Top Institutional Investors

Prism Advisors, Inc. — 13F Holdings & Portfolio

CIK 1717027 · latest 13F-HR filed 2026-10-09

Backtest portfolio

Prism Advisors, Inc. manages $398.5M in 13F-reported U.S. long-equity assets across 82 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are USEW (10.40%), DFIV (4.68%), VTV (4.56%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 12 new positions and exited 7; 13 existing positions rose in reported value and 31 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$398.5M

Long-equity book

Holdings
82

Distinct positions

Period
2026-09-30

Filed 2026-10-09

Q/Q Activity
+12 / −7 / ↑13 / ↓31

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
USEW10.4% · -2%DFIV4.7% · -10%VTV4.6% · -13%AVUV4.3% · newWCMI4.3% · -13%WTV4.2% · -13%LMBS4.2% · +9%XCEM4.2% · -18%EVSD4.2% · +7%JVAL3.4% · newIWD3.4% · -4%JQUA3.1% · -12%NLR3.0% · +50%PHO3.0% · -1%RSP3.0% · -7%DEXC2.5% · -9%SDCI2.5% · newEFA2.2% · -2%GXC2.0% · -3%NOBL1.8% · -1%QQQM1.5% · -11%EEM1.3% · 0%IEFA1.3% · -1%SPY1.2% · -2%QQQ1.2% · -4%FIW1.1% · -2%JIG1.1% · -3%VOE0.9% · -7%IHDG0.9% · -8%CIBR0.8% · newJAVA0.8% · -84%BUFR0.8% · -5%BUFQ0.8% · -52%SPYV0.7% · 0%EFAV0.7% · -0%FVAL0.7% · 0%DGRO0.5% · -0%CNYA0.5% · -2%PWB0.5% · -6%IEF0.5% · +34%MDYV0.4% · -7%RAFE0.4% · newRDVY0.4% · -15%FVD0.4% · -8%VGK0.4% · 0%AAPL0.3% · 0%CGW0.3% · -0%FRDM0.3% · -18%GEW0.3% · 0%IBMP0.3% · 0%CVSB0.3% · +13%RWK0.3% · -2%CVIE0.2% · newESGE0.2% · -2%IBMO0.2% · 0%QQMG0.2% · -12%DSI0.2% · -10%NULG0.2% · -12%NVDA0.2% · 0%PBW0.2% · +214%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 48.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Feb 28, 2025.

Assets Under Management
$1.70B
Discretionary
$1.56B
Employees
9
Accounts
2,474
Address
7101 COLLEGE BLVD. SUITE 900
OVERLAND PARK, KS 66210-1984
Phone
(913) 345-1444
Website
Name Title / Status Ownership Type
SHMIDL, TIMOTHY, BRIAN ControlOWNER
since Apr 1999
50–75%Individual
MH CAPITAL, LLCOWNER
since Apr 1999
25–50%Domestic Entity
SHMIDL, THERESA, MARIECHIEF COMPLIANCE OFFICER
since Jun 2004
Less than 5%Individual
Ownership & leadership changes · 6 filings with changes since Nov 22, 2011

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Nov 19, 2018 filing
  • AddedMH CAPITAL, LLC · OWNER · 25–50%
Mar 27, 2018 filing
  • No longer listedBOND, DUANE, E. · OWNER · General partner, trustee or manager · indirect via MKS INVESTORS, L.L.C. · listed since Apr 1999
  • No longer listedCASALE, CAROL, JEAN · OWNER · General partner, trustee or manager · indirect via MKS INVESTORS, LLC · listed since Jan 2005
  • No longer listedCURTIS, BRET, A · OWNER · General partner, trustee or manager · indirect via MKS INVESTORS · listed since Dec 2012
  • No longer listedGOODGER, TIMOTHY, R. · OWNER · General partner, trustee or manager · indirect via MKS INVESTORS, L.L.C. · listed since Apr 1999
  • No longer listedHAUSCHILD, LINDA, GAYLE · OWNER · General partner, trustee or manager · indirect via MKS INVESTORS, LLC · listed since Jan 2005
  • No longer listedHILBERT, JAMES, W · OWNER · General partner, trustee or manager · indirect via MKS INVESTORS, LLC · listed since Jan 2005
  • No longer listedMKS INVESTORS L.L.C. · OWNER · 25–50% · control person · listed since Apr 1999
  • No longer listedOWEN, BRADLEY, N. · OWNER · General partner, trustee or manager · indirect via MKS INVESTORS, L.L.C. · listed since Apr 1999
Sep 5, 2014 filing
  • No longer listedOLSEN, KEITH, L. · OWNER · General partner, trustee or manager · indirect via MKS INVESTORS, L.L.C. · listed since Apr 1999
May 22, 2014 filing
  • No longer listedGROESBECK, ALAN, W. · OWNER · General partner, trustee or manager · indirect via MKS INVESTORS, L.L.C. · listed since Apr 1999
Jan 23, 2014 filing
  • No longer listedHEYKA, GARY, J. · OWNER · General partner, trustee or manager · indirect via MKS INVESTORS, L.L.C. · listed since Apr 1999
Mar 25, 2013 filing
  • No longer listedEAGAN, JAMES · OWNER · General partner, trustee or manager · indirect via MKS INVESTORS, L.L.C. · listed since Apr 1999
  • AddedCURTIS, BRET, A · OWNER · General partner, trustee or manager · indirect via MKS INVESTORS
Nov 22, 2011 filing (earliest on record)
  • ListedBOND, DUANE, E. · OWNER · General partner, trustee or manager · indirect via MKS INVESTORS, L.L.C.
  • ListedCASALE, CAROL, JEAN · OWNER · General partner, trustee or manager · indirect via MKS INVESTORS, LLC
  • ListedEAGAN, JAMES · OWNER · General partner, trustee or manager · indirect via MKS INVESTORS, L.L.C.
  • ListedGOODGER, TIMOTHY, R. · OWNER · General partner, trustee or manager · indirect via MKS INVESTORS, L.L.C.
  • ListedGROESBECK, ALAN, W. · OWNER · General partner, trustee or manager · indirect via MKS INVESTORS, L.L.C.
  • ListedHAUSCHILD, LINDA, GAYLE · OWNER · General partner, trustee or manager · indirect via MKS INVESTORS, LLC
  • ListedHEYKA, GARY, J. · OWNER · General partner, trustee or manager · indirect via MKS INVESTORS, L.L.C.
  • ListedHILBERT, JAMES, W · OWNER · General partner, trustee or manager · indirect via MKS INVESTORS, LLC
  • ListedMKS INVESTORS L.L.C. · OWNER · 25–50% · control person
  • ListedOLSEN, KEITH, L. · OWNER · General partner, trustee or manager · indirect via MKS INVESTORS, L.L.C.
  • ListedOWEN, BRADLEY, N. · OWNER · General partner, trustee or manager · indirect via MKS INVESTORS, L.L.C.
  • ListedSHMIDL, THERESA, MARIE · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ListedSHMIDL, TIMOTHY, BRIAN · OWNER · 50–75% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Prism Advisors, Inc. Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 CAMBRIA US EW ETF USEW 02072Q572 $41.5M 10.40% 739,013 SH
2 DIMENSIONAL INTERNATIONAL VALUE ETF DFIV 25434V807 $18.7M 4.68% 337,438 SH
3 VANGUARD MORNINGSTAR VALUE ETF VTV 922908744 $18.2M 4.56% 82,769 SH
4 AVANTIS U.S. SMALL CAP VALUE ETF AVUV 025072877 $17.2M 4.32% 143,316 SH
5 FIRST TRUST WCM INTERNATIONAL EQUITY ETF WCMI 33733E732 $17.0M 4.26% 900,182 SH
6 WISDOMTREE US VALUE FUND OF BENEF INTEREST WTV 97717W547 $16.7M 4.20% 160,605 SH
7 FIRST TRUST LOW DURATION OPPORTUNITIES ETF LMBS 33739Q200 $16.7M 4.20% 344,206 SH
8 COLUMBIA EM CORE EX-CHINA ETF XCEM 19762B202 $16.7M 4.20% 327,714 SH
9 EATON VANCE SHORT DURATION INCOME ETF EVSD 61774R825 $16.7M 4.18% 333,565 SH
10 JPMORGAN U.S. VALUE FACTOR ETF US VALUE FACTOR FUND JVAL 46641Q753 $13.6M 3.42% 232,402 SH
11 ISHARES RUSSELL 1000 VALUE ETF IWD 464287598 $13.4M 3.36% 53,196 SH
12 JPMORGAN U.S. QUALITY FACTOR ETF JQUA 46641Q761 $12.5M 3.13% 165,503 SH
13 VANECK URANIUM AND NUCLEAR ETF NLR 92189F601 $12.1M 3.04% 118,239 SH
14 INVESCO WATER RESOURCES ETF PHO 46137V142 $12.0M 3.02% 176,546 SH
15 INVESCO S&P 500 EQUAL WEIGHT ETF RSP 46137V357 $11.8M 2.97% 55,913 SH
16 DIMENSIONAL EMERGING MARKETS EX CHINA CORE EQUITY ETF DEXC 25434V534 $10.0M 2.50% 125,648 SH
17 USCF SUMMERHAVEN DYNAMIC COMMODITY STRATEGY NO K-1 FUND SDCI 90290T809 $9.8M 2.46% 314,126 SH
18 ISHARES MSCI EAFE ETF EFA 464287465 $8.9M 2.25% 87,130 SH
19 STATE STREET SPDR S&P CHINA ETF GXC 78463X400 $7.9M 1.99% 93,609 SH
20 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF NOBL 74348A467 $7.0M 1.75% 126,968 SH
21 INVESCO NASDAQ 100 ETF QQQM 46138G649 $6.0M 1.52% 19,638 SH
22 ISHARES MSCI EMERGING MARKETS ETF EEM 464287234 $5.3M 1.34% 80,684 SH
23 ISHARES CORE MSCI EAFE ETF IEFA 46432F842 $5.1M 1.28% 53,358 SH
24 STATE STREET SPDR S&P 500 ETF SPY 78462F103 $4.8M 1.20% 6,199 SH
25 INVESCO QQQ TRUST SERIES I QQQ 46090E103 $4.8M 1.20% 6,405 SH
26 FIRST TRUST WATER ETF FIW 33733B100 $4.5M 1.14% 43,421 SH
27 JPMORGAN INTERNATIONAL GROWTH ETF JIG 46641Q324 $4.2M 1.06% 50,417 SH
28 VANGUARD MORNINGSTAR MID-CAP VALUE ETF VOE 922908512 $3.5M 0.88% 17,472 SH
29 WISDOMTREE INTERNATIONAL HEDGED QUALITY DIVIDEND GROWTH FUND IHDG 97717X594 $3.4M 0.86% 66,743 SH
30 FIRST TRUST NASDAQ CYBERSECURITY ETF CIBR 33734X846 $3.3M 0.82% 30,761 SH
31 JPMORGAN ACTIVE VALUE ETF JAVA 46641Q167 $3.2M 0.80% 39,517 SH
32 FT VEST LADDERED BUFFER ETF BUFR 33740F755 $3.2M 0.80% 83,984 SH
33 FT VEST LADDERED NASDAQ BUFFER ETF BUFQ 33740U752 $3.1M 0.78% 76,578 SH
34 STATE STREET SPDR PORTFOLIO S&P 500 VALUE ETF SPYV 78464A508 $2.9M 0.72% 45,980 SH
35 ISHARES MSCI EAFE MIN VOL FACTOR ETF EFAV 46429B689 $2.8M 0.69% 30,195 SH
36 FIDELITY VALUE FACTOR ETF FVAL 316092782 $2.7M 0.68% 33,185 SH
37 ISHARES CORE DIVIDEND GROWTH ETF DGRO 46434V621 $2.2M 0.54% 28,207 SH
38 ISHARES MSCI CHINA A ETF CNYA 46434V514 $2.1M 0.54% 64,617 SH
39 INVESCO LARGE CAP GROWTH ETF PWB 46137V746 $2.1M 0.53% 12,946 SH
40 ISHARES 7-10 YEAR TREASURY BOND ETF IEF 464287440 $2.0M 0.49% 21,929 SH
41 STATE STREET SPDR S&P 400 MID CAP VALUE ETF MDYV 78464A839 $1.7M 0.42% 18,645 SH
42 PIMCO RAFI ESG U.S. ETF RAFE 72201T342 $1.6M 0.41% 33,139 SH
43 FIRST TRUST RISING DIVIDEND ACHIEVERS ETF RDVY 33738R506 $1.6M 0.41% 20,518 SH
44 FIRST TRUST VALUE LINE DIVIDEND INDEX FUND FVD 33734H106 $1.6M 0.40% 33,785 SH
45 VANGUARD FTSE EUROPE ETF VGK 922042874 $1.5M 0.37% 17,362 SH
46 APPLE INC AAPL 037833100 $1.3M 0.34% 3,927 SH
47 INVESCO S&P GLOBAL WATER INDEX ETF CGW 46138E263 $1.3M 0.33% 20,890 SH
48 FREEDOM 100 EMERGING MARKETS ETF FRDM 02072L607 $1.3M 0.31% 18,213 SH
49 CAMBRIA GLOBAL EW ETF GEW 02072Q713 $1.1M 0.28% 20,560 SH
50 ISHARES IBONDS DEC 2027 TERM MUNI BOND ETF IBMP 46435U283 $1.1M 0.28% 44,715 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-09 $398.5M 82 0001717027-26-000011
2026-06-30 2026-07-24 $411.6M 77 0001717027-26-000006
2026-03-31 2026-04-23 $374.6M 75 0001717027-26-000004
2025-12-31 2026-01-23 $375.1M 76 0001717027-26-000002
Filer Information
Address
4361 TUJUNGA AVENUE
SUITE A
STUDIO CITY, CA 91604
Phone
(818) 760-3333
Filing Manager
Prism Advisors, Inc.
STUDIO CITY, CA
Signatory
Stacey Snow
Chief Compliance Officer