Alfred J Novak
CIK 1388862 · last filed 2026-05-05
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.04M
Companies
4
Total Filings
47
Lifetime Open-Market Net
-$2.09M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| KTTAW | Director | 750 | $0.01 | $7 | $0 | 6 | 2026-05-05 |
| LIVN | Director | 12,714 | $82.09 | $1.04M | -$983.5K | 22 | 2022-06-17 |
| Dova Pharmaceuticals Inc. (DOVA) Delisted | Director | 0 | — | — | $0 | 4 | 2019-11-12 |
| CYBERONICS INC (CYBX) Delisted | Director | 0 | — | — | -$1.11M | 15 | 2015-10-19 |
Recent Filings · Page 3 of 5
47 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2018-12-18 | LIVN | Mixed | +944 | -$72.8K | EDGAR |
| 2018-12-13 | LIVN | Sell (S) | −500 | -$48.6K | EDGAR |
| 2018-06-21 | Dova Pharmaceuticals Inc. (DOVA) Delisted | Grant (A) | — | $0 | EDGAR |
| 2018-06-18 | LIVN | Mixed | −1,000 | -$104.4K | EDGAR |
| 2018-05-11 | LIVN | Sell (S) | −1,000 | -$84.0K | EDGAR |
| 2017-12-19 | LIVN | Grant (A) | — | $0 | EDGAR |
| 2017-11-24 | LIVN | Sell (S) | −2,000 | -$171.5K | EDGAR |
| 2017-08-08 | LIVN | Mixed | +1,830 | -$90.4K | EDGAR |
| 2017-05-23 | LIVN | Sell (S) | −1,000 | -$58.5K | EDGAR |
| 2016-08-09 | LIVN | Grant (A) | — | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.