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Shaker Financial Services, LLC — 13F Holdings & Portfolio

CIK 1511794 · latest 13F-HR filed 2026-07-15

Backtest portfolio

Shaker Financial Services, LLC manages $319.2M in 13F-reported U.S. long-equity assets across 148 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are GAB (3.68%), RVT (3.50%), USA (3.00%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 25 new positions, exited 22, added to 57, and trimmed 54.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
1100 N. GLEBE RD.
SUITE 1010
ARLINGTON, VA 22201
Phone
(703) 258-0090
Filing Manager
Shaker Financial Services, LLC
Arlington, VA
Signatory
Robert Shaker
Chief Compliance Officer
Loading holdings…
AUM

$319.2M

Long-equity book

Holdings

148

Distinct positions

Period

2026-06-30

Filed 2026-07-15

Q/Q Activity

+25 / −22 / ↑57 / ↓54

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • ROYCE SMALL CAP TRUST INC$8.9M +386.6%
  • SOURCE CAPITAL$5.7M +405.9%
  • GENERAL AMERN INVS CO INC$4.8M +1225.6%
  • LIBERTY ALL STAR EQUITY FD$4.3M +81.7%
  • SPECIAL OPPORTUNITIES FD INC$3.8M +75.0%
Show all 57 →

Top Trims

  • CALAMOS STRATEGIC TOTAL RETU-$7.1M -67.9%
  • EATON VANCE TX ADV GLBL DIV-$5.9M -73.8%
  • COLUMBIA SELIGM PREM TECH GR-$3.0M -77.8%
  • EATON VANCE TAX-MANAGED DIVE-$2.8M -54.6%
  • ARES DYNAMIC CR ALLOCATION F-$2.7M -67.5%
Show all 54 →

New Positions

  • GABELLI EQUITY TR INC$11.7M
  • EATON VANCE ENHANCED EQUITY$6.1M
  • LMP CAP & INCOME FD INC$5.2M
  • VANGUARD TAX-MANAGED FDS$3.7M
  • ABERDEEN MULTI-MARKET INCOME$3.3M
Show all 25 →

Exited Positions

  • ABRDN TOTAL DYNAMIC DIVIDEND$4.1M
  • MFS CHARTER INCOME TR$3.2M
  • TRI CONTL CORP$3.0M
  • VIRTUS ARTIFICIAL INTELLIGEN$2.4M
  • NUVEEN CORE PLUS IMPACT FUND$2.1M
Show all 22 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 GABELLI EQUITY TR INC GAB 362397101 $11.7M 3.68% 2,073,169 SH
2 ROYCE SMALL CAP TRUST INC RVT 780910105 $11.2M 3.50% 605,745 SH
3 LIBERTY ALL STAR EQUITY FD USA 530158104 $9.6M 3.00% 1,646,776 SH
4 SPECIAL OPPORTUNITIES FD INC SPE 84741T104 $9.0M 2.81% 664,992 SH
5 NUVEEN CORE EQUITY ALPHA FD JCE 67090X107 $8.7M 2.73% 519,128 SH
6 LIBERTY ALL-STAR GROWTH FD I ASG 529900102 $8.4M 2.62% 1,527,646 SH
7 FIRST TR ENHANCED EQUITY FFA 337318109 $7.4M 2.30% 328,741 SH
8 SOURCE CAPITAL SOR 836144303 $7.1M 2.22% 153,966 SH
9 EATON VANCE TAX MNGED BUY WR ETB 27828X100 $6.8M 2.13% 437,829 SH
10 EATON VANCE ENHANCED EQUITY EOI 278274105 $6.1M 1.91% 309,881 SH
11 EUROPEAN EQUITY FD INC EEA 298768102 $5.5M 1.72% 500,778 SH
12 SRH TOTAL RETURN FUND INC STEW 101507101 $5.3M 1.67% 298,716 SH
13 EATON VANCE ENHANCED EQUITY EOS 278277108 $5.3M 1.65% 238,696 SH
14 LMP CAP & INCOME FD INC SCD 50208A102 $5.2M 1.63% 333,414 SH
15 GENERAL AMERN INVS CO INC GAM 368802104 $5.2M 1.62% 81,300 SH
16 NUVEEN S&P 500 DYNAMIC OVERW SPXX 6706EW100 $5.0M 1.56% 257,328 SH
17 SABA CAPITAL INCOME & OPPORT SABA 880198205 $4.9M 1.54% 590,213 SH
18 GABELLI DIVID & INCOME TR GDV 36242H104 $4.8M 1.51% 164,020 SH
19 TAIWAN FD INC TWN 874036106 $4.3M 1.34% 44,603 SH
20 ROYCE MICRO-CAP TR INC RMT 780915104 $4.2M 1.32% 287,837 SH
21 PGIM GLOBAL HIGH YIELD FD FO GHY 69346J106 $4.1M 1.27% 335,881 SH
22 DOUBLELINE INCOME SOLUTIONS DSL 258622109 $3.9M 1.23% 355,669 SH
23 HIGHLAND GLOBAL ALLOCATION F HGLB 43010T104 $3.9M 1.23% 520,207 SH
24 ALLSPRING INCOME OPPORTUNIT EAD 94987B105 $3.9M 1.22% 595,858 SH
25 BLACKROCK LTD DURATION INCOM BLW 09249W101 $3.8M 1.18% 301,450 SH
26 BRANDYWINEGBL GBL INCM OPP F BWG 10537L104 $3.8M 1.18% 473,763 SH
27 VANGUARD TAX-MANAGED FDS VEA 921943858 $3.7M 1.17% 52,403 SH
28 CALAMOS GBL DYN INCOME FUND CHW 12811L107 $3.7M 1.15% 412,262 SH
29 WESTERN ASSET HIGH YIELD OPP HYI 95768B107 $3.5M 1.10% 329,087 SH
30 PIMCO GLOBAL STOCKPLUS INCOM PGP 722011103 $3.4M 1.06% 388,461 SH
31 CALAMOS STRATEGIC TOTAL RETU CSQ 128125101 $3.4M 1.05% 163,703 SH
32 PIMCO INCOME STRATEGY FD II PFN 72201J104 $3.3M 1.05% 464,551 SH
33 ALLSPRING MULTI SECTOR INCOM ERC 94987D101 $3.3M 1.03% 354,984 SH
34 ABERDEEN MULTI-MARKET INCOME MMT 552737108 $3.3M 1.03% 746,733 SH
35 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $3.2M 1.01% 4,290 SH
36 MORGAN STANLEY EMKT DBT FD I MSD 61744H105 $3.2M 1.00% 428,074 SH
37 WESTERN ASSET GBL HIGH INC F EHI 95766B109 $3.1M 0.99% 527,904 SH
38 DOUBLELINE OPPORTUNISTIC CR DBL 258623107 $3.0M 0.95% 210,544 SH
39 ALLIANCEBERNSTEIN GLOBAL HIG AWF 01879R106 $3.0M 0.93% 286,994 SH
40 VOYA ASIA PAC HIGH DIV EQT I IAE 92912J102 $2.9M 0.89% 308,151 SH
41 EATON VANCE TAX-ADVANTAGED G ETO 27828U106 $2.8M 0.89% 92,148 SH
42 BARINGS GLOBAL SHORT DURATIO BGH 06760L100 $2.7M 0.84% 188,748 SH
43 VANGUARD INDEX FDS VOO 922908363 $2.6M 0.82% 3,808 SH
44 ROYCE GLOBAL TRUST INC RGT 78081T104 $2.6M 0.81% 182,508 SH
45 EATON VANCE TAX-MANAGED GLOB ETW 27829C105 $2.5M 0.78% 259,227 SH
46 CALAMOS GLOBAL TOTAL RETURN CGO 128118106 $2.4M 0.76% 177,106 SH
47 CALAMOS LNG SHR EQT DYNAMIC CPZ 12812C106 $2.4M 0.75% 184,023 SH
48 XAI MADISON EQUITY PREMIUM I MCN 557437100 $2.4M 0.74% 425,590 SH
49 PIMCO INCOME STRATEGY FD PFL 72201H108 $2.3M 0.74% 295,080 SH
50 WESTERN ASSET HIGH INCOME OP HIO 95766K109 $2.3M 0.73% 642,498 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-15 $319.2M 148 0001172661-26-002630
2026-03-31 2026-05-12 $286.9M 145 0001172661-26-001718
2025-12-31 2026-01-26 $315.5M 165 0001172661-26-000312
2025-09-30 2025-10-22 $291.6M 149 0001172661-25-004387