AEGON USA Investment Management, LLC — 13F Holdings & Portfolio
CIK 1454937 · latest 13F-HR filed 2026-04-21
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$127.8M
Long-equity book
41
Distinct positions
2026-03-31
Filed 2026-04-21
+2 / −5 / ↑13 / ↓12
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- EVERGY INC$123.0K +10.8%
- BLACKROCK CORPOR HI YLD FD I$120.2K +67.5%
- DUKE ENERGY CORP NEW$103.2K +7.0%
- CENTERPOINT ENERGY INC$102.7K +8.3%
- NEXTERA ENERGY CAP HLDGS INC$91.0K +11.8%
Top Trims
- VANGUARD INDEX FDS-$5.5M -5.8%
- WW INTL INC-$2.5M -47.5%
- SSGA ACTIVE ETF TR-$690.0K -39.5%
- INVESCO EXCH TRADED FD TR II-$680.1K -51.4%
- KKR & CO INC-$435.7K -22.5%
Exited Positions
- FORD MTR CO$1.9M
- EXPEDIA GROUP INC$983.9K
- ALLIANT ENERGY CORP$775.1K
- FIRST TR SR FLTG RATE INCOME$302.3K
- RACKSPACE TECHNOLOGY INC$194.2K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS | VTI | 922908769 | $89.8M | 70.29% | 280,031 | SH |
| 2 | WELLS FARGO & CO | WFCPL | 949746804 | $3.3M | 2.59% | 2,870 | PRN |
| 3 | VANGUARD BD INDEX FDS | BND | 921937835 | $3.0M | 2.32% | 40,267 | SH |
| 4 | WW INTL INC | WW | 98262P200 | $2.8M | 2.19% | 203,652 | SH |
| 5 | BANK AMERICA CORP | BACPL | 060505682 | $2.7M | 2.10% | 2,248 | SH |
| 6 | UBER TECHNOLOGIES INC | UBER | 90353TAM2 | $1.7M | 1.32% | 1,403,000 | PRN |
| 7 | GLOBAL PMTS INC | GPN | 37940XAU6 | $1.6M | 1.24% | 1,800,000 | PRN |
| 8 | DUKE ENERGY CORP NEW | DUKRD | 26441CBY0 | $1.6M | 1.24% | 1,434,000 | PRN |
| 9 | KKR & CO INC | KKRPD | 48251W500 | $1.5M | 1.17% | 37,400 | SH |
| 10 | CENTERPOINT ENERGY INC | CNP | 15189TBD8 | $1.3M | 1.05% | 1,129,000 | PRN |
| 11 | APOLLO GLOBAL MGMT INC | APOPA | 03769M304 | $1.3M | 1.04% | 22,713 | SH |
| 12 | PPL CAP FDG INC | PPL | 69352PAS2 | $1.3M | 1.03% | 1,122,000 | PRN |
| 13 | EVERGY INC | EVRG | 30034WAD8 | $1.3M | 0.98% | 932,000 | PRN |
| 14 | VENTAS RLTY LTD PARTNERSHIP | VTR | 92277GAZ0 | $1.1M | 0.89% | 761,000 | PRN |
| 15 | SSGA ACTIVE ETF TR | SRLN | 78467V608 | $1.1M | 0.83% | 26,300 | SH |
| 16 | CMS ENERGY CORP | CMS | 125896BX7 | $1.0M | 0.80% | 905,000 | PRN |
| 17 | NEXTERA ENERGY CAP HLDGS INC | NEE | 65339KCY4 | $861.6K | 0.67% | 621,000 | PRN |
| 18 | SOUTHERN CO | SO | 842587DZ7 | $833.1K | 0.65% | 750,000 | PRN |
| 19 | ARES MANAGEMENT CORPORATION | ARESPB | 03990B309 | $823.6K | 0.64% | 22,700 | SH |
| 20 | VANGUARD SCOTTSDALE FDS | VGSH | 92206C102 | $790.3K | 0.62% | 13,500 | SH |
| 21 | SOUTHERN CO | SOMN | 842587842 | $750.5K | 0.59% | 14,530 | SH |
| 22 | INVESCO EXCH TRADED FD TR II | BKLN | 46138G508 | $642.9K | 0.50% | 31,500 | SH |
| 23 | WEC ENERGY GROUP INC | WEC | 92939UAR7 | $618.5K | 0.48% | 500,000 | PRN |
| 24 | WEC ENERGY GROUP INC | WEC | 92939UAP1 | $602.5K | 0.47% | 500,000 | PRN |
| 25 | AMERICAN WTR CAP CORP | HIPH | 03040WBE4 | $498.9K | 0.39% | 500,000 | PRN |
| 26 | MERITAGE HOMES CORP | MTH | 59001ABF8 | $457.4K | 0.36% | 475,000 | PRN |
| 27 | HIGHLAND OPPS & INCOME FD | HFRO | 43010E404 | $453.6K | 0.35% | 79,431 | SH |
| 28 | NEXTERA ENERGY INC | NEEPS | 65339F663 | $449.1K | 0.35% | 8,000 | SH |
| 29 | ISHARES TR | HYG | 464288513 | $443.5K | 0.35% | 5,575 | SH |
| 30 | VANGUARD INDEX FDS | VUG | 922908736 | $418.0K | 0.33% | 957 | SH |
| 31 | PINNACLE WEST CAP CORP | PNW | 723484AK7 | $400.8K | 0.31% | 350,000 | PRN |
| 32 | ENVISTA HOLDINGS CORPORATION | NVST | 29415FAD6 | $386.8K | 0.30% | 390,000 | PRN |
| 33 | INVESCO EXCHANGE TRADED FD T | SPHQ | 46137V241 | $369.9K | 0.29% | 4,920 | SH |
| 34 | BLACKROCK CORPOR HI YLD FD I | HYT | 09255P107 | $298.2K | 0.23% | 35,000 | SH |
| 35 | EATON VANCE SR FLTNG RTE TR | EFR | 27828Q105 | $254.2K | 0.20% | 24,120 | SH |
| 36 | WESTERN ASSET HIGH INCOM FD | HIX | 95766J102 | $241.2K | 0.19% | 60,614 | SH |
| 37 | CLEAR CHANNEL OUTDOOR HLDGS | CCO | 18453H106 | $210.0K | 0.16% | 88,592 | SH |
| 38 | EATON VANCE FLOATING RATE IN | EFT | 278279104 | $190.7K | 0.15% | 17,768 | SH |
| 39 | CAPITAL SOUTHWEST CORP | CSWC | 140501AE7 | $188.5K | 0.15% | 185,000 | PRN |
| 40 | IHEARTMEDIA INC | IHRT | 45174J509 | $136.6K | 0.11% | 46,764 | SH |
| 41 | GRAFTECH INTL LTD SR NT | EAF | 384313607 | $101.7K | 0.08% | 15,000 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-21 | $127.8M | 41 | 0001454937-26-000006 |
| 2025-12-31 | 2026-02-09 | $141.5M | 44 | 0001454937-26-000003 |