Providence Capital Advisors, LLC — 13F Holdings & Portfolio

CIK 1730814 · latest 13F-HR filed 2026-08-11

Providence Capital Advisors, LLC manages $660.5M in 13F-reported U.S. long-equity assets across 385 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AAPL (4.03%), NVDA (3.51%), GOOG (3.45%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 187 new positions and exited 2; 114 existing positions rose in reported value and 37 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

AUM

$660.5M

Long-equity book

Holdings

385

Distinct positions

Period

2026-06-30

Filed 2026-08-11

Q/Q Activity

+187 / −2 / ↑114 / ↓37

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26

AAPL4.0% · +7%NVDA3.5% · -0%GOOG3.5% · +0%IVV3.3% · +4%MSFT2.9% · +0%PANW2.4% · -0%AMZN2.2% · -27%JPM2.1% · +4%IEFA1.9% · +5%BAC1.7% · +2%QCOM1.5% · -1%DE1.5% · +0%PLD1.5% · 0%TMO1.5% · +0%BN1.5% · -0%LIN1.5% · +0%IBM1.4% · +3763%PWR1.4% · -17%SLB1.4% · -0%ZBRA1.4% · +0%ETN1.3% · +0%NKE1.3% · +62%HD1.3% · -0%SYY1.3% · new WFC1.3% · +26%AVGO1.2% · +1%LOW1.2% · new XYL1.2% · +29%PGR1.2% · new MDT1.1% · +31%TJX1.1% · +0%NFLX1.1% · new WM1.1% · new EMR1.1% · new ZBH1.1% · +9%LQD1.1% · +0%SPGI1.1% · -0%KR1.1% · +22%WMT1.0% · +0%XOM1.0% · +1254%SYK1.0% · +40%DIS1.0% · +0%DUK0.9% · +1%CL0.9% · -0%CMCSA0.9% · +2%USB0.8% · -0%IGSB0.8% · +0%SO0.8% · -0%AEP0.8% · -24%NVS0.8% · -0%ACN0.7% · new BSX0.7% · +68%ABBV0.7% · -0%BMY0.7% · -0%IJR0.7% · +4%PRU0.7% · +37%TGT0.7% · -0%ORI0.7% · -0%CVX0.7% · -0%IJH0.7% · +5%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 27.7%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

Assets Under Management

$3.08B

Discretionary

$3.08B

Employees

Accounts

Address

500 EXCHANGE STREET
SUITE 1200
PROVIDENCE, RI 02903

Phone

(401) 456-1530

Website

WWW.PROVIDENCEINVESTMENT.COM

Name	Title / Status	Ownership	Type
JEFFREY, RUSSELL, JOSEPH Control	MANAGING MEMBER	75% or more	Individual
GIORGIO, FRANCIS	CHIEF COMPLIANCE OFFICER	Less than 5%	Individual
JEFFREY, RICHMOND, MARK	CHIEF FINANCIAL OFFICER	Less than 5%	Individual

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

INTERNATIONAL BUSINESS MACHS$9.3M +4382.2%
PALO ALTO NETWORKS INC$8.5M +112.1%
EXXON MOBIL CORP$6.0M +991.0%
APPLE INC$4.9M +22.5%
ALPHABET INC$4.3M +23.4%

Show all 114 →

Top Trims

TEXAS INSTRS INC-$8.2M -73.5%
UNION PAC CORP-$7.5M -99.2%
PEPSICO INC-$7.3M -98.1%
CARRIER GLOBAL CORPORATION-$7.3M -99.9%
STARBUCKS CORP-$7.1M -99.9%

Show all 37 →

New Positions

Show all 187 →

Exited Positions

PHILLIPS 66$8.5M
DELL TECHNOLOGIES INC$8.2M

Loading…

#	Issuer	Symbol	CUSIP	Value	Δ

Providence Capital Advisors, LLC Holdings (2026-06-30)

#	Issuer	Symbol	CUSIP	Value	Weight	Shares	Type
1	APPLE INC	AAPL	037833100	$26.6M	4.03%	92,030	SH
2	NVIDIA CORPORATION	NVDA	67066G104	$23.2M	3.51%	115,806	SH
3	ALPHABET INC	GOOG	02079K107	$22.8M	3.45%	64,506	SH
4	ISHARES TR	IVV	464287200	$22.0M	3.33%	29,342	SH
5	MICROSOFT CORP	MSFT	594918104	$19.4M	2.94%	51,969	SH
6	PALO ALTO NETWORKS INC	PANW	697435105	$16.0M	2.42%	46,895	SH
7	AMAZON COM INC	AMZN	023135106	$14.7M	2.22%	61,611	SH
8	JPMORGAN CHASE & CO	JPM	46625H100	$14.2M	2.14%	43,280	SH
9	ISHARES TR	IEFA	46432F842	$12.6M	1.90%	130,045	SH
10	BANK OF AMER CORP	BAC	060505104	$11.5M	1.75%	202,543	SH
11	QUALCOMM INC	QCOM	747525103	$10.1M	1.53%	54,700	SH
12	DEERE & CO	DE	244199105	$9.9M	1.49%	15,553	SH
13	PROLOGIS INC.	PLD	74340W103	$9.8M	1.49%	72,648	SH
14	THERMO FISHER SCIENTIFIC INC	TMO	883556102	$9.8M	1.48%	19,539	SH
15	BROOKFIELD CORP	BN	11271J107	$9.7M	1.47%	227,243	SH
16	LINDE PLC	LIN	G54950103	$9.6M	1.46%	18,522	SH
17	INTERNATIONAL BUSINESS MACHS	IBM	459200101	$9.5M	1.44%	33,805	SH
18	QUANTA SVCS INC	PWR	74762E102	$9.4M	1.42%	13,062	SH
19	SLB LIMITED	SLB	806857108	$9.1M	1.37%	195,278	SH
20	ZEBRA TECHNOLOGIES CORPORATI	ZBRA	989207105	$9.0M	1.37%	34,347	SH
21	EATON CORP PLC	ETN	G29183103	$8.9M	1.34%	20,827	SH
22	NIKE INC	NKE	654106103	$8.8M	1.33%	213,678	SH
23	HOME DEPOT INC	HD	437076102	$8.7M	1.32%	24,638	SH
24	SYSCO CORP	SYY	871829107	$8.5M	1.28%	101,500	SH
25	WELLS FARGO & CO	WFC	949746101	$8.3M	1.25%	100,056	SH
26	BROADCOM INC	AVGO	11135F101	$8.2M	1.24%	21,666	SH
27	LOWES COS INC	LOW	548661107	$8.0M	1.22%	36,439	SH
28	XYLEM INC	XYL	98419M100	$7.8M	1.18%	65,961	SH
29	PROGRESSIVE CORP	PGR	743315103	$7.7M	1.17%	35,300	SH
30	MEDTRONIC PLC	MDT	G5960L103	$7.6M	1.15%	97,100	SH
31	TJX COS INC NEW	TJX	872540109	$7.5M	1.13%	49,423	SH
32	NETFLIX INC.	NFLX	64110L106	$7.5M	1.13%	104,820	SH
33	WASTE MGMT INC DEL	WM	94106L109	$7.4M	1.12%	33,300	SH
34	EMERSON ELEC CO	EMR	291011104	$7.4M	1.12%	51,828	SH
35	ZIMMER BIOMET HOLDINGS INC	ZBH	98956P102	$7.4M	1.12%	85,900	SH
36	ISHARES TR	LQD	464287242	$7.4M	1.12%	67,618	SH
37	S&P GLOBAL INC	SPGI	78409V104	$7.1M	1.07%	17,410	SH
38	KROGER CO	KR	501044101	$7.1M	1.07%	127,400	SH
39	WALMART INC	WMT	931142103	$6.9M	1.04%	60,494	SH
40	EXXON MOBIL CORP	XOM	30231G102	$6.7M	1.01%	48,697	SH
41	STRYKER CORPORATION	SYK	863667101	$6.6M	1.01%	21,108	SH
42	DISNEY WALT CO	DIS	254687106	$6.6M	1.00%	68,479	SH
43	DUKE ENERGY CORP NEW	DUK	26441C204	$6.3M	0.95%	49,564	SH
44	COLGATE PALMOLIVE CO	CL	194162103	$6.3M	0.95%	68,413	SH
45	COMCAST CORP NEW	CMCSA	20030N101	$5.9M	0.90%	241,592	SH
46	US BANCORP	USB	902973304	$5.6M	0.85%	92,482	SH
47	ISHARES TR	IGSB	464288646	$5.6M	0.84%	106,219	SH
48	SOUTHERN CO	SO	842587107	$5.4M	0.81%	55,900	SH
49	AMERICAN ELEC PWR CO INC	AEP	025537101	$5.3M	0.80%	38,508	SH
50	NOVARTIS AG	NVS	66987V109	$5.2M	0.78%	32,898	SH

Filing History

Period	Filed	AUM	Holdings	Accession
2026-06-30	2026-08-11	$660.5M	385	0001730814-26-000004
2026-03-31	2026-05-14	$612.7M	200	0001730814-26-000003
2025-12-31	2026-02-12	$594.4M	213	0001730814-26-000002
2025-09-30	2025-11-06	$577.4M	220	0001730814-25-000009

Filer Information

Address

4500 CAMERON VALLEY PARKWAY
SUITE 270
CHARLOTTE, NC 28211

Phone

(704) 215-4420

Filing Manager

Providence Capital Advisors, LLC

CHARLOTTE, NC

Signatory

Jane Bufkin

Chief Compliance Officer