Legend Financial Advisors, Inc. — 13F Holdings & Portfolio
CIK 1781948 · latest 13F-HR filed 2026-04-24
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$155.1M
Long-equity book
38
Distinct positions
2026-03-31
Filed 2026-04-24
+4 / −3 / ↑9 / ↓15
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- BARCLAYS BANK PLC$1.9M +24.1%
- VANGUARD INDEX FDS$1.6M +18.4%
- SELECT SECTOR SPDR TR$736.5K +37.5%
- SPDR SERIES TRUST$709.0K +28.4%
- MODINE MFG CO$708.5K +55.3%
Top Trims
- GLOBAL X FDS-$5.0M -42.9%
- SPDR SERIES TRUST-$2.4M -25.6%
- BARRICK MNG CORP-$702.0K -43.6%
- APPLE INC-$354.1K -11.9%
- SCHWAB STRATEGIC TR-$318.8K -41.8%
New Positions
- DLOCAL LTD$1.1M
- CREDO TECHNOLOGY GROUP HOLDI$911.2K
- EA SERIES TRUST$850.6K
- PPL CORP$323.6K
Exited Positions
- INVESCO EXCHANGE TRADED FD T$7.4M
- COREBRIDGE FINL INC$766.4K
- ELI LILLY & CO$295.5K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES GOLD TR | IAU | 464285204 | $15.5M | 9.98% | 175,659 | SH |
| 2 | INVESCO QQQ TR | QQQ | 46090E103 | $14.5M | 9.32% | 25,061 | SH |
| 3 | ISHARES TR | SOXX | 464287523 | $14.2M | 9.17% | 43,273 | SH |
| 4 | SCHWAB STRATEGIC TR | FNDX | 808524771 | $10.7M | 6.87% | 382,602 | SH |
| 5 | VANGUARD ADMIRAL FDS INC | VIOV | 921932778 | $10.2M | 6.55% | 99,795 | SH |
| 6 | VANGUARD INDEX FDS | VO | 922908629 | $10.2M | 6.55% | 35,354 | SH |
| 7 | BARCLAYS BANK PLC | DJP | 06738C778 | $9.6M | 6.19% | 199,416 | SH |
| 8 | MANAGED PORTFOLIO SERIES | LCR | 56167R606 | $9.4M | 6.05% | 251,862 | SH |
| 9 | ISHARES TR | IAK | 464288786 | $7.1M | 4.59% | 55,507 | SH |
| 10 | SPDR SERIES TRUST | XME | 78464A755 | $7.1M | 4.59% | 65,923 | SH |
| 11 | INVESCO EXCH TRADED FD TR II | IDMO | 46138E222 | $6.9M | 4.42% | 125,166 | SH |
| 12 | GLOBAL X FDS | COPX | 37954Y830 | $6.7M | 4.33% | 87,925 | SH |
| 13 | ALTSHARES TRUST | ARB | 02210T108 | $5.5M | 3.54% | 187,349 | SH |
| 14 | SPDR SERIES TRUST | SPSM | 78468R853 | $3.2M | 2.07% | 66,364 | SH |
| 15 | SELECT SECTOR SPDR TR | XLE | 81369Y506 | $2.7M | 1.74% | 44,116 | SH |
| 16 | APPLE INC | AAPL | 037833100 | $2.6M | 1.69% | 10,358 | SH |
| 17 | MODINE MFG CO | MOD | 607828100 | $2.0M | 1.28% | 9,185 | SH |
| 18 | AMAZON COM INC | AMZN | 023135106 | $1.7M | 1.07% | 7,951 | SH |
| 19 | PAN AMERN SILVER CORP | PAAS | 697900108 | $1.6M | 1.00% | 28,410 | SH |
| 20 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $1.5M | 0.98% | 3,159 | SH |
| 21 | INTEL CORP | INTC | 458140100 | $1.2M | 0.79% | 27,866 | SH |
| 22 | DLOCAL LTD | DLO | G29018101 | $1.1M | 0.70% | 83,655 | SH |
| 23 | EVERCORE INC | EVR | 29977A105 | $960.9K | 0.62% | 3,219 | SH |
| 24 | FIRST SOLAR INC | FSLR | 336433107 | $955.3K | 0.62% | 4,843 | SH |
| 25 | CREDO TECHNOLOGY GROUP HOLDI | CRDO | G25457105 | $911.2K | 0.59% | 9,707 | SH |
| 26 | BARRICK MNG CORP | B | 06849F108 | $909.2K | 0.59% | 22,289 | SH |
| 27 | COPA HOLDINGS SA | CPA | P31076105 | $908.5K | 0.59% | 7,997 | SH |
| 28 | EA SERIES TRUST | FRDM | 02072L607 | $850.6K | 0.55% | 15,564 | SH |
| 29 | BANCORP INC DEL | TBBK | 05969A105 | $723.2K | 0.47% | 13,459 | SH |
| 30 | NMI HLDGS INC | NMIH | 629209305 | $702.4K | 0.45% | 18,726 | SH |
| 31 | AUTOLIV INC | ALV | 052800109 | $682.8K | 0.44% | 6,493 | SH |
| 32 | VISA INC | V | 92826C839 | $561.9K | 0.36% | 1,859 | SH |
| 33 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $444.4K | 0.29% | 15,257 | SH |
| 34 | FISERV INC | FISV | 337738108 | $381.9K | 0.25% | 6,844 | SH |
| 35 | PPL CORP | PPL | 69351T106 | $323.6K | 0.21% | 8,471 | SH |
| 36 | NEXTERA ENERGY INC | NEE | 65339F101 | $292.5K | 0.19% | 3,149 | SH |
| 37 | DONALDSON INC | DCI | 257651109 | $262.4K | 0.17% | 3,092 | SH |
| 38 | JPMORGAN CHASE & CO | JPM | 46625H100 | $253.9K | 0.16% | 863 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-24 | $155.1M | 38 | 0001781948-26-000002 |
| 2025-12-31 | 2026-01-23 | $165.1M | 37 | 0001781948-26-000001 |