Ally Invest Advisors Inc. — 13F Holdings & Portfolio
CIK 1706013 · latest 13F-HR filed 2026-08-13
Ally Invest Advisors Inc. manages $1.66B in 13F-reported U.S. long-equity assets across 75 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (23.22%), VEA (19.64%), BNDX (7.79%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 0 new positions and exited 0; 62 existing positions rose in reported value and 1 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$1.66B
Long-equity book
Holdings
75
Distinct positions
Period
2026-06-30
Filed 2026-08-13
Q/Q Activity
+0 / −0 / ↑62 / ↓1
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26IVV23.2% · +0%VEA19.6% · +0%BNDX7.8% · +5%IJH6.8% · +0%IEF6.4% · +5%VWO5.2% · +1%VMBS4.3% · +5%IGIB3.8% · +5%IJR3.7% · -0%ESGU3.5% · +1%SCHV2.1% · +1%SCHG1.9% · +2%ESGD1.8% · +3%MUB1.7% · +4%AGG1.4% · +6%ESGE0.6% · -3%VOT0.5% · +3%VOE0.5% · +2%ESML0.5% · -0%VYM0.3% · +5%VBK0.3% · +1%IGSB0.3% · +7%VBR0.3% · +2%XLK0.3% · -22%VYMI0.2% · +5%USXF0.2% · +2%VTI0.2% · +8%BSV0.2% · +8%EMB0.2% · +5%SUB0.2% · +7%EAGG0.1% · +2%SPIB0.1% · +8%VUG0.1% · +473%SCHD0.1% · +10%XLV0.1% · +5%XLF0.1% · +7%VTV0.1% · -1%DMXF0.1% · +7%XT0.1% · -4%IXUS0.1% · +8%XLY0.1% · +2%IEFA0.1% · -2%SPLB0.1% · +10%CRBN0.1% · -0%PZA0.1% · +6%XLI0.1% · -4%XLC0.1% · +1%SPYX0.0% · -1%BOTZ0.0% · -2%SKYY0.0% · -16%EUSB0.0% · +6%VXUS0.0% · +9%EMXF0.0% · +2%SUSB0.0% · +4%XLP0.0% · +1%IEMG0.0% · -8%ESGV0.0% · -4%IJK0.0% · -0%IJJ0.0% · +0%ONEY0.0% · +11%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
6 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 84.3%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Apr 1, 2026.
Assets Under Management
$1.73B
Discretionary
$1.73B
Employees
8
Accounts
79,536
Address
601 S. TRYON STREET
SUITE 100
CHARLOTTE, NC 28202
SUITE 100
CHARLOTTE, NC 28202
Phone
(855) 880-2559
This firm reports 4 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| ALLY INVEST GROUP INC. Control | MAJORITY SHAREHOLDER since Sep 2012 | 75% or more | Domestic Entity |
| Krager, Gerald Control | CHIEF COMPLIANCE OFFICER since Mar 2020 | Less than 5% | Individual |
| Martin, Alex, Michael Control | CHIEF FINANCIAL OFFICER since Jul 2020 | Less than 5% | Individual |
| Patel, Miteshkumar, D Control | PRESIDENT since Feb 2021 | Less than 5% | Individual |
| Spangard, Loretta, Ballard Control | DIRECTOR since Feb 2022 | Less than 5% | Individual |
| ALLY FINANCIAL INC. Control Indirect owner via ALLY INVEST GROUP INC. | SHAREHOLDER since Jun 2016 | 75% or more | Domestic Entity |
Ownership & leadership changes · 16 filings with changes since Feb 27, 2014
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 11, 2022 filing
- AddedSpangard, Loretta, Ballard · DIRECTOR · Less than 5% · control person
Mar 30, 2021 filing
- No longer listedBell, Lindsey, Catherine · PRESIDENT · Less than 5% · control person · listed since Mar 2020
- Listed againPatel, Miteshkumar, D · PRESIDENT · Less than 5% · control person
Aug 13, 2020 filing
- No longer listedCHIODO, MICHAEL, J · VICE PRESIDENT OF FINANCE · Less than 5% · control person · listed since Apr 2014
- AddedMartin, Alex, Michael · CHIEF FINANCIAL OFFICER · Less than 5% · control person
Mar 30, 2020 filing
- No longer listedArmstrong, Kevin, James · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Nov 2019
- No longer listedPatel, Miteshkumar, D · INTERIM EXECUTIVE DIRECTOR · Less than 5% · control person · listed since Mar 2019
- AddedBell, Lindsey, Catherine · PRESIDENT · Less than 5% · control person
- AddedKrager, Gerald · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Nov 13, 2019 filing
- No longer listedPINKSTON, CRAIG, WYLIE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jun 2018
- AddedArmstrong, Kevin, James · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 27, 2019 filing
- No longer listedDESMOND, THOMAS, ALBERT · INTERIM EXECUTIVE DIRECTOR · Less than 5% · listed since Sep 2018
- AddedPatel, Miteshkumar, D · INTERIM EXECUTIVE DIRECTOR · Less than 5% · control person
Oct 12, 2018 filing
- No longer listedFlynn, Jennifer, Upchurch · EXECUTIVE DIRECTOR · Less than 5% · listed since Jul 2017
- No longer listedHAGEN, RICHARD, JOHN · CHIEF EXECUTIVE OFFICER/PRESIDENT · Less than 5% · control person · listed since Apr 2014
- Listed againDESMOND, THOMAS, ALBERT · INTERIM EXECUTIVE DIRECTOR · Less than 5%
Jun 15, 2018 filing
- No longer listedCLAXTON, PHILIP, ANDREW · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jul 2016
- AddedPINKSTON, CRAIG, WYLIE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Nov 16, 2017 filing
- No longer listedALLY FINANCIAL INC. · SHAREHOLDER · 75% or more · indirect via TRADEKING GROUP, INC. · control person · listed since Jun 2016
- AddedALLY FINANCIAL INC. · SHAREHOLDER · 75% or more · indirect via ALLY INVEST GROUP INC. · control person
- AddedFlynn, Jennifer, Upchurch · EXECUTIVE DIRECTOR · Less than 5%
May 5, 2017 filing
- No longer listedTRADEKING GROUP, INC. · MAJORITY SHAREHOLDER · 75% or more · control person · listed since Sep 2012
- AddedALLY INVEST GROUP INC. · MAJORITY SHAREHOLDER · 75% or more · control person
Older changes (7 more filings)
Jul 6, 2016 filing
- No longer listedCIERO, JESSICA, MEI-LING BELOIN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jun 2016
- Listed againCLAXTON, PHILIP, ANDREW · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Jun 6, 2016 filing
- No longer listedDONOVAN, ROBERTO, ETTORE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Oct 2014
- No longer listedTRADEKING HOLDINGS LLC · SHAREHOLDER · 25–50% · indirect via TRADEKING GROUP, INC. · control person · listed since Dec 2009
- No longer listedZECCO INTERNATIONAL BV · SHAREHOLDER · 50–75% · indirect via TRADEKING GROUP, INC. · control person · listed since Dec 2009
- AddedALLY FINANCIAL INC. · SHAREHOLDER · 75% or more · indirect via TRADEKING GROUP, INC. · control person
- AddedCIERO, JESSICA, MEI-LING BELOIN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 10, 2015 filing
- No longer listedDESMOND, THOMAS, ALBERT · CHIEF FINANCIAL OFFICER/SECRETARY · Less than 5% · control person · listed since Apr 2014
- No longer listedDUSSEAULT, DAVID, STANLEY · VICE PRESIDENT · Less than 5% · control person · listed since Oct 2014
- No longer listedMONTANARO, DONATO, ANTHONY · CHAIRMAN OF THE BOARD · Less than 5% · control person · listed since Apr 2014
- ChangedCHIODO, MICHAEL, J · title VICE PRESIDENT → VICE PRESIDENT OF FINANCE
Oct 28, 2014 filing
- AddedDONOVAN, ROBERTO, ETTORE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedDUSSEAULT, DAVID, STANLEY · title CHIEF COMPLIANCE OFFICER → VICE PRESIDENT
Apr 15, 2014 filing
- AddedCHIODO, MICHAEL, J · VICE PRESIDENT · Less than 5% · control person
- AddedMONTANARO, DONATO, ANTHONY · CHAIRMAN OF THE BOARD · Less than 5% · control person
Apr 11, 2014 filing
- No longer listedCLAXTON, PHILIP, ANDREW · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jan 2014
- AddedDESMOND, THOMAS, ALBERT · CHIEF FINANCIAL OFFICER/SECRETARY · Less than 5% · control person
- AddedHAGEN, RICHARD, JOHN · CHIEF EXECUTIVE OFFICER/PRESIDENT · Less than 5% · control person
- ChangedDUSSEAULT, DAVID, STANLEY · title PRESIDENT → CHIEF COMPLIANCE OFFICER
Feb 27, 2014 filing (earliest on record)
- ListedCLAXTON, PHILIP, ANDREW · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedDUSSEAULT, DAVID, STANLEY · PRESIDENT · Less than 5% · control person
- ListedTRADEKING GROUP, INC. · MAJORITY SHAREHOLDER · 75% or more · control person
- ListedTRADEKING HOLDINGS LLC · SHAREHOLDER · 25–50% · indirect via TRADEKING GROUP, INC. · control person
- ListedZECCO INTERNATIONAL BV · SHAREHOLDER · 50–75% · indirect via TRADEKING GROUP, INC. · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- ISHARES TR$50.5M +15.1%
- VANGUARD TAX MANAGED INTL$33.3M +11.4%
- ISHARES TR$14.6M +14.8%
- ISHARES TR$9.7M +18.9%
- VANGUARD INTL EQUITY INDEX F$8.7M +11.4%
Ally Invest Advisors Inc. Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IVV | 464287200 | $384.5M | 23.22% | 513,402 | SH |
| 2 | VANGUARD TAX MANAGED INTL | VEA | 921943858 | $325.3M | 19.64% | 4,566,227 | SH |
| 3 | VANGUARD CHARLOTTE FDS | BNDX | 92203J407 | $128.9M | 7.79% | 2,662,224 | SH |
| 4 | ISHARES TR | IJH | 464287507 | $113.2M | 6.83% | 1,467,792 | SH |
| 5 | ISHARES TR | IEF | 464287440 | $106.4M | 6.42% | 1,124,596 | SH |
| 6 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $85.3M | 5.15% | 1,429,618 | SH |
| 7 | VANGUARD SCOTTSDALE FDS | VMBS | 92206C771 | $71.2M | 4.30% | 1,520,621 | SH |
| 8 | ISHARES TR | IGIB | 464288638 | $62.8M | 3.79% | 1,181,331 | SH |
| 9 | ISHARES TR | IJR | 464287804 | $60.9M | 3.68% | 410,725 | SH |
| 10 | ISHARES TR | ESGU | 46435G425 | $57.4M | 3.46% | 350,467 | SH |
| 11 | SCHWAB STRATEGIC TR | SCHV | 808524409 | $34.0M | 2.06% | 978,090 | SH |
| 12 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $31.6M | 1.91% | 934,561 | SH |
| 13 | ISHARES TR | ESGD | 46435G516 | $30.6M | 1.85% | 297,816 | SH |
| 14 | ISHARES TR | MUB | 464288414 | $27.6M | 1.67% | 256,431 | SH |
| 15 | ISHARES TR | AGG | 464287226 | $22.5M | 1.36% | 226,868 | SH |
| 16 | ISHARES INC | ESGE | 46434G863 | $9.2M | 0.56% | 169,049 | SH |
| 17 | VANGUARD INDEX FDS | VOT | 922908538 | $9.1M | 0.55% | 29,609 | SH |
| 18 | VANGUARD INDEX FDS | VOE | 922908512 | $8.8M | 0.53% | 44,758 | SH |
| 19 | ISHARES TR | ESML | 46435U663 | $8.1M | 0.49% | 144,256 | SH |
| 20 | VANGUARD WHITEHALL FDS INC | VYM | 921946406 | $5.6M | 0.34% | 35,689 | SH |
| 21 | VANGUARD INDEX FDS | VBK | 922908595 | $5.0M | 0.30% | 13,747 | SH |
| 22 | ISHARES TR | IGSB | 464288646 | $4.9M | 0.29% | 93,130 | SH |
| 23 | VANGUARD INDEX FDS | VBR | 922908611 | $4.7M | 0.28% | 19,226 | SH |
| 24 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $4.2M | 0.26% | 22,229 | SH |
| 25 | VANGUARD WHITEHALL FDS INC | VYMI | 921946794 | $3.9M | 0.24% | 39,786 | SH |
| 26 | ISHARES TR | USXF | 46436E767 | $3.7M | 0.22% | 52,573 | SH |
| 27 | VANGUARD INDEX FDS | VTI | 922908769 | $3.2M | 0.19% | 8,576 | SH |
| 28 | VANGUARD BD INDEX FDS | BSV | 921937827 | $3.0M | 0.18% | 39,130 | SH |
| 29 | ISHARES TR | EMB | 464288281 | $3.0M | 0.18% | 31,138 | SH |
| 30 | ISHARES TR | SUB | 464288158 | $2.8M | 0.17% | 26,271 | SH |
| 31 | ISHARES TR | EAGG | 46435U549 | $2.1M | 0.13% | 45,240 | SH |
| 32 | SPDR SER TR | SPIB | 78464A375 | $2.0M | 0.12% | 59,338 | SH |
| 33 | VANGUARD INDEX FDS | VUG | 922908736 | $2.0M | 0.12% | 22,749 | SH |
| 34 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $1.8M | 0.11% | 56,231 | SH |
| 35 | SELECT SECTOR SPDR TR | XLV | 81369Y209 | $1.4M | 0.08% | 8,627 | SH |
| 36 | SELECT SECTOR SPDR TR | XLF | 81369Y605 | $1.3M | 0.08% | 23,868 | SH |
| 37 | VANGUARD INDEX FDS | VTV | 922908744 | $1.3M | 0.08% | 5,814 | SH |
| 38 | ISHARES TR | DMXF | 46436E759 | $1.1M | 0.07% | 13,373 | SH |
| 39 | ISHARES TR | XT | 46434V381 | $1.1M | 0.07% | 13,283 | SH |
| 40 | ISHARES TR | IXUS | 46432F834 | $1.1M | 0.07% | 11,446 | SH |
| 41 | SELECT SECTOR SPDR TR | XLY | 81369Y407 | $1.0M | 0.06% | 8,607 | SH |
| 42 | ISHARES TR | IEFA | 46432F842 | $1.0M | 0.06% | 10,397 | SH |
| 43 | SPDR SER TR | SPLB | 78464A367 | $997.8K | 0.06% | 44,547 | SH |
| 44 | ISHARES TR | CRBN | 46434V464 | $991.2K | 0.06% | 3,918 | SH |
| 45 | INVESCO EXCH TRADED FD TR II | PZA | 46138E537 | $925.7K | 0.06% | 39,359 | SH |
| 46 | SELECT SECTOR SPDR TR | XLI | 81369Y704 | $863.5K | 0.05% | 4,662 | SH |
| 47 | SELECT SECTOR SPDR TR | XLC | 81369Y852 | $837.5K | 0.05% | 7,818 | SH |
| 48 | SPDR SER TR | SPYX | 78468R796 | $793.5K | 0.05% | 12,987 | SH |
| 49 | GLOBAL X FDS | BOTZ | 37954Y715 | $742.1K | 0.04% | 19,561 | SH |
| 50 | FIRST TR EXCHANGE TRADED FD | SKYY | 33734X192 | $736.3K | 0.04% | 5,472 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-13 | $1.66B | 75 | 0001706013-26-000007 |
| 2026-03-31 | 2026-05-12 | $1.49B | 75 | 0001706013-26-000004 |
| 2025-12-31 | 2026-02-13 | $1.45B | 76 | 0001706013-26-000002 |
| 2025-09-30 | 2025-11-13 | $1.39B | 77 | 0001706013-25-000009 |
| 2022-09-30 | 2022-11-10 | $738.1M | 26 | 0001706013-22-000008 |
| 2022-06-30 | 2022-08-10 | $768.4M | 21 | 0001706013-22-000006 |
Filer Information
Address
601 S. TRYON STREETCHARLOTTE, NC 28202
Phone
(855) 880-2559
Filing Manager
Ally Invest Advisors Inc.
CHARLOTTE, NC
Signatory
Miteshkumar D. Patel
Senior Director