RATIONAL ADVISORS, INC. — 13F Holdings & Portfolio
CIK 1143565 · latest 13F-HR filed 2026-07-24
RATIONAL ADVISORS, INC. manages $1.09B in 13F-reported U.S. long-equity assets across 231 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AGG (6.67%), BND (6.67%), SCHZ (6.67%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 29 new positions and exited 13; 73 existing positions rose in reported value and 63 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$1.09B
Long-equity book
Holdings
231
Distinct positions
Period
2026-06-30
Filed 2026-07-24
Q/Q Activity
+29 / −13 / ↑73 / ↓63
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26AGG6.7% · +2%BND6.7% · +2%SCHZ6.7% · +2%IVV4.8% · +32%MLPX4.5% · -1%QQQM4.2% · -19%NTSX4.0% · -43%XLU3.8% · -2%VIG3.3% · -14%VOO3.2% · +44%SCHH3.0% · +12%JEPI2.6% · -6%LQD2.3% · newVCIT2.2% · +24%PFFD2.2% · +1%SPIB1.8% · newSPY1.8% · +62%DFCF1.5% · +3%SPYM1.4% · -10%USIG1.3% · newIGIB1.3% · newUBER1.1% · -0%BAB1.1% · +4%LNT1.0% · newGPN0.9% · 0%PPL0.9% · newBACPL0.9% · 0%NEEPT0.9% · 0%WELL0.9% · -1%WEC0.9% · 0%ETSY0.9% · 0%WFCPL0.9% · -50%MTH0.9% · 0%IEFA0.8% · -61%GOOGM0.8% · newSCYB0.7% · +1%NFLX0.7% · +236%DDOG0.7% · +29%GH0.6% · +165%PSAPF0.6% · newGOOGL0.5% · -4%HALO0.5% · +72%DKNG0.5% · 0%FOUR0.5% · +74%WDC0.5% · newBAPA0.5% · -20%TSM0.4% · -21%NVDA0.4% · -20%MOG.A0.4% · newAAPL0.4% · -25%AMZN0.4% · -20%SCHI0.4% · newARESPB0.4% · +58%ITT0.4% · -2%VMBS0.4% · +2%LLY0.4% · +106%ON0.3% · -73%SO0.3% · 0%WMT0.3% · -60%KKRPD0.3% · 0%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 47.7%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated May 8, 2026.
Assets Under Management
$2.56B
Discretionary
$2.56B
Employees
17
Accounts
13
Address
207 CALLE DEL PARQUE
FLOOR 7, SUITE 2
SAN JUAN, PR 00912
FLOOR 7, SUITE 2
SAN JUAN, PR 00912
Phone
(646) 757-8387
This firm reports 4 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| GLASS, ROBERT, DAVID Control | CHIEF COMPLIANCE OFFICER since Jan 2016 | Less than 5% | Individual |
| MILLER, DAVID, SCOTT Control | CHIEF INVESTMENT OFFICER since Jan 2016 | 10–25% | Individual |
| SZILAGYI, JERRY, JOHN Control | PRESIDENT since Jan 2016 | 50–75% | Individual |
| Schoonover, Michael, Thomas Control | CHIEF OPERATING OFFICER since Jan 2016 | Less than 5% | Individual |
| JERRY J. SZILAGYI 2015 FAMILY TRUST | SHAREHOLDER since Jan 2017 | 10–25% | Domestic Entity |
| SZILAGYI, ISOBEL, LINDA Indirect owner via JERRY J. SZILAGYI 2015 FAMILY TRUST | TRUSTEE since Dec 2015 | General partner, trustee or manager | Individual |
| Szilagyi, June, Ann Indirect owner via JERRY J. SZILAGYI 2015 FAMILY TRUST | TRUSTEE since Dec 2015 | General partner, trustee or manager | Individual |
Ownership & leadership changes · 12 filings with changes since Mar 30, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Jul 27, 2022 filing
- AddedSchoonover, Michael, Thomas · CHIEF OPERATING OFFICER · Less than 5% · control person
Jul 13, 2022 filing
- ChangedMILLER, DAVID, SCOTT · now a control person
Mar 23, 2018 filing
- No longer listedSZILAGYI, ISOBEL, LINDA · TRUSTEE · General partner, trustee or manager · indirect via RATIONAL CAPITAL, LLC · listed since Dec 2015
- No longer listedSzilagyi, June, Ann · TRUSTEE · General partner, trustee or manager · indirect via RATIONAL CAPITAL, LLC · listed since Dec 2015
- AddedSZILAGYI, ISOBEL, LINDA · TRUSTEE · General partner, trustee or manager · indirect via JERRY J. SZILAGYI 2015 FAMILY TRUST
- AddedSzilagyi, June, Ann · TRUSTEE · General partner, trustee or manager · indirect via JERRY J. SZILAGYI 2015 FAMILY TRUST
Mar 16, 2017 filing
- No longer listedRATIONAL CAPITAL, LLC · SHAREHOLDER · 75% or more · control person · listed since Feb 2001
- No longer listedSZILAGYI, JERRY, JOHN · SHAREHOLDER · 75% or more · indirect via RATIONAL CAPITAL, LLC · control person · listed since Jan 2016
- AddedJERRY J. SZILAGYI 2015 FAMILY TRUST · SHAREHOLDER · 10–25%
- AddedMILLER, DAVID, SCOTT · CHIEF INVESTMENT OFFICER · 10–25%
- AddedSZILAGYI, ISOBEL, LINDA · TRUSTEE · General partner, trustee or manager · indirect via RATIONAL CAPITAL, LLC
- AddedSzilagyi, June, Ann · TRUSTEE · General partner, trustee or manager · indirect via RATIONAL CAPITAL, LLC
- ChangedSZILAGYI, JERRY, JOHN · ownership Less than 5% → 50–75%
Feb 5, 2016 filing
- No longer listedBEEKMAN, TODD, ANDREW · DIRECTOR · Less than 5% · control person · listed since Jan 2014
- No longer listedBREWER, DANIEL, PAUL · DIRECTOR; PRESIDENT · Less than 5% · control person · listed since Jul 2014
- No longer listedCASTOR, DAVID, BRUCE · CFO/TREASURER · Less than 5% · control person · listed since Feb 2001
- No longer listedHUNTINGTON BANCSHARES INCORPORATED · SH · 75% or more · indirect via THE HUNTINGTON NATIONAL BANK · control person · listed since Feb 2001
- No longer listedKALB, JOHN, EDWARD · DIRECTOR · Less than 5% · control person · listed since Feb 2014
- No longer listedPETTIT, KENTON, KELLER · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Apr 2013
- No longer listedSHORT, STEVEN, MARC · DIRECTOR · Less than 5% · control person · listed since Apr 2015
- No longer listedTHE HUNTINGTON NATIONAL BANK · SHAREHOLDER · 75% or more · control person · listed since Feb 2001
- AddedGLASS, ROBERT, DAVID · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- AddedRATIONAL CAPITAL, LLC · SHAREHOLDER · 75% or more · control person
- AddedSZILAGYI, JERRY, JOHN · PRESIDENT · Less than 5% · control person
- AddedSZILAGYI, JERRY, JOHN · SHAREHOLDER · 75% or more · indirect via RATIONAL CAPITAL, LLC · control person
Aug 14, 2015 filing
- No longer listedBATEMAN, BRUCE, RANDOLPH · PRESIDENT; DIRECTOR · Less than 5% · control person · listed since Feb 2001
- ChangedBREWER, DANIEL, PAUL · title DIRECTOR → DIRECTOR; PRESIDENT
May 14, 2015 filing
- No longer listedREZABEK, JOSEPH, L · DIRECTOR · Less than 5% · control person · listed since Jan 2014
- AddedSHORT, STEVEN, MARC · DIRECTOR · Less than 5% · control person
Aug 29, 2014 filing
- AddedBREWER, DANIEL, PAUL · DIRECTOR · Less than 5% · control person
Apr 1, 2014 filing
- No longer listedPOMPEY, FRANCIS, ALOYSIUS · DIRECTOR · Less than 5% · control person · listed since Jan 2014
Feb 28, 2014 filing
- AddedBEEKMAN, TODD, ANDREW · DIRECTOR · Less than 5% · control person
- AddedKALB, JOHN, EDWARD · DIRECTOR · Less than 5% · control person
- AddedPOMPEY, FRANCIS, ALOYSIUS · DIRECTOR · Less than 5% · control person
- AddedREZABEK, JOSEPH, L · DIRECTOR · Less than 5% · control person
- ChangedBATEMAN, BRUCE, RANDOLPH · title PRESIDENT → PRESIDENT; DIRECTOR
Older changes (3 more filings)
Jul 9, 2013 filing
- No longer listedHARE, RANDALL, ALLEN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Mar 2013
- AddedPETTIT, KENTON, KELLER · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 27, 2013 filing
- No longer listedFORGACH, MICHELLE, ANN · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Jun 2011
- AddedHARE, RANDALL, ALLEN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 30, 2012 filing (earliest on record)
- ListedBATEMAN, BRUCE, RANDOLPH · PRESIDENT · Less than 5% · control person
- ListedCASTOR, DAVID, BRUCE · CFO/TREASURER · Less than 5% · control person
- ListedFORGACH, MICHELLE, ANN · CHIEF COMPLIANCE OFFICER · Less than 5%
- ListedHUNTINGTON BANCSHARES INCORPORATED · SH · 75% or more · indirect via THE HUNTINGTON NATIONAL BANK · control person
- ListedTHE HUNTINGTON NATIONAL BANK · SHAREHOLDER · 75% or more · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- ISHARES TR$17.9M +51.8%
- VANGUARD INDEX FDS$13.8M +66.1%
- STATE STR SPDR S&P 500 ETF T$8.8M +85.7%
- SCHWAB STRATEGIC TR$6.2M +23.5%
- GUARDANT HEALTH INC$4.6M +220.6%
Top Trims
- WISDOMTREE TR-$25.9M -37.4%
- ISHARES TR-$12.5M -58.5%
- WELLS FARGO & CO-$9.9M -51.1%
- ON SEMICONDUCTOR CORP-$6.5M -66.4%
- WALMART INC-$5.0M -61.8%
New Positions
- ISHARES TR$24.6M
- SPDR SERIES TRUST$19.9M
- ISHARES TR$14.4M
- ISHARES TR$14.4M
- ALLIANT ENERGY CORP$11.0M
Exited Positions
- MICROCHIP TECHNOLOGY INC.$3.9M
- MEDTRONIC PLC$2.9M
- MCDONALDS CORP$2.3M
- ALIBABA GROUP HLDG LTD$2.2M
- GLOBAL X FDS$1.6M
RATIONAL ADVISORS, INC. Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | AGG | 464287226 | $72.8M | 6.67% | 735,041 | SH |
| 2 | VANGUARD BD INDEX FDS | BND | 921937835 | $72.7M | 6.67% | 990,343 | SH |
| 3 | SCHWAB STRATEGIC TR | SCHZ | 808524839 | $72.7M | 6.67% | 3,142,160 | SH |
| 4 | GLOBAL X FDS | MLPX | 37954Y293 | $49.2M | 4.51% | 667,709 | SH |
| 5 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $45.9M | 4.21% | 151,497 | SH |
| 6 | WISDOMTREE TR | NTSX | 97717Y790 | $43.4M | 3.98% | 735,041 | SH |
| 7 | SELECT SECTOR SPDR TR | XLU | 81369Y886 | $40.8M | 3.75% | 900,567 | SH |
| 8 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $35.8M | 3.29% | 151,497 | SH |
| 9 | SCHWAB STRATEGIC TR | SCHH | 808524847 | $32.4M | 2.97% | 1,366,280 | SH |
| 10 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $28.2M | 2.59% | 499,379 | SH |
| 11 | ISHARES TR | LQD | 464287242 | $24.6M | 2.25% | 225,180 | SH |
| 12 | GLOBAL X FDS | PFFD | 37954Y657 | $23.6M | 2.16% | 1,262,475 | SH |
| 13 | VANGUARD SCOTTSDALE FDS | VCIT | 92206C870 | $19.9M | 1.83% | 241,273 | SH |
| 14 | SPDR SERIES TRUST | SPIB | 78464A375 | $19.9M | 1.83% | 594,978 | SH |
| 15 | ISHARES TR | IVV | 464287200 | $18.3M | 1.68% | 24,420 | SH |
| 16 | ISHARES TR | IVV | 464287200 | $16.8M | 1.54% | 22,484 | SH |
| 17 | VANGUARD INDEX FDS | VOO | 922908363 | $16.3M | 1.50% | 23,800 | SH |
| 18 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $16.3M | 1.49% | 21,800 | SH |
| 19 | DIMENSIONAL ETF TRUST | DFCF | 25434V872 | $16.0M | 1.47% | 378,744 | SH |
| 20 | VANGUARD INDEX FDS | VOO | 922908363 | $15.4M | 1.41% | 22,444 | SH |
| 21 | SPDR SERIES TRUST | SPYM | 78464A854 | $15.3M | 1.40% | 173,941 | SH |
| 22 | ISHARES TR | IVV | 464287200 | $14.7M | 1.35% | 19,640 | SH |
| 23 | ISHARES TR | USIG | 464288620 | $14.4M | 1.33% | 281,728 | SH |
| 24 | ISHARES TR | IGIB | 464288638 | $14.4M | 1.32% | 271,160 | SH |
| 25 | INVESCO EXCH TRADED FD TR II | BAB | 46138G805 | $12.0M | 1.11% | 448,880 | SH |
| 26 | ALLIANT ENERGY CORP | LNT | 018802AE8 | $11.0M | 1.01% | 9,980,000 | SH |
| 27 | GLOBAL PMTS INC | GPN | 37940XAU6 | $10.2M | 0.94% | 11,367,000 | SH |
| 28 | PPL CAP FDG INC | — | 69352PAS2 | $10.1M | 0.93% | 8,920,000 | SH |
| 29 | BANK OF AMER CORP | BACPL | 060505682 | $10.1M | 0.93% | 8,048 | SH |
| 30 | NEXTERA ENERGY INC | NEEPT | 65339F119 | $10.0M | 0.92% | 201,000 | SH |
| 31 | WELLTOWER INC | WELL | 95040Q104 | $9.9M | 0.91% | 43,800 | SH |
| 32 | WEC ENERGY GROUP INC | WEC | 92939UAR7 | $9.8M | 0.90% | 7,944,000 | SH |
| 33 | UBER TECHNOLOGIES INC | UBER | 90353TAM2 | $9.8M | 0.90% | 8,169,000 | SH |
| 34 | ETSY INC | ETSY | 29786AAN6 | $9.5M | 0.87% | 10,430,000 | SH |
| 35 | WELLS FARGO & CO | WFCPL | 949746804 | $9.5M | 0.87% | 8,200 | SH |
| 36 | MERITAGE HOMES CORP | MTH | 59001ABF8 | $9.4M | 0.86% | 9,102,000 | SH |
| 37 | ISHARES TR | IEFA | 46432F842 | $8.9M | 0.81% | 91,784 | SH |
| 38 | ALPHABET INC | GOOGM | 02079K404 | $8.8M | 0.81% | 173,300 | SH |
| 39 | SCHWAB STRATEGIC TR | SCYB | 808524631 | $7.9M | 0.73% | 302,994 | SH |
| 40 | NETFLIX INC. | NFLX | 64110L106 | $7.1M | 0.65% | 100,000 | SH |
| 41 | DATADOG INC | DDOG | 23804LAD5 | $7.1M | 0.65% | 5,020,000 | SH |
| 42 | GUARDANT HEALTH INC | GH | 40131MAB5 | $6.8M | 0.62% | 5,429,000 | SH |
| 43 | CLOUDFLARE INC | NET | 18915MAF4 | $6.4M | 0.58% | 5,023,000 | SH |
| 44 | HALOZYME THERAPEUTICS INC | HALO | 40637HAD1 | $5.7M | 0.52% | 5,110,000 | SH |
| 45 | DRAFTKINGS INC NEW | DKNG | 26142RAB0 | $5.4M | 0.49% | 5,780,000 | SH |
| 46 | SHIFT4 PMTS INC | FOUR | 82452JAD1 | $5.3M | 0.49% | 5,576,000 | SH |
| 47 | WESTERN DIGITAL CORP | WDC | 958102105 | $5.3M | 0.49% | 8,300 | SH |
| 48 | BOEING CO | BAPA | 097023204 | $5.3M | 0.48% | 78,000 | SH |
| 49 | MOOG INC | MOG.A | 615394202 | $4.6M | 0.42% | 10,800 | SH |
| 50 | VANGUARD SCOTTSDALE FDS | VCIT | 92206C870 | $4.2M | 0.38% | 50,512 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-24 | $1.09B | 231 | 0001580642-26-004576 |
| 2026-03-31 | 2026-05-07 | $979.9M | 229 | 0001580642-26-003009 |
| 2025-12-31 | 2026-02-10 | $976.5M | 229 | 0001580642-26-000967 |
Filer Information
Address
207 CALLE DE PARQUE ST.SAN JUAN 00912
Phone
(631) 629-4907
Filing Manager
RATIONAL ADVISORS, INC.
San Juan, PR
Signatory
Robert Glass
Chief Compliance Officer