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Summit Investment Advisory Services, LLC — 13F Holdings & Portfolio

CIK 1914395 · latest 13F-HR filed 2026-07-24

Backtest portfolio

Summit Investment Advisory Services, LLC manages $398.5M in 13F-reported U.S. long-equity assets across 89 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are CGDV (12.62%), PVAL (11.07%), CGGR (11.06%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 9 new positions and exited 1; 63 existing positions rose in reported value and 6 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$398.5M

Long-equity book

Holdings
89

Distinct positions

Period
2026-06-30

Filed 2026-07-24

Q/Q Activity
+9 / −1 / ↑63 / ↓6

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
CGDV12.6% · +3%PVAL11.1% · newCGGR11.1% · +0%INCM8.0% · +10%CGXU7.4% · -0%FLCG6.7% · newDGRO6.5% · +2%CGUS5.6% · +4%FSCC3.9% · newFESM3.8% · -4%SPTM2.6% · -2%IVW2.3% · -3%VTI1.8% · 0%ITOT1.1% · +0%IVE0.9% · -2%SPYG0.8% · -6%IJH0.8% · -3%VUG0.8% · +463%VB0.6% · +0%SPY0.5% · +2%SDVY0.5% · +2%USMV0.5% · -13%DGRW0.5% · +2%SPYV0.5% · -6%SPMD0.5% · -5%IJR0.4% · -2%PYLD0.4% · +9%VTV0.4% · -12%VO0.4% · +302%SPYM0.3% · -2%SSMUF0.3% · newCGMM0.3% · +54%IVV0.3% · +0%NVDA0.2% · +122%BPRE0.2% · -9%ARKK0.2% · -1%IWR0.2% · +1%HEFA0.2% · -5%MGK0.2% · +350%SPSM0.2% · -7%AMZN0.2% · newVOO0.2% · +0%KOMP0.2% · -6%ENTG0.2% · 0%IWM0.2% · 0%ETY0.2% · +2%MGC0.1% · 0%BOND0.1% · +10%EVT0.1% · +1%ROBO0.1% · +48%VUSE0.1% · +0%DUSA0.1% · 0%AIRR0.1% · +34%AAPL0.1% · +25%IWF0.1% · +300%AMLP0.1% · +1%XNTK0.1% · +0%VXUS0.1% · +0%QQQ0.1% · +13%CGDG0.1% · +0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 76.5%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jul 22, 2026.

Assets Under Management
$745.8M
Discretionary
$740.1M
Employees
11
Accounts
2,466
Address
3065 CENTER POINTE DRIVE
SUITE 2
ROSEVILLE, MN 55113
Phone
(651) 490-2939
Website
Name Title / Status Ownership Type
MCDERMOTT, SEAN, PATRICK ControlCEO/PRESIDENT
since Sep 2013
Less than 5%Individual
ROGERS, RUSSELL, DAVID ControlCHIEF COMPLIANCE OFFICER
since Jan 2026
Less than 5%Individual
SUMMIT ADVISORS HOLDCO, LLC ControlHOLDING COMPANY
since Dec 2021
75% or moreDomestic Entity
MCDERMOTT, SEAN, PATRICK Control
Indirect owner via SUMMIT ADVISORS, INC.
OWNER
since Nov 2014
75% or moreIndividual
SUMMIT ADVISORS, INC. Control
Indirect owner via SUMMIT ADVISORS HOLDCO, LLC
MANAGING MEMBER
since Dec 2021
75% or moreDomestic Entity
Ownership & leadership changes · 6 filings with changes since May 17, 2017

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Feb 17, 2026 filing
  • No longer listedSchurmann, Christopher, Matthew · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jan 2025
  • Listed againROGERS, RUSSELL, DAVID · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Feb 6, 2025 filing
  • No longer listedROGERS, RUSSELL, DAVID · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Feb 2015
  • AddedSchurmann, Christopher, Matthew · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Jul 11, 2023 filing
  • No longer listedCARLSON, BRIAN, JEREMY · OWNER · General partner, trustee or manager · indirect via SUMMIT ADVISORS, INC. · listed since Dec 2020
  • No longer listedCARLSON, BRIAN, JEREMY · WEALTH ADVISOR · Less than 5% · listed since Dec 2020
  • No longer listedCASKEY, SCOTT, EDWARD · WEALTH ADVISOR · Less than 5% · listed since Oct 2016
  • No longer listedCASKEY, SCOTT, EDWARD · OWNER · General partner, trustee or manager · indirect via SUMMIT ADVISORS, INC. · listed since Jan 2017
  • No longer listedROGERS, RUSSELL, DAVID · OWNER · General partner, trustee or manager · indirect via SUMMIT ADVISORS, INC. · listed since Jan 2017
Jan 31, 2022 filing
  • No longer listedSUMMIT ADVISORS, INC. · OWNER · 75% or more · control person · listed since Jan 2015
  • AddedSUMMIT ADVISORS HOLDCO, LLC · HOLDING COMPANY · 75% or more · control person
  • AddedSUMMIT ADVISORS, INC. · MANAGING MEMBER · 75% or more · indirect via SUMMIT ADVISORS HOLDCO, LLC · control person
  • ChangedCARLSON, BRIAN, JEREMY · title OWNER → WEALTH ADVISOR
  • ChangedCASKEY, SCOTT, EDWARD · title OWNER → WEALTH ADVISOR
Feb 5, 2021 filing
  • AddedCARLSON, BRIAN, JEREMY · OWNER · General partner, trustee or manager · indirect via SUMMIT ADVISORS, INC.
  • AddedCARLSON, BRIAN, JEREMY · OWNER · Less than 5%
Mar 2, 2020 filing
  • No longer listedKRAMPE, NATHAN, ANDREW · INVESTMENT ADVISER REPRESENTATIVE · 10–25% · listed since Nov 2013
  • AddedCASKEY, SCOTT, EDWARD · OWNER · General partner, trustee or manager · indirect via SUMMIT ADVISORS, INC.
  • AddedROGERS, RUSSELL, DAVID · OWNER · General partner, trustee or manager · indirect via SUMMIT ADVISORS, INC.
  • ChangedCASKEY, SCOTT, EDWARD · ownership 5–10% → Less than 5%
  • ChangedMCDERMOTT, SEAN, PATRICK · ownership 75% or more → Less than 5%
  • ChangedROGERS, RUSSELL, DAVID · ownership 5–10% → Less than 5%
May 17, 2017 filing (earliest on record)
  • ListedCASKEY, SCOTT, EDWARD · OWNER · 5–10%
  • ListedKRAMPE, NATHAN, ANDREW · INVESTMENT ADVISER REPRESENTATIVE · 10–25%
  • ListedMCDERMOTT, SEAN, PATRICK · CEO/PRESIDENT · 75% or more · control person
  • ListedMCDERMOTT, SEAN, PATRICK · OWNER · 75% or more · indirect via SUMMIT ADVISORS, INC. · control person
  • ListedROGERS, RUSSELL, DAVID · CHIEF COMPLIANCE OFFICER · 5–10% · control person
  • ListedSUMMIT ADVISORS, INC. · OWNER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Summit Investment Advisory Services, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $50.3M 12.62% 1,020,802 SH
2 PUTNAM ETF TRUST PVAL 746729300 $44.1M 11.07% 865,998 SH
3 CAPITAL GROUP GROWTH ETF CGGR 14020G101 $44.1M 11.06% 934,072 SH
4 FRANKLIN TEMPLETON ETF TR INCM 35473P439 $31.9M 8.01% 1,105,667 SH
5 CAPITAL GROUP INTL FOCUS EQT CGXU 14019W109 $29.3M 7.36% 847,237 SH
6 FEDERATED HERMES ETF TRUST FLCG 31423L800 $26.5M 6.66% 796,716 SH
7 ISHARES TR DGRO 46434V621 $25.7M 6.46% 339,666 SH
8 CAPITAL GROUP CORE EQUITY ET CGUS 14020V108 $22.4M 5.61% 502,993 SH
9 FEDERATED HERMES ETF TRUST FSCC 31423L602 $15.5M 3.90% 416,300 SH
10 FIDELITY COVINGTON TRUST FESM 31609A206 $15.0M 3.76% 309,901 SH
11 SPDR SERIES TRUST SPTM 78464A805 $10.5M 2.63% 115,622 SH
12 ISHARES TR IVW 464287309 $9.0M 2.26% 65,519 SH
13 VANGUARD INDEX FDS VTI 922908769 $7.0M 1.75% 18,882 SH
14 ISHARES TR ITOT 464287150 $4.4M 1.11% 26,860 SH
15 ISHARES TR IVE 464287408 $3.4M 0.86% 15,024 SH
16 SPDR SERIES TRUST SPYG 78464A409 $3.3M 0.83% 27,941 SH
17 ISHARES TR IJH 464287507 $3.1M 0.78% 40,261 SH
18 VANGUARD INDEX FDS VUG 922908736 $3.0M 0.76% 35,008 SH
19 VANGUARD INDEX FDS VB 922908751 $2.2M 0.55% 7,259 SH
20 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $2.2M 0.54% 2,881 SH
21 FIRST TR EXCHANGE TRADED FD SDVY 33741X102 $2.1M 0.53% 48,725 SH
22 ISHARES TR USMV 46429B697 $2.0M 0.49% 20,373 SH
23 WISDOMTREE TR DGRW 97717X669 $1.9M 0.48% 20,112 SH
24 SPDR SERIES TRUST SPYV 78464A508 $1.8M 0.46% 30,425 SH
25 SPDR SERIES TRUST SPMD 78464A847 $1.8M 0.45% 26,715 SH
26 ISHARES TR IJR 464287804 $1.7M 0.43% 11,434 SH
27 PIMCO ETF TR PYLD 72201R585 $1.6M 0.41% 61,379 SH
28 VANGUARD INDEX FDS VTV 922908744 $1.5M 0.38% 6,921 SH
29 VANGUARD INDEX FDS VO 922908629 $1.4M 0.35% 17,339 SH
30 SPDR SERIES TRUST SPYM 78464A854 $1.3M 0.33% 14,889 SH
31 PIMCO ETF TR MINO 72201R635 $1.3M 0.31% 27,319 SH
32 CAPITAL GROUP EQUITY ETF TR CGMM 14022A102 $1.1M 0.28% 34,426 SH
33 ISHARES TR IVV 464287200 $1.0M 0.26% 1,386 SH
34 NVIDIA CORPORATION NVDA 67066G104 $942.9K 0.24% 4,712 SH
35 BLUEROCK PVT REAL ESTATE FD BPRE 09631P102 $929.2K 0.23% 71,422 SH
36 ARK ETF TR ARKK 00214Q104 $905.2K 0.23% 11,200 SH
37 ISHARES TR IWR 464287499 $891.3K 0.22% 8,079 SH
38 ISHARES TR HEFA 46434V803 $890.6K 0.22% 18,980 SH
39 VANGUARD WORLD FD MGK 921910816 $839.7K 0.21% 9,551 SH
40 SPDR SERIES TRUST SPSM 78468R853 $814.2K 0.20% 14,118 SH
41 AMAZON COM INC AMZN 023135106 $787.5K 0.20% 3,304 SH
42 VANGUARD INDEX FDS VOO 922908363 $774.7K 0.19% 1,128 SH
43 SPDR SERIES TRUST KOMP 78468R648 $755.7K 0.19% 10,570 SH
44 ENTEGRIS INC ENTG 29362U104 $653.3K 0.16% 3,632 SH
45 ISHARES TR IWM 464287655 $635.0K 0.16% 2,114 SH
46 EATON VANCE TAX-MANAGED DIVE ETY 27828N102 $618.6K 0.16% 42,544 SH
47 VANGUARD WORLD FD MGC 921910873 $587.5K 0.15% 2,147 SH
48 PIMCO ETF TR BOND 72201R775 $552.2K 0.14% 5,988 SH
49 EATON VANCE TAX ADVT DIV INC EVT 27828G107 $545.8K 0.14% 19,719 SH
50 EXCHANGE TRADED CONCEPTS TRU ROBO 301505707 $482.8K 0.12% 5,636 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-24 $398.5M 89 0001951757-26-001053
2026-03-31 2026-04-23 $269.2M 81 0001951757-26-000713
2025-12-31 2026-02-04 $265.0M 82 0001951757-26-000354
Filer Information
Address
3065 CENTRE POINTE DRIVE
SUITE 2
ROSEVILLE, MN 55113
Phone
(651) 490-2939
Filing Manager
Summit Investment Advisory Services, LLC
ROSEVILLE, MN
Signatory
Russell Rogers
Chief Compliance Officer