Top Institutional Investors

Trinity Wealth Management, LLC — 13F Holdings & Portfolio

CIK 1685364 · latest 13F-HR filed 2026-10-13

Backtest portfolio

Trinity Wealth Management, LLC manages $315.4M in 13F-reported U.S. long-equity assets across 90 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SPAB (9.88%), QQQ (7.63%), MTUM (5.97%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 19 new positions and exited 3; 16 existing positions rose in reported value and 24 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$315.4M

Long-equity book

Holdings
90

Distinct positions

Period
2026-09-30

Filed 2026-10-13

Q/Q Activity
+19 / −3 / ↑16 / ↓24

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
SPAB9.9% · +2%QQQ7.6% · -1%MTUM6.0% · -34%QUAL5.8% · -1%SIZE5.5% · -0%IXUS5.1% · +1%USMV4.8% · +0%IAGG3.9% · +1%SPYM3.1% · +6%QQEW2.9% · newRPV2.8% · newHEFA2.7% · +485%IALT2.5% · +1%XLK2.1% · -31%SPTM2.0% · +3%DYNF1.7% · -0%IBTG1.6% · +0%VXUS1.6% · +1%RLY1.5% · +2%SPLV1.4% · +2%AAPL1.2% · +1%CGMU1.2% · +0%IHDG1.1% · -72%SPDW1.1% · +4%MUB1.1% · +0%VTI1.0% · -0%SPMO1.0% · -1%JNJ1.0% · +8%SPHQ1.0% · +1%RSP0.9% · +1%BNDX0.9% · +2%IVV0.9% · +0%SPY0.8% · newVGK0.8% · newCGGR0.8% · -8%QQQM0.7% · +8%CGCP0.6% · +9%CGDV0.6% · -7%DBEF0.6% · newMSFT0.5% · +11%BND0.4% · +7%CGXU0.4% · -2%SPMD0.4% · +4%SPEM0.4% · +4%HUBB0.4% · -24%PSFF0.3% · +9%CGMM0.3% · +1%VGSH0.3% · +2%SUB0.3% · +4%TBIL0.2% · newAGGY0.2% · -1%AMAT0.2% · newIUSB0.2% · +45%MBB0.2% · -23%CEG0.2% · +0%NVDA0.2% · +21%KO0.1% · newGOOGL0.1% · -2%CGDG0.1% · -11%SPYG0.1% · +4%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 54.5%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 27, 2026.

Assets Under Management
$425.2M
Discretionary
$425.2M
Employees
4
Accounts
937
Address
8040 HOSBROOK ROAD
SUITE 220
CINCINNATI, OH 45236
Phone
(513) 794-2870
Website
Name Title / Status Ownership Type
WASSEL, ROBERT, JAMES ControlCCO / MANAGING MEMBER
since Nov 2009
50–75%Individual
Ownership & leadership changes · 4 filings with changes since Jun 25, 2014

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 23, 2023 filing
  • No longer listedDEXTER, JOHN, BROCK · MANAGING MEMBER · 25–50% · control person · listed since Nov 2009
Mar 27, 2020 filing
  • No longer listedDexter, Christopher, Brock · OPERATIONS SUPPORT · 5–10% · listed since Jan 2018
  • ChangedDEXTER, JOHN, BROCK · ownership 50–75% → 25–50%
Mar 28, 2018 filing
  • AddedDexter, Christopher, Brock · OPERATIONS SUPPORT · 5–10%
Jul 7, 2014 filing
  • ChangedDEXTER, JOHN, BROCK · title PARTNER → MANAGING MEMBER
  • ChangedWASSEL, ROBERT, JAMES · title CHIEF COMPLIANCE OFFICER → CCO / MANAGING MEMBER
Jun 25, 2014 filing (earliest on record)
  • ListedDEXTER, JOHN, BROCK · PARTNER · 50–75% · control person
  • ListedWASSEL, ROBERT, JAMES · CHIEF COMPLIANCE OFFICER · 50–75% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Trinity Wealth Management, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SPDR SERIES TRUST SPAB 78464A649 $31.2M 9.88% 1,279,725 SH
2 INVESCO QQQ TR QQQ 46090E103 $24.1M 7.63% 32,532 SH
3 ISHARES TR MTUM 46432F396 $18.8M 5.97% 59,370 SH
4 ISHARES TR QUAL 46432F339 $18.3M 5.79% 82,228 SH
5 ISHARES TR SIZE 46432F370 $17.3M 5.48% 99,395 SH
6 ISHARES TR IXUS 46432F834 $16.0M 5.08% 168,578 SH
7 ISHARES TR USMV 46429B697 $15.1M 4.80% 155,276 SH
8 ISHARES TR IAGG 46435G672 $12.4M 3.93% 251,748 SH
9 SPDR SERIES TRUST SPYM 78464A854 $9.8M 3.09% 108,686 SH
10 FIRST TR EXCHANGE-TRADED FD QQEW 337344105 $9.1M 2.89% 56,056 SH
11 INVESCO EXCHANGE TRADED FD T RPV 46137V258 $9.0M 2.84% 78,072 SH
12 ISHARES TR HEFA 46434V803 $8.6M 2.73% 185,604 SH
13 BLACKROCK ETF TRUST IALT 09290C665 $7.7M 2.45% 259,113 SH
14 SELECT SECTOR SPDR TR XLK 81369Y803 $6.6M 2.08% 33,469 SH
15 SPDR SERIES TRUST SPTM 78464A805 $6.4M 2.04% 69,919 SH
16 BLACKROCK ETF TRUST DYNF 09290C103 $5.4M 1.71% 77,862 SH
17 ISHARES TR IBTG 46436E858 $5.1M 1.62% 222,992 SH
18 VANGUARD STAR FDS VXUS 921909768 $4.9M 1.56% 57,987 SH
19 SSGA ACTIVE ETF TR RLY 78467V103 $4.9M 1.55% 134,912 SH
20 INVESCO EXCH TRADED FD TR II SPLV 46138E354 $4.4M 1.39% 62,117 SH
21 APPLE INC AAPL 037833100 $3.8M 1.20% 11,369 SH
22 CAPITAL GRP FIXED INCM ETF T CGMU 14020Y201 $3.7M 1.18% 143,525 SH
23 WISDOMTREE TR IHDG 97717X594 $3.5M 1.10% 66,803 SH
24 SPDR INDEX SHS FDS SPDW 78463X889 $3.4M 1.08% 67,800 SH
25 ISHARES TR MUB 464288414 $3.4M 1.07% 33,278 SH
26 VANGUARD INDEX FDS VTI 922908769 $3.3M 1.03% 8,711 SH
27 INVESCO EXCH TRADED FD TR II SPMO 46138E339 $3.2M 1.00% 20,880 SH
28 JOHNSON & JOHNSON JNJ 478160104 $3.1M 0.99% 11,783 SH
29 INVESCO EXCHANGE TRADED FD T SPHQ 46137V241 $3.0M 0.96% 36,102 SH
30 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $3.0M 0.95% 14,376 SH
31 VANGUARD CHARLOTTE FDS BNDX 92203J407 $2.8M 0.89% 60,072 SH
32 ISHARES TR IVV 464287200 $2.8M 0.87% 3,594 SH
33 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $2.6M 0.82% 3,378 SH
34 VANGUARD INTL EQUITY INDEX F VGK 922042874 $2.6M 0.81% 29,453 SH
35 CAPITAL GROUP GROWTH ETF CGGR 14020G101 $2.4M 0.76% 50,539 SH
36 INVESCO EXCH TRADED FD TR II QQQM 46138G649 $2.3M 0.72% 7,424 SH
37 CAPITAL GRP FIXED INCM ETF T CGCP 14020Y102 $2.0M 0.64% 95,772 SH
38 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $1.9M 0.61% 39,343 SH
39 DBX ETF TR DBEF 233051200 $1.8M 0.59% 33,633 SH
40 MICROSOFT CORP MSFT 594918104 $1.7M 0.53% 3,236 SH
41 VANGUARD BD INDEX FDS BND 921937835 $1.4M 0.43% 19,454 SH
42 CAPITAL GROUP INTL FOCUS EQT CGXU 14019W109 $1.3M 0.41% 37,792 SH
43 SPDR SERIES TRUST SPMD 78464A847 $1.2M 0.38% 18,872 SH
44 SPDR INDEX SHS FDS SPEM 78463X509 $1.2M 0.37% 22,741 SH
45 HUBBELL INC HUBB 443510607 $1.1M 0.35% 2,438 SH
46 PACER FDS TR PSFF 69374H568 $1.1M 0.35% 31,075 SH
47 CAPITAL GROUP EQUITY ETF TR CGMM 14022A102 $891.4K 0.28% 28,793 SH
48 VANGUARD SCOTTSDALE FDS VGSH 92206C102 $829.3K 0.26% 14,408 SH
49 ISHARES TR SUB 464288158 $798.1K 0.25% 7,634 SH
50 RBB FD INC TBIL 74933W452 $727.8K 0.23% 14,600 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-13 $315.4M 90 0001685364-26-000005
2026-06-30 2026-07-07 $315.2M 75 0001685364-26-000004
2026-03-31 2026-04-17 $272.3M 72 0001685364-26-000002
2025-12-31 2026-01-15 $271.5M 68 0001685364-26-000001
Filer Information
Address
899 CASSATT ROAD
SUITE 120
BERWYN, PA 19312
Phone
(610) 296-2020
Filing Manager
Trinity Wealth Management, LLC
BERWYN, PA
Signatory
J. Charles Mann
Chief Compliance Officer