COHEN & STEERS TAX ADVAN PFD PTA 19249X108 $2.7M 0.95% 146,189 SH
35 EATON VANCE LIMITED DURATION EVV 27828H105 $2.7M 0.95% 289,373 SH
36 DOUBLELINE YIELD OPPORTUNITI DLY 25862D105 $2.7M 0.94% 194,632 SH
37 FRANKLIN LTD DURATION INCOME FTF 35472T101 $2.7M 0.93% 458,892 SH
38 ROYCE GLOBAL TRUST INC RGT 78081T104 $2.6M 0.91% 196,031 SH
39 PIMCO INCOME STRATEGY FD II PFN 72201J104 $2.6M 0.91% 375,630 SH
40 NUVEEN GLOBAL HIGH INCOME FD JGH 67075G103 $2.6M 0.90% 208,561 SH
41 CALAMOS GLOBAL TOTAL RETURN CGO 128118106 $2.4M 0.84% 216,894 SH
42 BLACKROCK ENHANCED GLOBAL BOE 092501105 $2.4M 0.84% 218,660 SH
43 VIRTUS ARTIFICIAL INTELLIGEN AIO 92838Y100 $2.4M 0.83% 111,789 SH
44 WESTERN ASSET GBL HIGH INC F EHI 95766B109 $2.3M 0.81% 393,627 SH
45 ROYCE SMALL CAP TRUST INC RVT 780910105 $2.3M 0.80% 138,511 SH
46 MORGAN STANLEY EMKT DBT FD I MSD 61744H105 $2.2M 0.76% 303,614 SH
47 NUVEEN CORE PLUS IMPACT FUND NPCT 67080D103 $2.1M 0.72% 200,442 SH
48 ALLIANCEBERNSTEIN GLOBAL HIG AWF 01879R106 $2.1M 0.72% 203,148 SH
49 WESTERN ASSET DIVERSIFIED IN WDI 95790K109 $2.0M 0.71% 151,466 SH
50 EATON VANCE RISK-MANAGED DIV ETJ 27829G106 $2.0M 0.70% 247,420 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-05-12 $286.9M 145 0001172661-26-001718
2025-12-31 2026-01-26 $315.5M 165 0001172661-26-000312
2025-09-30 2025-10-22 $291.6M 149 0001172661-25-004387