ESGU iShares Trust iShares ESG Aware MSCI USA ETF

ETF 169.13 Delayed

ETF quote, holdings, sector allocation, technicals, and options analytics. Expected move IV rank history Fibonacci levels

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.

ESGU $169.13 —
Key stats
$169.13
52-Week Range
$136.82 – $171.09
YTD
+13.37%
IV Rank (30D)
24.32
Straddle Price
$5.12
P/C Vol Ratio
0.00
Open
$168.54
Day Range
$168.09 – $169.40
Volume
584,030
Prev Close
$168.07
About

iShares Trust iShares ESG Aware MSCI USA ETF (ESGU) ETF

No description available.

Exchange
XNAS
Inception
2016-12-01
Has Options
Yes
Homepage
https://www.ishares.com/us
Fund profile
holdings as of Oct 19, 2026issuer datathrough May 2026flows, SEC filings
Factor & Dividend ESG & Values#1 of 44 by assets iShares US Index-tracking
Expense ratio
0.15%
issuer, Oct 21, 2026
Assets
$17.9B
issuer-reported, Oct 19, 2026
Trailing yield
0.92%
paid quarterly
Average daily volume
$73M
30 sessions
Holdings
272
top 10 are 37.6%
Listed
Dec 1, 2016
Nasdaq
Net asset value
$168.09
issuer, Oct 20, 2026 · closed +0.01% to NAV
Median bid/ask spread
0.01%
30 days, issuer-reported
30-day SEC yield
0.91%
issuer, Sep 30, 2026
Return on NAV, 1 year
+15.7%
issuer, through Sep 30, 2026 · 3 years +22.5% a year · 5 years +12.6%
Distributions, 12 months
$1.55 a share
issuer, through Sep 15, 2026: 100% income
Closure risk, 12 months
0.1%
low · model
Tracking difference
-0.18 pts
vs index, after fees, FY 2025
FrenzyCap ETF score
89
how it is built
Cost87
Liquidity95
Scale100
Diversification74

Moves with. US large-cap stocks (98% of its variance, beta 1.01). These factors explain 99% of its daily moves over the last year.

Stated objective. The iShares ESG Aware MSCI USA ETF (the Fund ) seeks to track the investment results of an index composed of U.S. companies that have positive environmental, social and governance characteristics as identified by the index provider while exhibiting risk and return characteristics similar to those of the parent index. (from the fund's prospectus)

All 272 holdingsFlow historySimilar fundsOverlap toolAll ESG & Values ETFs

Fund flows
daily as of Oct 19, 2026issuer datathrough May 2026SEC filings
Oct 19, 2026
−$34M
latest day
Latest 5 trading days
−$58M
Latest 21 trading days
−$177M
−1.0% of assets
Year to date
+$388M
+$770M over 12 months
Each day
Net creations of ESGU by day, Sep 21, 2026 to Oct 19, 2026
DayNet flow
Oct 19, 2026−$34M
Oct 16, 2026−$33M
Oct 15, 2026+$8.4M
Oct 14, 2026$0
Oct 13, 2026$0
Oct 12, 2026−$8.5M
Oct 9, 2026$0
Oct 8, 2026$0
Oct 7, 2026−$8.5M
Oct 6, 2026$0
Oct 5, 2026−$25M
Oct 2, 2026−$8.4M
Oct 1, 2026$0
Sep 30, 2026+$17M
Sep 29, 2026−$17M
Sep 28, 2026−$17M
Sep 25, 2026−$51M
Sep 24, 2026$0
Sep 23, 2026$0
Sep 22, 2026$0
Sep 21, 2026$0

Daily figures are the change in shares outstanding times net asset value, both as the issuer publishes them each day.

May 2026
+$64M
latest reported month
Latest 3 months
+$167M
+0.9% of assets
Latest 12 months
+$532M
+3.0% of assets
Jun 2025: −$156M−$156MJul 2025: −$82MJulAug 2025: −$98MSep 2025: +$281MSepOct 2025: −$46MNov 2025: −$63MNovDec 2025: +$348M+$348MJan 2026: +$151MJanFeb 2026: +$31MMar 2026: −$76MMarApr 2026: +$179MMay 2026: +$64MMay
View as a table
Net flows of ESGU by month, Jun 2025 to May 2026
MonthNet flow
May 2026+$64M
Apr 2026+$179M
Mar 2026−$76M
Feb 2026+$31M
Jan 2026+$151M
Dec 2025+$348M
Nov 2025−$63M
Oct 2025−$46M
Sep 2025+$281M
Aug 2025−$98M
Jul 2025−$82M
Jun 2025−$156M

Net creations and redemptions from the fund's SEC filings, which become public about 60 days after each quarter. Every month since 81 months ago

Similar funds
FundOverlapFeeAssets1Y
PBUSInvesco MSCI USA ETF79%0.04%$10.7B+15.4%compare
GXLCGlobal X U.S. 500 ETF79%0.02%$4.6M+16.2%compare
GSUSGoldman Sachs MarketBeta U.S. Equity ETF79%0.07%$3.4B+15.3%compare
MLRGiShares MSCI USA ETF79%0.03%$1.3B—compare
BKLCBNY Mellon US Large Cap Core Equity ETF79%0.00%$6.8B+15.5%compare

Ranked by how much of the two portfolios is the same securities.

Look-through: what the holdings say
weights as of Oct 19, 2026issuer data
Holdings vs fair value
+3.6%
28% under, 18% over · 100% covered
Price / earnings
25.8
2% loss-making · 100% covered
Price / book · sales
5.4 · 3.3
revenue growth +14.6%
Above 200-day average
68%
55% above 50-day · by weight
Short interest
2.0%
of float, weighted · 2.9 days to cover
Insider buying
3%
of weight had net insider buying, 90 days; 70% net selling
13F holders
+2.1%
change in shares held by institutions, latest quarter
Reporting earnings
32.0%
of weight in 7 days; 65.7% in 14
Implied correlation
0.10
fund IV 12.9% vs holdings 37.6% · board
Largest contributors below fair value
AMZN+26%MU+50%HIG+38%MET+50%LOW+50%
Largest contributors above fair value
AAPL−9%TSLA−33%MSFT−8%AMD−27%V−15%

Each figure is the fund's holdings weighted by position size, using our data on those stocks, and covers only the share of the stock holdings stated. Positive fair value means the holdings trade below our estimate.

What changed in the portfolio
Feb 28, 2026 → May 31, 2026
ActionHoldingWeight beforeWeight afterShares vs flows
IncreaseGOOGLALPHABET INC.0.85%1.33%+42.2%
IncreasePANWPALO ALTO NETWORKS, INC.0.25%0.54%+23.7%
New positionCASYCASEY'S GENERAL STORES, INC.—0.28%—
DecreaseHIGTHE HARTFORD INSURANCE GROUP, INC.0.61%0.43%−14.5%
New positionRKLBROCKET LAB CORPORATION—0.18%—
DecreaseZTSZOETIS INC.0.31%0.12%−24.1%
New positionBEBLOOM ENERGY CORPORATION—0.18%—
DecreaseECLECOLAB INC.0.46%0.29%−14.7%
New positionGLWCORNING INCORPORATED—0.14%—
DecreaseGILDGILEAD SCIENCES, INC.0.50%0.36%−10.9%

0 new, 0 exited, 0 increased and 0 decreased between the fund's two latest holdings reports; turnover 0.7%. Full holdings and history

Under the hood
fiscal year to Aug 31, 2025SEC census
Authorized participants
3 active
of 34 with agreements; top 3 did 100%
Created · redeemed
$2.2B · −$2.8B
over the fiscal year
Redemptions in kind
100%
creations 100% in kind
Creation unit
50,000
shares
Securities lending
0.44%
of assets on loan on average; earned 0.1 bp
Return vs index
-0.18 pts
after fees; -0.03 before; daily s.d. 0.05

From the fund's annual census filing with the SEC. In-kind redemptions are what let an ETF shed appreciated securities without realising gains.

ETF Profile
holdings as of 2026-10-20
Holdings
272
AUM
$18.3B
Provider
iShares (BlackRock)
Inception
2016-12-01
Exchange
XNAS
Data As Of
2026-10-20
Expense Ratio
0.15%
Dividend Yield
0.92%
Distribution
Quarterly
Recent distributions
Ex-Date Pay Date Amount Type
2026-09-15 2026-09-18 $0.3813 CD
2026-06-15 2026-06-18 $0.3431 CD
2026-03-17 2026-03-20 $0.3698 CD
2025-12-16 2025-12-19 $0.4554 CD
2025-09-16 2025-09-19 $0.3655 CD
2025-06-16 2025-06-20 $0.3229 CD
Asset Allocation
Top Holdings
top 50 of 272 holdings
Symbol Name Weight % Asset Class Country
NVDA NVIDIA 7.54% Equity (US) US
AAPL APPLE 7.41% Equity (US) US
MSFT MICROSOFT 5.72% Equity (US) US
AMZN AMAZON.COM INC 3.75% Equity (US) US
GOOG ALPHABET CLASS C 3.43% Equity (US) US
AVGO BROADCOM INC 2.30% Equity (US) US
META META PLATFORMS CLASS A 2.12% Equity (US) US
GOOGL ALPHABET CLASS A 1.89% Equity (US) US
TSLA TESLA INC 1.59% Equity (US) US
LLY ELI LILLY 1.51% Equity (US) US
MU MICRON TECHNOLOGY 1.49% Equity (US) US
AMD ADVANCED MICRO DEVICES 1.34% Equity (US) US
JPM JPMORGAN CHASE & CO 1.31% Equity (US) US
V VISA CLASS A 1.28% Equity (US) US
ABBV ABBVIE 0.86% Equity (US) US
XOM EXXONMOBIL HOLDINGS CORP 0.76% Equity (US) US
JNJ JOHNSON & JOHNSON 0.76% Equity (US) US
MA MASTERCARD CLASS A 0.71% Equity (US) US
CSCO CISCO SYSTEMS INC 0.69% Equity (US) US
PG PROCTER & GAMBLE 0.64% Equity (US) US
COST COSTCO WHOLESALE CORP 0.63% Equity (US) US
HD HOME DEPOT 0.63% Equity (US) US
INTC INTEL CORPORATION 0.62% Equity (US) US
LRCX LAM RESEARCH 0.61% Equity (US) US
HIG HARTFORD INSURANCE GROUP 0.60% Equity (US) US
KO COCA-COLA 0.60% Equity (US) US
AMAT APPLIED MATERIAL INC 0.60% Equity (US) US
CAT CATERPILLAR INC 0.55% Equity (US) US
VZ VERIZON COMMUNICATIONS INC 0.53% Equity (US) US
MRK MERCK & CO INC 0.52% Equity (US) US
PLTR PALANTIR TECHNOLOGIES CLASS A 0.51% Equity (US) US
GS GOLDMAN SACHS GROUP 0.50% Equity (US) US
PANW PALO ALTO NETWORKS 0.50% Equity (US) US
UNH UNITEDHEALTH GROUP 0.47% Equity (US) US
RTX RTX 0.46% Equity (US) US
BRK.B BERKSHIRE HATHAWAY INC CLASS B 0.45% Equity (US) US
GE GE AEROSPACE 0.44% Equity (US) US
NI NISOURCE 0.44% Equity (US) US
MS MORGAN STANLEY 0.42% Equity (US) US
BNY BANK OF NEW YORK MELLON CORP 0.41% Equity (US) US
ECL ECOLAB 0.40% Equity (US) US
TT TRANE TECHNOLOGIES PLC 0.39% Equity (US) US
AXP AMERICAN EXPRESS 0.39% Equity (US) US
ADP AUTOMATIC DATA PROCESSING INC 0.39% Equity (US) US
LIN LINDE PLC 0.39% Equity (US) US
GILD GILEAD SCIENCES 0.39% Equity (US) US
NOW SERVICENOW 0.38% Equity (US) US
TXN TEXAS INSTRUMENT 0.38% Equity (US) US
NEE NEXTERA ENERGY 0.38% Equity (US) US
AMT AMERICAN TOWER REIT 0.37% Equity (US) US
Chart
Seasonality
'21'22'23'24'25'26Avg
Jan0.80%-6.48%6.87%2.02%2.81%1.06%1.18%
Feb0.91%-3.89%-3.66%3.81%-1.14%-1.52%-0.92%
Mar1.08%4.79%3.27%1.88%-4.49%-5.26%0.21%
Apr3.87%-9.42%0.96%-3.89%-1.10%9.94%0.06%
May0.45%-0.80%0.52%5.11%5.96%5.28%2.75%
Jun2.54%-8.01%4.98%3.16%4.37%-1.34%0.95%
Jul1.72%8.23%3.30%1.25%2.45%-0.10%2.81%
Aug3.17%-3.76%-1.37%3.81%3.78%1.26%1.15%
Sep-5.13%-10.07%-5.59%4.04%4.06%-0.09%-2.13%
Oct5.88%5.15%-2.29%-0.29%2.38%1.09%*1.99%
Nov-1.46%5.98%8.49%5.84%-0.33%--3.70%
Dec5.06%-6.36%3.69%-3.06%0.16%---0.10%
Total20.05%-23.90%19.77%25.80%20.06%10.01%11.96%
Technical Indicators

Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.

Trend Indicators
  • SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
  • EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
  • MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
  • ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
  • +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
  • RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
  • Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
  • Williams %R — inverted scale: <−80 oversold, >−20 overbought.

Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.

Volume & Volatility
  • Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
  • OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
  • Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
  • ATR / True Range — average daily $ move; sizing and stop-loss reference.
  • HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.

Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →

Trend Indicators

SMA 20: $168.64
SMA 50: $168.16
SMA 200: $158.58
Current: $169.13
EMA 12: $168.59
EMA 26: $168.39
MACD: 0.1969 | Signal: -0.1627
BULLISH
ADX (14): 12.63
RANGE
+DI: 20.99
−DI: 26.44

Momentum Oscillators

RSI (14): 53.25
NEUTRAL
Stoch %K: 42.20
Stoch %D: 33.85
Williams %R: -41.26

Volume & Volatility

BB Upper: $171.16
BB Lower: $166.12
NEUTRAL
OBV: 18,386,399
Vol SMA 20: 441,472
Vol ROC: 135.63%
ATR: $1.56
True Range: $1.33
HV 20: 9.5%
HV 30: 10.7%
HV 60: 11.4%

Data Summary

Data Points: 500
Last Updated:
Date Range: 2024-10-23T00:00:00 – 2026-10-21T00:00:00
AI Analysis

LLM Stock Analysis Report

Executive Summary

Overall Assessment: NEUTRAL (Confidence Level: 6/10)

Key Drivers:

  • Technical indicators suggest a range-bound market with neutral momentum
  • Beta is relatively low, indicating less volatility than the broader market
  • Options metrics indicate medium-term volatility expectations

Primary Risks:

  • Volatility regime remains uncertain, potentially affecting stock price movements
  • Recent news headlines have been mixed and neutral, lacking strong catalysts for significant moves

Investment Thesis: The Nuveen ESG Small-Cap ETF (ESGU) is likely to experience a range-bound market with moderate volatility. While the options market indicates medium-term expectations of $5.42 move by expiration, recent news sentiment has been neutral, making it challenging to predict significant price movements.

Recent News Sentiment Impact: The recent headlines have been generally neutral, with no strong catalysts for significant moves. This suggests that the stock price is likely to continue trading within its current range.

Technical Analysis

Trend Direction: Range-bound (Short-term), Neutral (Medium-term)

Support/Resistance Levels:

  • Upper Bollinger Band: $170.50
  • Middle Bollinger Band: $168.54
  • Lower Bollinger Band: $166.57

Momentum Signals: RSI interpretation: 55.02, indicating a neutral reading with no strong buy or sell signals. MACD signal: Bullish momentum with a histogram of 0.81.

News & Sentiment Analysis

Recent Headlines Summary: Neutral news headlines from Zacks Investment Research and other sources have had no significant impact on the stock price.

Sentiment Assessment: NEUTRAL Aggregate sentiment remains neutral, reflecting the lack of strong catalysts for significant moves.

Catalyst Identification: No specific earnings dates or regulatory events are scheduled in the near term that could significantly affect the stock price.

Market Narrative: The neutral market narrative is driven by the range-bound technical indicators and mixed news sentiment.

Risk & Volatility Assessment

Risk Metrics:

  • Beta: 1.01 (vs SPY)
  • Alpha: 0.00
  • Correlation: 0.99
  • Stock Volatility: 0.13 Interpretation: Above average volatility - stock moves with market amplification

Options Market Signals: IV Rank: 34.5% (Medium), indicating a relatively high level of implied volatility compared to historical averages. Put/Call Volume Ratio: 0.00 (Neutral sentiment)

Downside Protection: Support levels and risk management considerations are crucial for managing potential losses.

Market Context & Positioning

Sector Performance: The ETF is trading within its sector, reflecting the broader market's neutral momentum.

Institutional Activity: No unusual institutional activity has been observed recently.

Correlation Analysis: The stock exhibits strong correlation with the broader market (R-squared interpretation).

Relative Valuation: Position within a trading range, making it challenging to predict significant price movements.

Key Levels & Action Items

Critical Price Levels:

  • Upper Bollinger Band: $170.50
  • Middle Bollinger Band: $168.54
  • Lower Bollinger Band: $166.57

Breakout/Breakdown Levels: No specific levels have been identified as potential catalysts for significant price movements.

Time-Sensitive Catalysts: No specific earnings dates or regulatory events are scheduled in the near term that could significantly affect the stock price.

Risk Management: Stop-loss levels and position sizing considerations should be carefully evaluated to manage potential losses.

Note: This analysis is based on the provided data and does not constitute a buy or sell recommendation. The reader should consider their individual risk tolerance, financial goals, and market conditions before making any investment decisions.

Generated
News
All ESGU news →
Showing 1–10 of 50
Page 1 of 5

ESGU Options Activity & IV Rank

ESGU IV rank history, 52-week IV rank and IV percentile →

Volatility Metrics

Current IV: 13.0%
7-DTE IV: —
Expected Move: $5.12
7-DTE Move: $5.12
Days to Exp: 30 (2026-11-20)

Options Flow

Call Volume: 1
Put Volume: 0
P/C Volume: —
BULLISH
Call OI: 1
Put OI: 0
P/C OI: —
Total OI: 1

ATM Options Pricing

ATM Call: $2.83
ATM Put: $2.30
Call %: 1.7%
Put %: 1.4%

Chain Summary

Chain Volume: 4
Chain OI: 3
Last Updated: 10/21/2026
Spread Scanner GPU
Full Algorithm Docs ↗

Each spread is ranked by a composite score built in three stages. Full documentation →

Stage 1 — Base Score (GPU scanner)

score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.

Stage 2 — Skew Adjustment (±25% cap)

RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.

Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
  • RSI <40 bullish / >60 bearish
  • MACD crossover + histogram trend
  • Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
  • Stochastic %K <20 / >80
  • Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
  • Blended ATR + straddle expected-move penalty
  • Bollinger Band signal (+ counter-trend penalty)
  • BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
  • IV rank ≥ 75 → strong boost for credit spreads
  • IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
  • Min open interest across all legs
  • OI < 100 → −0.10 · OI < 500 → −0.05

score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →

Enter a ticker to scan for optimal spread opportunities.

Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.

Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Metric:
Wing vs ATM
IV(put wing) − IV(ATM), in vol points

How much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.

  • Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
  • Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
  • Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
  • Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each side

Which side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.

  • Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
  • Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
  • Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
  • Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together

Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:

  • High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
  • Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
  • Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d —
— pts EXTREME
as of Oct 21 · No data
30 DTE / 10d —
— pts EXTREME
as of Oct 21 · ATM 13.2% / Wing —

Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.

Volatility Surface

Enter a ticker to render the implied volatility surface.

Volatility Smile

Enter a ticker to render the implied volatility smile.

IV Rank (7 DTE)
IV Rank (30 DTE)24.3LowOct 21
Straddle Price (30 DTE)$5.12Oct 21
Beta Analysis

Risk Metrics

Beta: 1.0175
Alpha: -0.28%
Correlation: 0.9946
R-Squared: 98.9%
Stock Volatility: 13.0%
Market Volatility: 12.7%

Analysis Details

Benchmark: SPY
Data Points: 251
Period: 252 trading days
Interpretation:
Above average volatility - stock moves with market amplification
Beta & Alpha Over Time

ESGU Institutional Ownership (13F)

Latest filings — 2026-09-30

Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.

  • Shares — long equity positions in this name, aggregated across share classes.
  • Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
  • % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
  • Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.

Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.

915 filers82,107,405 shares$13.40B value
# Filer Shares Value % of Total % of Float Period
1 Bank of America Corp Custodian 13,667,632 $2.24B 16.70% — 2026-06-30
2 JPMorgan Chase & Co Custodian 11,759,389 $1.91B 14.27% — 2026-06-30
3 Northern Trust Corp Custodian 5,586,428 $914.33M 6.82% — 2026-06-30
4 TIAA Wealth Investment Management LLC 4,697,103 $763.47M 5.70% — 2026-06-30
5 Betterment LLC 4,058,596 $664.27M 4.96% — 2026-06-30
6 Goldman Sachs Group Inc Custodian 3,914,328 $640.66M 4.78% — 2026-06-30
7 Wealthfront Advisers LLC 2,748,033 $449.77M 3.36% — 2026-06-30
8 Morgan Stanley Custodian 2,678,106 $438.33M 3.27% — 2026-06-30
9 Acorns Advisers, LLC 2,646,512 $433.15M 3.23% — 2026-06-30
10 BlackRock, Inc. Custodian 2,343,264 $383.52M 2.86% — 2026-06-30
11 Envestnet Asset Management, Inc. 2,064,131 $337.84M 2.52% — 2026-06-30
12 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC 1,336,785 $218.79M 1.63% — 2026-06-30
13 LPL Financial LLC Custodian 1,291,785 $211.43M 1.58% — 2026-06-30
14 Wells Fargo & Company Custodian 1,279,895 $209.48M 1.56% — 2026-06-30
15 Northwestern Mutual Wealth Management Co 1,070,042 $175.13M 1.31% — 2026-06-30
16 Fiduciary Trust Co 708,529 $115.96M 0.87% — 2026-06-30
17 KB Prvo drustvo za upravuvanje so zadolzitelni i dobrovolni penziski fondovi AD Skopje 519,600 $86.67M 0.65% — 2026-09-30
18 Royal Bank of Canada Custodian 514,461 $84.20M 0.63% — 2026-06-30
19 Empower Advisory Group, LLC 510,183 $83.50M 0.62% — 2026-06-30
20 Composition Wealth, LLC 380,376 $62.26M 0.46% — 2026-06-30
21 COMMONWEALTH EQUITY SERVICES, LLC 362,915 $59.40M 0.44% — 2026-06-30
22 Ally Invest Advisors Inc. 350,467 $57.36M 0.43% — 2026-06-30
23 Ameriprise Financial, Inc. Custodian 340,370 $55.71M 0.42% — 2026-06-30
24 Envestnet Portfolio Solutions, Inc. 328,566 $53.78M 0.40% — 2026-06-30
25 Creative Planning Custodian 317,597 $51.98M 0.39% — 2026-06-30
# Filer Notional Value % of Total Period
# Filer Notional Value % of Total Period
Short Interest & Float

Regulatory short-interest reports publish on a bi-weekly settlement cadence; short-volume is reported daily by the trade-reporting facilities. Float is derived from insider-ownership filings.

Metric definitions
  • Short Interest — total shares currently sold short as of the settlement date. Lags real time by ~8 business days.
  • SI % of Float — short interest / free float. The key crowding metric.
  • Days to Cover — short interest / avg daily volume. How many full trading days it would take shorts to buy back. High DTC + catalyst = squeeze fuel.
  • Short Vol Ratio — today's short-sale volume / total volume. Intraday selling pressure proxy (not the same as short interest).
  • Free Float — shares available for public trading (total shares minus insider / restricted).
  • Float % — free float / shares outstanding. <50% = tightly held, more prone to squeezes.
How to read the signals
  • SI % of Float < 5% — typical, no particular signal.
  • 5–15% — elevated; watch for catalysts (earnings, guidance, macro).
  • 15–30% — heavily shorted; tight-float names in this range have produced notable squeezes historically.
  • >30% — extreme; borrow is likely expensive and squeeze risk is material.
  • Days to Cover > 5 combined with high SI% amplifies squeeze potential.
History chart
  • Trend matters more than level. Rapidly rising short interest often precedes negative catalysts or heavy hedging.
  • A sudden drop in SI after a rally may indicate a squeeze in progress.

Short interest is reported mid-month and end-of-month; short volume is daily.

Short Interest
660.15K
SI % of Float
0.62%
Days to Cover
1.61
Short Vol Ratio
56.2%
Free Float
—
Float %
—
Short interest 2026-09-30 • Short volume 2026-10-21
Constituent Performance

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Constituents
Symbol Name Weight % Price 1 Day 1 Week 1 Month