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THOMAS C JR BRAUM

CIK 1248031 · Exec. V.P. and CFO · last filed 2007-07-27

THOMAS C JR BRAUM is an Exec. V.P. and CFO who has filed 2 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider sold $26.9K of HDL on Jul 27, 2007. Across all open-market trades the lifetime net is −$26.9K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $654.9K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$654.9K

Companies

1

Total Filings

2

Lifetime Open-Market Net

-$26.9K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HDL Exec. V.P. and CFO 51,408 $12.74 $654.9K -$26.9K 2 2007-07-27

Recent Filings

2 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2007-07-27 HDL Sell (S) −5,318 -$26.9K EDGAR
2007-07-03 HDL Mixed +10,447 -$28.4K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.