RATIONAL ADVISORS, INC. — 13F Holdings & Portfolio
CIK 1143565 · latest 13F-HR filed 2026-05-07
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$979.9M
Long-equity book
Holdings
229
Distinct positions
Period
2026-03-31
Filed 2026-05-07
Q/Q Activity
+21 / −26 / ↑62 / ↓62
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- WISDOMTREE TR$33.9M +95.8%
- WELLS FARGO & CO$9.5M +95.3%
- INVESCO EXCH TRADED FD TR II$7.7M +198.7%
- ISHARES TR$5.5M +34.8%
- WELLTOWER INC$4.6M +118.7%
Top Trims
- ISHARES TR-$11.9M -25.7%
- ARES MANAGEMENT CORPORATION-$5.4M -67.6%
- KKR & CO INC-$5.0M -64.0%
- SCHWAB STRATEGIC TR-$4.7M -15.1%
- TRANSDIGM GROUP INC-$3.9M -99.5%
New Positions
- SCHWAB STRATEGIC TR$71.4M
- VANGUARD SCOTTSDALE FDS$19.5M
- WEC ENERGY GROUP INC$9.8M
- SCHWAB STRATEGIC TR$7.8M
- BOEING CO$6.3M
Exited Positions
- SPDR SERIES TRUST$71.7M
- SPDR SERIES TRUST$23.7M
- SCHWAB STRATEGIC TR$11.8M
- VENTAS RLTY LTD PARTNERSHIP$8.9M
- AMERICAN WTR CAP CORP$8.1M
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SCHWAB STRATEGIC TR | SCHZ | 808524839 | $71.4M | 7.29% | 3,076,262 | SH |
| 2 | ISHARES TR | AGG | 464287226 | $71.3M | 7.28% | 718,647 | SH |
| 3 | VANGUARD BD INDEX FDS | BND | 921937835 | $71.3M | 7.28% | 968,610 | SH |
| 4 | GLOBAL X FDS | MLPX | 37954Y293 | $49.8M | 5.08% | 673,199 | SH |
| 5 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $44.5M | 4.55% | 187,473 | SH |
| 6 | SELECT SECTOR SPDR TR | XLU | 81369Y886 | $42.4M | 4.32% | 923,163 | SH |
| 7 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $37.9M | 3.87% | 176,111 | SH |
| 8 | WISDOMTREE TR | NTSX | 97717Y790 | $35.4M | 3.61% | 646,098 | SH |
| 9 | WISDOMTREE TR | NTSX | 97717Y790 | $33.9M | 3.46% | 650,475 | SH |
| 10 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $30.3M | 3.09% | 534,014 | SH |
| 11 | SCHWAB STRATEGIC TR | SCHH | 808524847 | $26.2M | 2.67% | 1,218,575 | SH |
| 12 | GLOBAL X FDS | PFFD | 37954Y657 | $23.0M | 2.35% | 1,249,820 | SH |
| 13 | ISHARES TR | IEFA | 46432F842 | $21.4M | 2.18% | 236,210 | SH |
| 14 | ISHARES TR | IVV | 464287200 | $20.7M | 2.11% | 31,620 | SH |
| 15 | VANGUARD SCOTTSDALE FDS | VCIT | 92206C870 | $19.5M | 1.99% | 235,761 | SH |
| 16 | DIMENSIONAL ETF TRUST | DFCF | 25434V872 | $15.6M | 1.59% | 369,265 | SH |
| 17 | SPDR SERIES TRUST | SPYM | 78464A854 | $14.8M | 1.51% | 193,154 | SH |
| 18 | VANGUARD INDEX FDS | VOO | 922908363 | $13.6M | 1.39% | 22,724 | SH |
| 19 | ISHARES TR | IVV | 464287200 | $13.0M | 1.33% | 19,883 | SH |
| 20 | INVESCO EXCH TRADED FD TR II | BAB | 46138G805 | $11.6M | 1.19% | 431,756 | SH |
| 21 | NEXTERA ENERGY INC | NEEPT | 65339F119 | $10.6M | 1.08% | 201,000 | SH |
| 22 | PPL CAP FDG INC | PPL | 69352PAS2 | $10.4M | 1.07% | 8,920,000 | SH |
| 23 | GLOBAL PMTS INC | GPN | 37940XAU6 | $10.0M | 1.02% | 11,367,000 | SH |
| 24 | WELLS FARGO CO NEW | WFCPL | 949746804 | $9.9M | 1.01% | 8,200 | SH |
| 25 | WEC ENERGY GROUP INC | WEC | 92939UAR7 | $9.8M | 1.00% | 7,944,000 | SH |
| 26 | UBER TECHNOLOGIES INC | UBER | 90353TAM2 | $9.8M | 1.00% | 8,169,000 | SH |
| 27 | ON SEMICONDUCTOR CORP | ON | 682189AU9 | $9.7M | 0.99% | 9,952,000 | SH |
| 28 | BANK AMERICA CORP | BACPL | 060505682 | $9.6M | 0.98% | 8,048 | SH |
| 29 | WELLS FARGO & CO | WFCPL | 949746804 | $9.5M | 0.97% | 8,200 | SH |
| 30 | ETSY INC | ETSY | 29786AAN6 | $9.3M | 0.95% | 10,430,000 | SH |
| 31 | MERITAGE HOMES CORP | MTH | 59001ABF8 | $8.8M | 0.89% | 9,102,000 | SH |
| 32 | SCHWAB STRATEGIC TR | SCYB | 808524631 | $7.8M | 0.80% | 301,093 | SH |
| 33 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $7.4M | 0.76% | 11,435 | SH |
| 34 | VANGUARD INDEX FDS | VOO | 922908363 | $7.3M | 0.74% | 12,200 | SH |
| 35 | BOEING CO | BAPA | 097023204 | $6.3M | 0.64% | 97,300 | SH |
| 36 | HEWLETT PACKARD ENTERPRISE C | HPEPC | 42824C208 | $5.8M | 0.59% | 89,840 | SH |
| 37 | DRAFTKINGS INC NEW | DKNG | 26142RAB0 | $5.2M | 0.53% | 5,780,000 | SH |
| 38 | WELLTOWER INC | WELL | 95040Q104 | $4.6M | 0.47% | 23,400 | SH |
| 39 | WELLTOWER INC | WELL | 95040Q104 | $3.9M | 0.40% | 21,000 | SH |
| 40 | MICROCHIP TECHNOLOGY INC. | MCHPP | 595017302 | $3.9M | 0.40% | 68,000 | SH |
| 41 | ITT INC | ITT | 45073V108 | $3.9M | 0.39% | 20,300 | SH |
| 42 | VANGUARD SCOTTSDALE FDS | VMBS | 92206C771 | $3.9M | 0.39% | 82,375 | SH |
| 43 | DATADOG INC | DDOG | 23804LAD5 | $3.8M | 0.38% | 3,880,000 | SH |
| 44 | APPLE INC | AAPL | 037833100 | $3.4M | 0.35% | 13,530 | SH |
| 45 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $3.2M | 0.32% | 6,637 | SH |
| 46 | SOUTHERN CO | SO | 842587DZ7 | $3.1M | 0.32% | 2,820,000 | SH |
| 47 | HALOZYME THERAPEUTICS INC | HALO | 40637HAD1 | $3.1M | 0.31% | 2,970,000 | SH |
| 48 | WALMART INC | WMT | 931142103 | $3.0M | 0.31% | 26,950 | SH |
| 49 | SHIFT4 PMTS INC | FOUR | 82452JAD1 | $3.0M | 0.31% | 3,196,000 | SH |
| 50 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $2.9M | 0.29% | 4,443 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-07 | $979.9M | 229 | 0001580642-26-003009 |
| 2025-12-31 | 2026-02-10 | $976.5M | 229 | 0001580642-26-000967 |