Tracy D Daw
CIK 1501098 · CHIEF LEGAL OFFICER · last filed 2026-03-19
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$288.9K
Companies
2
Total Filings
69
Lifetime Open-Market Net
-$3.52M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| FNKO | CHIEF LEGAL OFFICER | 47,016 | $6.14 | $288.9K | -$3.29M | 48 | 2026-03-19 |
| REALNETWORKS INC (RNWK) Delisted | Chief Legal Officer/Corp. Sec. | 7,754 | $0.73 | $5.7K | -$232.4K | 10 | 2012-04-11 |
Recent Filings · Page 5 of 7
69 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2022-04-25 | FNKO | Mixed | +1,793 | -$20.4K | EDGAR |
| 2022-03-10 | FNKO | Grant (A) | — | $0 | EDGAR |
| 2022-03-08 | FNKO | Mixed | +821 | -$9.7K | EDGAR |
| 2021-06-28 | FNKO | Exer (M) | +2,005 | $0 | EDGAR |
| 2021-05-21 | FNKO | Mixed | −431 | -$379.4K | EDGAR |
| 2021-05-03 | FNKO | Exer (M) | +4,520 | $0 | EDGAR |
| 2021-04-23 | FNKO | Grant (A) | — | $0 | EDGAR |
| 2021-03-19 | FNKO | Sell (S) | −4,946 | -$89.4K | EDGAR |
| 2021-03-08 | FNKO | Exer (M) | +1,368 | $0 | EDGAR |
| 2020-09-18 | FNKO | Grant (A) | — | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.