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Ascension Capital Advisors, Inc. — 13F Holdings & Portfolio

CIK 1689227 · latest 13F-HR filed 2026-07-28

Backtest portfolio

Ascension Capital Advisors, Inc. manages $356.1M in 13F-reported U.S. long-equity assets across 97 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SCHX (12.91%), RDVY (12.87%), FDV (11.42%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 18 new positions and exited 3; 40 existing positions rose in reported value and 13 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$356.1M

Long-equity book

Holdings
97

Distinct positions

Period
2026-06-30

Filed 2026-07-28

Q/Q Activity
+18 / −3 / ↑40 / ↓13

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
SCHX12.9% · -0%RDVY12.9% · -3%FDV11.4% · -1%AKRE10.2% · -0%ARKK8.6% · -2%SCHA7.1% · -1%SCHF5.8% · +3%CRDT4.2% · +0%REZ3.2% · +0%JPST1.8% · -25%CSRE1.7% · +8%XOM1.5% · -4%BTC1.1% · +6%MSFT1.0% · -0%SPY0.9% · -3%GSLC0.9% · -0%AVEM0.9% · newAAPL0.9% · -1%QQQ0.7% · +5%BUFD0.6% · +2%RSEE0.5% · +1%OSEA0.5% · +6%BIL0.5% · newKHPI0.4% · +2%PSFF0.4% · +2%GPIX0.4% · +1%JEPI0.4% · +0%VXUS0.4% · +34%EFV0.4% · 0%JNJ0.3% · +2%ABBV0.3% · +4%JPM0.3% · +4%VOO0.3% · -0%SPYM0.3% · newEEM0.3% · -18%MOAT0.2% · -1%IVV0.2% · newBBUS0.2% · -14%CVX0.2% · +4%MMM0.2% · 0%FBND0.2% · newIEF0.2% · newSCHG0.2% · +28%MA0.2% · -6%AVGO0.2% · 0%WMT0.1% · +5%FLJP0.1% · newHGER0.1% · newPG0.1% · +3%IBM0.1% · 0%EOG0.1% · +6%TSM0.1% · -0%IVW0.1% · -7%CSCO0.1% · +14%AXP0.1% · -2%ABT0.1% · -1%CLOI0.1% · +56%SCHM0.1% · 0%MCD0.1% · +6%BBAG0.1% · -13%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 78.1%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Sep 25, 2026.

Assets Under Management
$42.41B
Discretionary
$23.61B
Employees
27
Accounts
12
Address
4600 EDMUNDSON ROAD
ST. LOUIS, MO 63134
Phone
(314) 733-7799
Website
Name Title / Status Ownership Type
ASCENSION CAPITAL, LLC ControlSOLE MEMBER
since Jul 2019
75% or moreDomestic Entity
Conrado, Eduardo, Francisco ControlDIRECTOR
since Jan 2026
Less than 5%Individual
ERICKSON, DAVID, EDWARD ControlCHIEF INVESTMENT OFFICER
since Jan 2011
Less than 5%Individual
McCoy, Christine, Kocot ControlDIRECTOR
since Jan 2026
Less than 5%Individual
Tripathi, Saurabh, Mani ControlDIRECTOR
since Oct 2024
Less than 5%Individual
WHITE, AMANDA, ELIZABETH ControlCHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL
since Feb 2012
Less than 5%Individual
TURALL, TODD, MICHAEL WAYNEGENERAL COUNSEL, CHIEF OPERATING OFFICER
since Oct 2013
Less than 5%Individual
ASCENSION HEALTH ALLIANCE Control
Indirect owner via ASCENSION CAPITAL, LLC
SOLE MEMBER
since Jul 2019
75% or moreDomestic Entity
Ownership & leadership changes · 11 filings with changes since Feb 10, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Jan 5, 2026 filing
  • No longer listedIMPICCICHE, JOSEPH, RAYMOND · DIRECTOR · Less than 5% · control person · listed since Nov 2011
  • No longer listedSPERANZO, ANTHONY, JAMES · DIRECTOR · Less than 5% · control person · listed since Jun 2010
  • No longer listedTERSIGNI, ANTHONY, ROCCO · DIRECTOR · Less than 5% · control person · listed since Jul 2019
  • AddedConrado, Eduardo, Francisco · DIRECTOR · Less than 5% · control person
  • AddedMcCoy, Christine, Kocot · DIRECTOR · Less than 5% · control person
Sep 27, 2024 filing
  • No longer listedFoshage, Elizabeth, Asbury · DIRECTOR · Less than 5% · control person · listed since Aug 2022
  • AddedTripathi, Saurabh, Mani · DIRECTOR · Less than 5% · control person
Sep 27, 2023 filing
  • ChangedTURALL, TODD, MICHAEL WAYNE · title GENERAL COUNSEL → GENERAL COUNSEL, CHIEF OPERATING OFFICER
Sep 27, 2022 filing
  • AddedFoshage, Elizabeth, Asbury · DIRECTOR · Less than 5% · control person
Aug 9, 2019 filing
  • No longer listedASCENSION HEALTH ALLIANCE · SOLE MEMBER · 75% or more · control person · listed since Dec 2013
  • No longer listedCOREIL, BERNICE, (NMN) · DIRECTOR · Less than 5% · control person · listed since Jun 2010
  • AddedASCENSION CAPITAL, LLC · SOLE MEMBER · 75% or more · control person
  • AddedASCENSION HEALTH ALLIANCE · SOLE MEMBER · 75% or more · indirect via ASCENSION CAPITAL, LLC · control person
  • AddedTERSIGNI, ANTHONY, ROCCO · DIRECTOR · Less than 5% · control person
Sep 26, 2014 filing
  • ChangedWHITE, AMANDA, ELIZABETH · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL
Jan 28, 2014 filing
  • AddedTURALL, TODD, MICHAEL WAYNE · GENERAL COUNSEL · Less than 5%
  • ChangedASCENSION HEALTH ALLIANCE · title SOLE SHAREHOLDER → SOLE MEMBER
Dec 5, 2012 filing
  • AddedERICKSON, DAVID, EDWARD · CHIEF INVESTMENT OFFICER · Less than 5% · control person
Sep 28, 2012 filing
  • No longer listedHENKEL, ROBERT, JOHN · DIRECTOR · Less than 5% · control person · listed since Jun 2010
Mar 6, 2012 filing
  • AddedCOREIL, BERNICE, (NMN) · DIRECTOR · Less than 5% · control person
  • AddedHENKEL, ROBERT, JOHN · DIRECTOR · Less than 5% · control person
  • AddedSPERANZO, ANTHONY, JAMES · DIRECTOR · Less than 5% · control person
Older changes (2 more filings)
Mar 5, 2012 filing
  • AddedWHITE, AMANDA, ELIZABETH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedIMPICCICHE, JOSEPH, RAYMOND · title CHIEF COMPLIANCE OFFICER → DIRECTOR; now a control person
Feb 10, 2012 filing (earliest on record)
  • ListedASCENSION HEALTH ALLIANCE · SOLE SHAREHOLDER · 75% or more · control person
  • ListedIMPICCICHE, JOSEPH, RAYMOND · CHIEF COMPLIANCE OFFICER · Less than 5%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Ascension Capital Advisors, Inc. Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SCHWAB STRATEGIC TR SCHX 808524201 $46.0M 12.91% 1,562,090 SH
2 FIRST TR EXCHANGE TRADED FD RDVY 33738R506 $45.8M 12.87% 565,306 SH
3 FEDERATED HERMES ETF TRUST FDV 31423L305 $40.7M 11.42% 1,295,622 SH
4 PROFESIONALLY MANAGED PORTFO AKRE 74316P579 $36.3M 10.20% 682,811 SH
5 ARK ETF TR ARKK 00214Q104 $30.5M 8.56% 377,222 SH
6 SCHWAB STRATEGIC TR SCHA 808524607 $25.4M 7.14% 703,738 SH
7 SCHWAB STRATEGIC TR SCHF 808524805 $20.5M 5.76% 740,599 SH
8 SIMPLIFY EXCHANGE TRADED FUN CRDT 82889N558 $15.1M 4.23% 640,984 SH
9 ISHARES TR REZ 464288562 $11.4M 3.20% 120,288 SH
10 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $6.4M 1.80% 127,010 SH
11 COHEN & STEERS ETF TRUST CSRE 19249U104 $5.9M 1.67% 209,272 SH
12 EXXON MOBIL CORP XOM 30231G102 $5.2M 1.47% 38,311 SH
13 GRAYSCALE BITCOIN MINI TR ET BTC 389930207 $3.8M 1.05% 144,683 SH
14 MICROSOFT CORP MSFT 594918104 $3.5M 1.00% 9,511 SH
15 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $3.3M 0.93% 4,424 SH
16 GOLDMAN SACHS ETF TR GSLC 381430503 $3.1M 0.88% 22,115 SH
17 AMERICAN CENTY ETF TR AVEM 025072604 $3.1M 0.87% 31,997 SH
18 APPLE INC AAPL 037833100 $3.1M 0.86% 10,621 SH
19 INVESCO QQQ TR QQQ 46090E103 $2.4M 0.67% 3,256 SH
20 FIRST TR EXCHNG TRADED FD VI BUFD 33740U703 $2.0M 0.57% 68,671 SH
21 COLLABORATIVE INVESTMNT SER RSEE 19423L540 $2.0M 0.55% 49,399 SH
22 HARBOR ETF TRUST OSEA 41151J885 $1.8M 0.49% 57,596 SH
23 SPDR SERIES TRUST BIL 78468R663 $1.6M 0.46% 17,915 SH
24 MANAGED PORTFOLIO SER KHPI 56167N183 $1.5M 0.42% 57,629 SH
25 PACER FDS TR PSFF 69374H568 $1.5M 0.41% 42,714 SH
26 GOLDMAN SACHS ETF TR GPIX 38149W622 $1.4M 0.40% 25,724 SH
27 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $1.3M 0.38% 23,653 SH
28 VANGUARD STAR FDS VXUS 921909768 $1.3M 0.36% 15,151 SH
29 ISHARES TR EFV 464288877 $1.3M 0.36% 16,815 SH
30 JOHNSON & JOHNSON JNJ 478160104 $1.2M 0.33% 4,577 SH
31 ABBVIE INC ABBV 00287Y109 $1.1M 0.32% 4,547 SH
32 JPMORGAN CHASE & CO JPM 46625H100 $1.1M 0.32% 3,430 SH
33 VANGUARD INDEX FDS VOO 922908363 $953.6K 0.27% 1,388 SH
34 SPDR SERIES TRUST SPYM 78464A854 $939.4K 0.26% 10,689 SH
35 ISHARES TR EEM 464287234 $901.2K 0.25% 13,174 SH
36 VANECK ETF TRUST MOAT 92189F643 $863.3K 0.24% 8,304 SH
37 ISHARES TR IVV 464287200 $715.9K 0.20% 956 SH
38 J P MORGAN EXCHANGE TRADED F BBUS 46641Q399 $711.3K 0.20% 5,280 SH
39 CHEVRON CORPORATION CVX 166764100 $701.5K 0.20% 4,232 SH
40 3M CO MMM 88579Y101 $650.4K 0.18% 4,017 SH
41 FIDELITY MERRIMACK STR TR FBND 316188309 $631.2K 0.18% 13,876 SH
42 ISHARES TR IEF 464287440 $621.0K 0.17% 6,567 SH
43 SCHWAB STRATEGIC TR SCHG 808524300 $585.7K 0.16% 17,309 SH
44 MASTERCARD INCORPORATED MA 57636Q104 $562.9K 0.16% 1,096 SH
45 BROADCOM INC AVGO 11135F101 $558.3K 0.16% 1,478 SH
46 WALMART INC WMT 931142103 $530.3K 0.15% 4,682 SH
47 FRANKLIN TEMPLETON ETF TR FLJP 35473P744 $521.3K 0.15% 13,115 SH
48 HARBOR ETF TRUST HGER 41151J505 $509.4K 0.14% 17,363 SH
49 PROCTER & GAMBLE CO PG 742718109 $494.5K 0.14% 3,372 SH
50 INTERNATIONAL BUSINESS MACHS IBM 459200101 $486.2K 0.14% 1,729 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-28 $356.1M 97 0001689227-26-000004
2026-03-31 2026-05-13 $317.8M 82 0001689227-26-000003
2025-12-31 2026-02-10 $291.4M 45 0001689227-26-000001
2025-09-30 2025-11-10 $256.9M 39 0001689227-25-000003
Filer Information
Address
4900 WOODWAY DRIVE
SUITE 1150
HOUSTON, TX 77056
Phone
(713) 952-6900
Filing Manager
Ascension Capital Advisors, Inc.
Houston, TX
Signatory
Paul Thompson, Jr.
CCO