Legend Financial Advisors, Inc. — 13F Holdings & Portfolio
CIK 1781948 · latest 13F-HR filed 2026-07-20
Legend Financial Advisors, Inc. manages $176.0M in 13F-reported U.S. long-equity assets across 40 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SOXX (11.16%), QQQ (10.18%), IAU (7.59%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 3 new positions and exited 1; 24 existing positions rose in reported value and 8 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$176.0M
Long-equity book
Holdings
40
Distinct positions
Period
2026-06-30
Filed 2026-07-20
Q/Q Activity
+3 / −1 / ↑24 / ↓8
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26SOXX11.2% · -29%QQQ10.2% · -3%IAU7.6% · +1%VO6.8% · +317%FNDX6.7% · -1%VIOV6.6% · -1%LCR5.8% · +1%DJP4.8% · -3%IAK4.7% · +5%IDMO4.2% · -1%XME3.8% · -5%COPX3.6% · -7%ARB3.2% · +1%SPSM2.2% · +0%INTC2.2% · -2%AAPL1.8% · +3%CRDO1.5% · -2%MOD1.1% · -18%XLE1.1% · -14%GOOG1.1% · newAMZN1.1% · +0%BRK.B0.9% · +2%FSLR0.7% · +12%RELY0.7% · newCPA0.7% · +0%FRDM0.7% · +2%TBBK0.6% · +33%EVR0.6% · -0%DLO0.6% · -0%NMIH0.6% · +27%PAAS0.5% · -30%B0.5% · +0%ALV0.4% · -0%V0.4% · 0%SCHG0.3% · -3%PPL0.2% · 0%DCI0.2% · 0%JPM0.1% · -8%LLY0.1% · newNEE0.1% · -19%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 68.4%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Mar 29, 2019.
Assets Under Management
$1.95B
Discretionary
$1.29B
Employees
303
Accounts
26,328
Address
4600 EAST PARK DRIVE
SUITE 300
PALM BEACH GARDENS, FL 33410-4258
SUITE 300
PALM BEACH GARDENS, FL 33410-4258
Phone
(866) 774-8671
This firm reports 5 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| FORST, EDWARD, Samuel Control | MANAGER since Jan 2017 | Less than 5% | Individual |
| GINGRICH, MIRALDA Control | VICE PRESIDENT since Aug 2016 | Less than 5% | Individual |
| HOUSER, DENIS, NEIL Control | PRESIDENT/CEO since Jan 2017 | Less than 5% | Individual |
| LEGEND GROUP HOLDINGS, LLC Control | MEMBER/SHAREHOLDER since Mar 2000 | 75% or more | Domestic Entity |
| MEHROTRA, SHASHI Control | CHIEF INVESTMENT OFFICER/CHIEF OPERATING OFFICER since Jan 2017 | Less than 5% | Individual |
| McCarthy, Diane, Mulherrin Control | SR VICE-PRESIDENT, CHIEF FINANCIAL OFFICER since Sep 2018 | Less than 5% | Individual |
| OBERLIES, SUSAN, MARY Control | CHIEF COMPLIANCE OFFICER since Jan 2017 | Less than 5% | Individual |
| BURA, KAREN, DOUGHERTY | ASSISTANT TREASURER since Jan 2017 | Less than 5% | Individual |
| PATTERSON, DEBRA, ANN | SECRETARY since Jan 2017 | Less than 5% | Individual |
| LINCOLN INVESTMENT CAPITAL HOLDINGS, LLC Control Indirect owner via LEGEND GROUP HOLDINGS, LLC | INDIRECT OWNER since Jan 2017 | 75% or more | Domestic Entity |
Ownership & leadership changes · 18 filings with changes since Dec 8, 2011
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Oct 9, 2018 filing
- No longer listedMENDELSON, PAUL, Steven · INTERIM CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Sep 2017
- AddedMcCarthy, Diane, Mulherrin · SR VICE-PRESIDENT, CHIEF FINANCIAL OFFICER · Less than 5% · control person
Sep 18, 2017 filing
- No longer listedArena, Anna, Chechersky · TREASURER, CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Jan 2017
- AddedMENDELSON, PAUL, Steven · INTERIM CHIEF FINANCIAL OFFICER · Less than 5% · control person
May 5, 2017 filing
- ChangedArena, Anna, Chechersky · title TREASURER → TREASURER, CHIEF FINANCIAL OFFICER
- ChangedFORST, EDWARD, Samuel · title DIRECTOR → MANAGER
- ChangedLEGEND GROUP HOLDINGS, LLC · title SHAREHOLDER → MEMBER/SHAREHOLDER
Jan 4, 2017 filing
- No longer listedANTONIADES, ADAM, NICHOLAS · DIRECTOR · Less than 5% · control person · listed since Aug 2016
- No longer listedARETEC GROUP, INC. · SOLE MEMBER · 75% or more · indirect via RCS CAPITAL HOLDINGS, LLC · control person · listed since Apr 2014
- No longer listedBONNEAU, CATHERINE, MCCORMACK · DIRECTOR · Less than 5% · control person · listed since Aug 2016
- No longer listedFIRST ALLIED HOLDINGS, INC. · SHAREHOLDER · 75% or more · indirect via LEGEND GROUP HOLDINGS, INC. · control person · listed since Jan 2013
- No longer listedMONCHICK, ARIANA, NICOLE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since May 2015
- No longer listedRCS CAPITAL HOLDINGS, LLC · OWNER · 75% or more · indirect via FIRST ALLIED HOLDINGS, INC. · control person · listed since Jun 2014
- No longer listedRUDNICK, REGINA, MARY · SENIOR VICE PRESIDENT · Less than 5% · control person · listed since Jan 2008
- No longer listedSHELSON, MARK, PAUL · TREASURER · Less than 5% · control person · listed since Dec 2014
- AddedArena, Anna, Chechersky · TREASURER · Less than 5% · control person
- AddedBURA, KAREN, DOUGHERTY · ASSISTANT TREASURER · Less than 5%
- AddedFORST, EDWARD, Samuel · DIRECTOR · Less than 5% · control person
- AddedHOUSER, DENIS, NEIL · PRESIDENT/CEO · Less than 5% · control person
- AddedLINCOLN INVESTMENT CAPITAL HOLDINGS, LLC · INDIRECT OWNER · 75% or more · indirect via LEGEND GROUP HOLDINGS, LLC · control person
- AddedOBERLIES, SUSAN, MARY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- AddedPATTERSON, DEBRA, ANN · SECRETARY · Less than 5%
- ChangedMEHROTRA, SHASHI · title DIRECTOR/CHIEF EXECUTIVE OFFICER/PRESIDENT/CHIEF INVESTMENT OFFICER → CHIEF INVESTMENT OFFICER/CHIEF OPERATING OFFICER
Aug 10, 2016 filing
- No longer listedALLEN, MASON, LURAY · DIRECTOR · Less than 5% · control person · listed since Mar 2016
- No longer listedMCKENNA, NINA, SCHLOESSER · DIRECTOR · Less than 5% · control person · listed since Mar 2016
- AddedBONNEAU, CATHERINE, MCCORMACK · DIRECTOR · Less than 5% · control person
- Listed againANTONIADES, ADAM, NICHOLAS · DIRECTOR · Less than 5% · control person
- Listed againGINGRICH, MIRALDA · VICE PRESIDENT · Less than 5% · control person
- ChangedMEHROTRA, SHASHI · title CHIEF EXECUTIVE OFFICER/PRESIDENT/CHIEF INVESTMENT OFFICER → DIRECTOR/CHIEF EXECUTIVE OFFICER/PRESIDENT/CHIEF INVESTMENT OFFICER
Jun 14, 2016 filing
- No longer listedRCS CAPITAL CORPORATION · SOLE MEMBER · 75% or more · indirect via RCS CAPITAL HOLDINGS, LLC · control person · listed since Apr 2014
- AddedALLEN, MASON, LURAY · DIRECTOR · Less than 5% · control person
- AddedARETEC GROUP, INC. · SOLE MEMBER · 75% or more · indirect via RCS CAPITAL HOLDINGS, LLC · control person
- AddedMCKENNA, NINA, SCHLOESSER · DIRECTOR · Less than 5% · control person
Mar 8, 2016 filing
- No longer listedANTONIADES, ADAM, NICHOLAS · DIRECTOR · Less than 5% · control person · listed since May 2015
- No longer listedGINGRICH, MIRALDA · VICE PRESIDENT · Less than 5% · control person · listed since May 2015
- No longer listedHARRISON, BRETT, LAMAR · DIRECTOR · Less than 5% · control person · listed since May 2015
- No longer listedSBOTO, THOMAS, JOSEPH · EXECUTIVE VICE PRESIDENT · Less than 5% · control person · listed since May 2015
- No longer listedVASQUEZ, ENRIQUE, MARTIN · CHIEF EXECUTIVE OFFICER, DIRECTOR · Less than 5% · control person · listed since May 2015
- ChangedMEHROTRA, SHASHI · title PRESIDENT/ CHIEF INVESTMENT OFFICER → CHIEF EXECUTIVE OFFICER/PRESIDENT/CHIEF INVESTMENT OFFICER
Sep 16, 2015 filing
- No longer listedCARLSON, DANIEL, WILLIAM · VICE PRESIDENT/GENERAL COUNSEL · Less than 5% · control person · listed since Jan 2001
Jun 8, 2015 filing
- No longer listedSPINELLO, MARK, JOSEPH · CHIEF EXECUTIVE OFFICER, DIRECTOR · Less than 5% · control person · listed since Mar 2000
- AddedANTONIADES, ADAM, NICHOLAS · DIRECTOR · Less than 5% · control person
- AddedGINGRICH, MIRALDA · VICE PRESIDENT · Less than 5% · control person
- AddedHARRISON, BRETT, LAMAR · DIRECTOR · Less than 5% · control person
- AddedMONCHICK, ARIANA, NICOLE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- AddedSBOTO, THOMAS, JOSEPH · EXECUTIVE VICE PRESIDENT · Less than 5% · control person
- AddedVASQUEZ, ENRIQUE, MARTIN · CHIEF EXECUTIVE OFFICER, DIRECTOR · Less than 5% · control person
- ChangedCARLSON, DANIEL, WILLIAM · title VICE PRESIDENT/GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER → VICE PRESIDENT/GENERAL COUNSEL
- ChangedMEHROTRA, SHASHI · title PRESIDENT/ CHIEF INVESTMENT OFFICER, DIRECTOR → PRESIDENT/ CHIEF INVESTMENT OFFICER
Mar 31, 2015 filing
- No longer listedJOHNSTON, JAMES, JOSEPH · TREASURER, CONTROLLER · Less than 5% · control person · listed since Apr 2012
- AddedSHELSON, MARK, PAUL · TREASURER · Less than 5% · control person
Older changes (9 more filings)
Aug 27, 2014 filing
- No longer listedRCAP HOLDINGS, LLC · OWNER · 75% or more · indirect via FIRST ALLIED HOLDINGS, INC. · control person · listed since Sep 2013
- No longer listedSCHORSCH, NICHOLAS, SLOAN · MEMBER AND MANAGER · 50–75% · indirect via RCAP HOLDINGS, LLC · control person · listed since Aug 2007
- AddedRCS CAPITAL CORPORATION · SOLE MEMBER · 75% or more · indirect via RCS CAPITAL HOLDINGS, LLC · control person
- AddedRCS CAPITAL HOLDINGS, LLC · OWNER · 75% or more · indirect via FIRST ALLIED HOLDINGS, INC. · control person
Nov 1, 2013 filing
- No longer listedLOVELL MINNICK EQUITY PARTNERS III LP · SHAREHOLDER · 50–75% · indirect via FIRST ALLIED HOLDINGS, INC. · control person · listed since Jan 2013
Oct 31, 2013 filing
- No longer listedFUND III UGP LLC · GENERAL PARTNER · 75% or more · indirect via LOVELL MINNICK EQUITY PARTNERS III LP · control person · listed since Jan 2013
- No longer listedLOVELL MINNICK EQUITY ADVISORS III LP · GENERAL PARTNER · 75% or more · indirect via LOVELL MINNICK EQUITY PARTNERS III LP AND LOVELL MINNICK EQUITY PARTNERS III-A · control person · listed since Jan 2013
- No longer listedLOVELL MINNICK EQUITY PARTNERS III-A LP · SHAREHOLDER · 25–50% · indirect via FIRST ALLIED HOLDINGS, INC. · control person · listed since Jan 2013
- No longer listedLOVELL MINNICK HOLDINGS LLC · MANAGING MEMBER · 75% or more · indirect via LOVELL MINNICK PARTNERS LLC · control person · listed since Jan 2013
- No longer listedLOVELL MINNICK PARTNERS LLC · MANAGING MEMBER · 75% or more · indirect via FUND III UGP LLC · control person · listed since Jan 2013
- AddedRCAP HOLDINGS, LLC · OWNER · 75% or more · indirect via FIRST ALLIED HOLDINGS, INC. · control person
- AddedSCHORSCH, NICHOLAS, SLOAN · MEMBER AND MANAGER · 50–75% · indirect via RCAP HOLDINGS, LLC · control person
Mar 28, 2013 filing
- No longer listedMARKS, JOEL, ELLIOT · DIRECTOR · Less than 5% · control person · listed since Jan 2013
Jan 11, 2013 filing
- No longer listedLEGEND GROUP HOLDINGS, L.L.C. · DIRECT OWNER · 75% or more · control person · listed since Mar 2000
- No longer listedSTROHM, MICHAEL, DURWOOD · DIRECTOR · Less than 5% · control person · listed since Oct 2003
- No longer listedWADDELL AND REED FINANCIAL, INC. · INDIRECT OWNER · 75% or more · indirect via LEGEND ADVISORY CORPORATION · control person · listed since Mar 2000
- AddedFIRST ALLIED HOLDINGS, INC. · SHAREHOLDER · 75% or more · indirect via LEGEND GROUP HOLDINGS, INC. · control person
- AddedFUND III UGP LLC · GENERAL PARTNER · 75% or more · indirect via LOVELL MINNICK EQUITY PARTNERS III LP · control person
- AddedLEGEND GROUP HOLDINGS, LLC · SHAREHOLDER · 75% or more · control person
- AddedLOVELL MINNICK EQUITY ADVISORS III LP · GENERAL PARTNER · 75% or more · indirect via LOVELL MINNICK EQUITY PARTNERS III LP AND LOVELL MINNICK EQUITY PARTNERS III-A · control person
- AddedLOVELL MINNICK EQUITY PARTNERS III LP · SHAREHOLDER · 50–75% · indirect via FIRST ALLIED HOLDINGS, INC. · control person
- AddedLOVELL MINNICK EQUITY PARTNERS III-A LP · SHAREHOLDER · 25–50% · indirect via FIRST ALLIED HOLDINGS, INC. · control person
- AddedLOVELL MINNICK HOLDINGS LLC · MANAGING MEMBER · 75% or more · indirect via LOVELL MINNICK PARTNERS LLC · control person
- AddedLOVELL MINNICK PARTNERS LLC · MANAGING MEMBER · 75% or more · indirect via FUND III UGP LLC · control person
- AddedMARKS, JOEL, ELLIOT · DIRECTOR · Less than 5% · control person
May 31, 2012 filing
- ChangedCARLSON, DANIEL, WILLIAM · title VICE PRESIDENT/CHIEF COMPLIANCE OFFICER / VICE PRESIDENT/GENERAL COUNSEL → VICE PRESIDENT/GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER
- ChangedMEHROTRA, SHASHI · title EXECUTIVE VICE PRESIDENT/ CHIEF INVESTMENT OFFICER, DIRECTOR → PRESIDENT/ CHIEF INVESTMENT OFFICER, DIRECTOR
- ChangedSPINELLO, MARK, JOSEPH · title PRESIDENT/CHIEF EXECUTIVE OFFICER, DIRECTOR → CHIEF EXECUTIVE OFFICER, DIRECTOR
Apr 16, 2012 filing
- No longer listedFERRIS, GLENN, THOMAS · VICE PRESIDENT/CHIEF OPERATING OFFICER, DIRECTOR · Less than 5% · control person · listed since Mar 2000
- AddedJOHNSTON, JAMES, JOSEPH · TREASURER, CONTROLLER · Less than 5% · control person
- ChangedMEHROTRA, SHASHI · title EXECUTIVE VICE PRESIDENT/ CHIEF INVESTMENT OFFICER → EXECUTIVE VICE PRESIDENT/ CHIEF INVESTMENT OFFICER, DIRECTOR
Mar 1, 2012 filing
- ChangedCARLSON, DANIEL, WILLIAM · title CHIEF COMPLIANCE OFFICER / VICE PRESIDENT/SECRETARY → VICE PRESIDENT/CHIEF COMPLIANCE OFFICER / VICE PRESIDENT/GENERAL COUNSEL
- ChangedFERRIS, GLENN, THOMAS · title VICE PRESIDENT/DIRECTOR → VICE PRESIDENT/CHIEF OPERATING OFFICER, DIRECTOR
- ChangedMEHROTRA, SHASHI · title EXECUTIVE VICE PRESIDENT/ CIO → EXECUTIVE VICE PRESIDENT/ CHIEF INVESTMENT OFFICER
- ChangedSPINELLO, MARK, JOSEPH · title PRESIDENT/DIRECTOR → PRESIDENT/CHIEF EXECUTIVE OFFICER, DIRECTOR
Dec 8, 2011 filing (earliest on record)
- ListedCARLSON, DANIEL, WILLIAM · CHIEF COMPLIANCE OFFICER / VICE PRESIDENT/SECRETARY · Less than 5% · control person
- ListedFERRIS, GLENN, THOMAS · VICE PRESIDENT/DIRECTOR · Less than 5% · control person
- ListedLEGEND GROUP HOLDINGS, L.L.C. · DIRECT OWNER · 75% or more · control person
- ListedMEHROTRA, SHASHI · EXECUTIVE VICE PRESIDENT/ CIO · Less than 5% · control person
- ListedRUDNICK, REGINA, MARY · SENIOR VICE PRESIDENT · Less than 5% · control person
- ListedSPINELLO, MARK, JOSEPH · PRESIDENT/DIRECTOR · Less than 5% · control person
- ListedSTROHM, MICHAEL, DURWOOD · DIRECTOR · Less than 5% · control person
- ListedWADDELL AND REED FINANCIAL, INC. · INDIRECT OWNER · 75% or more · indirect via LEGEND ADVISORY CORPORATION · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- ISHARES TR$5.4M +38.1%
- INVESCO QQQ TR$3.5M +23.9%
- INTEL CORP$2.6M +209.3%
- VANGUARD INDEX FDS$1.7M +17.0%
- CREDO TECHNOLOGY GROUP HOLDI$1.7M +182.8%
Top Trims
- ISHARES GOLD TR-$2.1M -13.7%
- BARCLAYS BANK PLC-$1.2M -12.2%
- SELECT SECTOR SPDR TR-$697.7K -25.8%
- PAN AMERN SILVER CORP-$659.3K -42.5%
- SPDR SERIES TRUST-$432.2K -6.1%
Legend Financial Advisors, Inc. Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | SOXX | 464287523 | $19.6M | 11.16% | 30,649 | SH |
| 2 | INVESCO QQQ TR | QQQ | 46090E103 | $17.9M | 10.18% | 24,334 | SH |
| 3 | ISHARES GOLD TR | IAU | 464285204 | $13.4M | 7.59% | 176,990 | SH |
| 4 | VANGUARD INDEX FDS | VO | 922908629 | $11.9M | 6.75% | 147,466 | SH |
| 5 | SCHWAB STRATEGIC TR | FNDX | 808524771 | $11.8M | 6.72% | 380,221 | SH |
| 6 | VANGUARD ADMIRAL FDS INC | VIOV | 921932778 | $11.6M | 6.58% | 98,727 | SH |
| 7 | MANAGED PORTFOLIO SER | LCR | 56167R606 | $10.1M | 5.77% | 255,221 | SH |
| 8 | BARCLAYS BANK PLC | DJP | 06738C778 | $8.4M | 4.79% | 192,783 | SH |
| 9 | ISHARES TR | IAK | 464288786 | $8.2M | 4.66% | 58,386 | SH |
| 10 | INVESCO EXCH TRADED FD TR II | IDMO | 46138E222 | $7.5M | 4.25% | 124,008 | SH |
| 11 | SPDR SERIES TRUST | XME | 78464A755 | $6.7M | 3.80% | 62,547 | SH |
| 12 | GLOBAL X FDS | COPX | 37954Y830 | $6.3M | 3.58% | 81,970 | SH |
| 13 | ALTSHARES TRUST | ARB | 02210T108 | $5.6M | 3.18% | 189,058 | SH |
| 14 | SPDR SERIES TRUST | SPSM | 78468R853 | $3.8M | 2.18% | 66,434 | SH |
| 15 | INTEL CORP | INTC | 458140100 | $3.8M | 2.16% | 27,240 | SH |
| 16 | APPLE INC | AAPL | 037833100 | $3.1M | 1.76% | 10,701 | SH |
| 17 | CREDO TECHNOLOGY GROUP HOLDI | CRDO | G25457105 | $2.6M | 1.46% | 9,477 | SH |
| 18 | MODINE MFG CO | MOD | 607828100 | $2.0M | 1.15% | 7,577 | SH |
| 19 | SELECT SECTOR SPDR TR | XLE | 81369Y506 | $2.0M | 1.14% | 37,749 | SH |
| 20 | ALPHABET INC | GOOG | 02079K107 | $2.0M | 1.13% | 5,608 | SH |
| 21 | AMAZON COM INC | AMZN | 023135106 | $1.9M | 1.08% | 7,964 | SH |
| 22 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $1.6M | 0.91% | 3,217 | SH |
| 23 | FIRST SOLAR INC | FSLR | 336433107 | $1.3M | 0.73% | 5,419 | SH |
| 24 | REMITLY GLOBAL INC | RELY | 75960P104 | $1.3M | 0.71% | 56,074 | SH |
| 25 | COPA HOLDINGS SA | CPA | P31076105 | $1.2M | 0.71% | 8,011 | SH |
| 26 | EA SERIES TRUST | FRDM | 02072L607 | $1.2M | 0.66% | 15,817 | SH |
| 27 | BANCORP INC DEL | TBBK | 05969A105 | $1.1M | 0.63% | 17,841 | SH |
| 28 | EVERCORE INC | EVR | 29977A105 | $1.1M | 0.62% | 3,210 | SH |
| 29 | DLOCAL LTD | DLO | G29018101 | $1.1M | 0.62% | 83,373 | SH |
| 30 | NMI HLDGS INC | NMIH | 629209305 | $975.5K | 0.55% | 23,740 | SH |
| 31 | PAN AMERN SILVER CORP | PAAS | 697900108 | $892.7K | 0.51% | 19,931 | SH |
| 32 | BARRICK MNG CORP | B | 06849F108 | $820.1K | 0.47% | 22,327 | SH |
| 33 | AUTOLIV INC | ALV | 052800109 | $752.1K | 0.43% | 6,474 | SH |
| 34 | VISA INC | V | 92826C839 | $637.8K | 0.36% | 1,859 | SH |
| 35 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $500.5K | 0.28% | 14,789 | SH |
| 36 | PPL CORP | PPL | 69351T106 | $307.9K | 0.17% | 8,471 | SH |
| 37 | DONALDSON INC | DCI | 257651109 | $277.6K | 0.16% | 3,092 | SH |
| 38 | JPMORGAN CHASE & CO | JPM | 46625H100 | $259.9K | 0.15% | 794 | SH |
| 39 | ELI LILLY & CO | LLY | 532457108 | $231.5K | 0.13% | 193 | SH |
| 40 | NEXTERA ENERGY INC | NEE | 65339F101 | $224.3K | 0.13% | 2,556 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-20 | $176.0M | 40 | 0001781948-26-000003 |
| 2026-03-31 | 2026-04-24 | $155.1M | 38 | 0001781948-26-000002 |
| 2025-12-31 | 2026-01-23 | $165.1M | 37 | 0001781948-26-000001 |
Filer Information
Address
5700 CORPORATE DRIVE SUITE 350PITTSBURGH, PA 15237-5829
Phone
(412) 635-9210
Filing Manager
Legend Financial Advisors, Inc.
PITTSBURGH, PA
Signatory
Ruth Thortvedt
Compliance Consultant