KEITH THOMAS

CIK 1197152 · SR VP of Corporate Development · last filed 2018-05-02

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.2K

Companies

1

Total Filings

317

Lifetime Open-Market Net

-$1.06M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

Filer Profile

Related Filers
AVX CORP — 320 joint filings, latest 2018-05-02
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AVX SR VP of Corporate Development 180 $6.92 $1.2K -$1.06M 317 2018-05-02

Recent Filings · Page 17 of 32

317 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2011-11-23 AVX Grant (A) +1 $12 EDGAR
2011-11-10 AVX Grant (A) +1 $13 EDGAR
2011-11-04 AVX Grant (A) +79 $1.1K EDGAR
2011-11-01 AVX Grant (A) +2 $24 EDGAR
2011-09-19 AVX Grant (A) +1 $13 EDGAR
2011-09-07 AVX Grant (A) +1 $12 EDGAR
2011-08-24 AVX Mixed −176 -$2.1K EDGAR
2011-08-08 AVX Grant (A) +49 $661 EDGAR
2011-08-03 AVX Grant (A) +73 $1.0K EDGAR
2011-07-20 AVX Grant (A) +22 $323 EDGAR
Showing 161–170 of 317
Page 17 of 32
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.