Providence Capital Advisors, LLC — 13F Holdings & Portfolio

CIK 1730814 · latest 13F-HR filed 2026-08-11

Providence Capital Advisors, LLC manages $660.5M in 13F-reported U.S. long-equity assets across 385 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AAPL (4.03%), NVDA (3.51%), GOOG (3.45%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 187 new positions, exited 2, added to 114, and trimmed 37.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
4500 CAMERON VALLEY PARKWAY
SUITE 270
CHARLOTTE, NC 28211
Phone
(704) 215-4420
Filing Manager
Providence Capital Advisors, LLC
CHARLOTTE, NC
Signatory
Jane Bufkin
Chief Compliance Officer
Loading holdings…
AUM

$660.5M

Long-equity book

Holdings

385

Distinct positions

Period

2026-06-30

Filed 2026-08-11

Q/Q Activity

+187 / −2 / ↑114 / ↓37

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • INTERNATIONAL BUSINESS MACHS$9.3M +4382.2%
  • PALO ALTO NETWORKS INC$8.5M +112.1%
  • EXXON MOBIL CORP$6.0M +991.0%
  • APPLE INC$4.9M +22.5%
  • ALPHABET INC$4.3M +23.4%
Show all 114

Top Trims

  • TEXAS INSTRS INC-$8.2M -73.5%
  • UNION PAC CORP-$7.5M -99.2%
  • PEPSICO INC-$7.3M -98.1%
  • CARRIER GLOBAL CORPORATION-$7.3M -99.9%
  • STARBUCKS CORP-$7.1M -99.9%
Show all 37

New Positions

  • SYSCO CORP$8.5M
  • LOWES COS INC$8.0M
  • PROGRESSIVE CORP$7.7M
  • NETFLIX INC.$7.5M
  • WASTE MGMT INC DEL$7.4M
Show all 187

Exited Positions

  • PHILLIPS 66$8.5M
  • DELL TECHNOLOGIES INC$8.2M
Show all 2
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 APPLE INC AAPL 037833100 $26.6M 4.03% 92,030 SH
2 NVIDIA CORPORATION NVDA 67066G104 $23.2M 3.51% 115,806 SH
3 ALPHABET INC GOOG 02079K107 $22.8M 3.45% 64,506 SH
4 ISHARES TR IVV 464287200 $22.0M 3.33% 29,342 SH
5 MICROSOFT CORP MSFT 594918104 $19.4M 2.94% 51,969 SH
6 PALO ALTO NETWORKS INC PANW 697435105 $16.0M 2.42% 46,895 SH
7 AMAZON COM INC AMZN 023135106 $14.7M 2.22% 61,611 SH
8 JPMORGAN CHASE & CO JPM 46625H100 $14.2M 2.14% 43,280 SH
9 ISHARES TR IEFA 46432F842 $12.6M 1.90% 130,045 SH
10 BANK OF AMER CORP BAC 060505104 $11.5M 1.75% 202,543 SH
11 QUALCOMM INC QCOM 747525103 $10.1M 1.53% 54,700 SH
12 DEERE & CO DE 244199105 $9.9M 1.49% 15,553 SH
13 PROLOGIS INC. PLD 74340W103 $9.8M 1.49% 72,648 SH
14 THERMO FISHER SCIENTIFIC INC TMO 883556102 $9.8M 1.48% 19,539 SH
15 BROOKFIELD CORP BN 11271J107 $9.7M 1.47% 227,243 SH
16 LINDE PLC LIN G54950103 $9.6M 1.46% 18,522 SH
17 INTERNATIONAL BUSINESS MACHS IBM 459200101 $9.5M 1.44% 33,805 SH
18 QUANTA SVCS INC PWR 74762E102 $9.4M 1.42% 13,062 SH
19 SLB LIMITED SLB 806857108 $9.1M 1.37% 195,278 SH
20 ZEBRA TECHNOLOGIES CORPORATI ZBRA 989207105 $9.0M 1.37% 34,347 SH
21 EATON CORP PLC ETN G29183103 $8.9M 1.34% 20,827 SH
22 NIKE INC NKE 654106103 $8.8M 1.33% 213,678 SH
23 HOME DEPOT INC HD 437076102 $8.7M 1.32% 24,638 SH
24 SYSCO CORP SYY 871829107 $8.5M 1.28% 101,500 SH
25 WELLS FARGO & CO WFC 949746101 $8.3M 1.25% 100,056 SH
26 BROADCOM INC AVGO 11135F101 $8.2M 1.24% 21,666 SH
27 LOWES COS INC LOW 548661107 $8.0M 1.22% 36,439 SH
28 XYLEM INC XYL 98419M100 $7.8M 1.18% 65,961 SH
29 PROGRESSIVE CORP PGR 743315103 $7.7M 1.17% 35,300 SH
30 MEDTRONIC PLC MDT G5960L103 $7.6M 1.15% 97,100 SH
31 TJX COS INC NEW TJX 872540109 $7.5M 1.13% 49,423 SH
32 NETFLIX INC. NFLX 64110L106 $7.5M 1.13% 104,820 SH
33 WASTE MGMT INC DEL WM 94106L109 $7.4M 1.12% 33,300 SH
34 EMERSON ELEC CO EMR 291011104 $7.4M 1.12% 51,828 SH
35 ZIMMER BIOMET HOLDINGS INC ZBH 98956P102 $7.4M 1.12% 85,900 SH
36 ISHARES TR LQD 464287242 $7.4M 1.12% 67,618 SH
37 S&P GLOBAL INC SPGI 78409V104 $7.1M 1.07% 17,410 SH
38 KROGER CO KR 501044101 $7.1M 1.07% 127,400 SH
39 WALMART INC WMT 931142103 $6.9M 1.04% 60,494 SH
40 EXXON MOBIL CORP XOM 30231G102 $6.7M 1.01% 48,697 SH
41 STRYKER CORPORATION SYK 863667101 $6.6M 1.01% 21,108 SH
42 DISNEY WALT CO DIS 254687106 $6.6M 1.00% 68,479 SH
43 DUKE ENERGY CORP NEW DUK 26441C204 $6.3M 0.95% 49,564 SH
44 COLGATE PALMOLIVE CO CL 194162103 $6.3M 0.95% 68,413 SH
45 COMCAST CORP NEW CMCSA 20030N101 $5.9M 0.90% 241,592 SH
46 US BANCORP USB 902973304 $5.6M 0.85% 92,482 SH
47 ISHARES TR IGSB 464288646 $5.6M 0.84% 106,219 SH
48 SOUTHERN CO SO 842587107 $5.4M 0.81% 55,900 SH
49 AMERICAN ELEC PWR CO INC AEP 025537101 $5.3M 0.80% 38,508 SH
50 NOVARTIS AG NVS 66987V109 $5.2M 0.78% 32,898 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-11 $660.5M 385 0001730814-26-000004
2026-03-31 2026-05-14 $612.7M 200 0001730814-26-000003
2025-12-31 2026-02-12 $594.4M 213 0001730814-26-000002
2025-09-30 2025-11-06 $577.4M 220 0001730814-25-000009