J DON BROCK

CIK 1103175 · Chairman · last filed 2015-03-02

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$125.30M

Companies

2

Total Filings

74

Lifetime Open-Market Net

-$5.66M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ASTE Chairman 2,051,815 $61.07 $125.30M -$5.66M 66 2015-03-02
DIXIE GROUP INC (DXYN) Delisted Director 54,550 $0.53 $28.9K $0 8 2014-02-11

Recent Filings · Page 3 of 8

74 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-06-03 ASTE Grant (A) $0 EDGAR
2013-05-01 DIXIE GROUP INC (DXYN) Delisted Grant (A) +1,980 $12.0K EDGAR
2013-04-10 ASTE Grant (A) $0 EDGAR
2013-03-04 ASTE Tax (F) −2,306 -$80.8K EDGAR
2013-01-14 ASTE Grant (A) $0 EDGAR
2012-12-14 ASTE Buy (P) $0 EDGAR
2012-12-12 ASTE Gift (G) −3,000 $0 EDGAR
2012-10-12 ASTE Grant (A) $0 EDGAR
2012-07-16 ASTE Gift (G) −379,819 $0 EDGAR
2012-07-10 ASTE Grant (A) $0 EDGAR
Showing 2130 of 74
Page 3 of 8
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.