COMMONWEALTH EQUITY SERVICES, LLC — 13F Holdings & Portfolio
CIK 312272 · latest 13F-HR filed 2026-11-02
COMMONWEALTH EQUITY SERVICES, LLC manages $76.95B in 13F-reported U.S. long-equity assets across 4,378 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are AAPL (3.48%), IVV (2.58%), NVDA (2.45%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 228 new positions and exited 265; 1,085 existing positions rose in reported value and 2,091 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$76.95B
Long-equity book
Holdings
4,378
Distinct positions
Period
2026-09-30
Filed 2026-11-02
Q/Q Activity
+228 / −265 / ↑1085 / ↓2091
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26AAPL3.5% · -6%IVV2.6% · -3%NVDA2.4% · -4%MSFT1.8% · -4%QQQ1.6% · -3%VEA1.5% · -2%AMZN1.3% · -3%SPY1.3% · -13%VOO1.1% · -5%IWF1.0% · -7%VUG1.0% · -7%GOOGL0.9% · -3%VTI0.9% · -6%CGDV0.8% · -3%CGGR0.8% · -5%VTV0.7% · -3%DGRO0.7% · -1%BRK.B0.6% · -6%GOOG0.6% · -3%VIG0.6% · -13%LLY0.6% · +17%PVAL0.6% · +7%RDVY0.6% · +1%QQQM0.6% · +1%JPM0.6% · -4%IVW0.5% · -13%IWD0.5% · -6%BUFR0.5% · +2%META0.5% · -4%VWO0.4% · -2%FBND0.4% · +55%SCHD0.4% · +8%DYNF0.4% · -4%VYM0.4% · -7%AVGO0.4% · -5%XOM0.4% · -4%JNJ0.4% · -7%IJR0.4% · -9%XLK0.4% · -4%SPDW0.4% · +2%FENI0.4% · +12%MU0.4% · +3%COST0.4% · -4%IJH0.4% · -4%IWP0.4% · -3%GLD0.4% · -6%TSLA0.4% · +3%VO0.4% · -7%MUB0.4% · -2%DFAC0.4% · -25%IWS0.4% · -9%AMD0.3% · -5%VONG0.3% · +0%RSP0.3% · -6%ABBV0.3% · -4%VB0.3% · -10%SPYG0.3% · +13%TCAF0.3% · +5%CAT0.3% · -6%IWY0.3% · -4%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 18.1%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Sep 29, 2026.
Assets Under Management
$212.66B
Discretionary
$207.63B
Employees
4,200
Accounts
615,215
Address
275 WYMAN STREET
SUITE 400
WALTHAM, MA 02451-1200
SUITE 400
WALTHAM, MA 02451-1200
Phone
(781) 736-0700
This firm reports 8 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| 1979 HOLDING COMPANY, LLC Control | MANAGING MEMBER since Aug 2017 | 75% or more | Domestic Entity |
| BLOOM, WAYNE MICHAEL Control | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER since Jan 2009 | Less than 5% | Individual |
| BOHS, JONATHAN CHRISTIAAN Control | MANAGING PRINCIPAL, OPERATIONS since May 2013 | Less than 5% | Individual |
| CLEASBY, JONATHAN C. Control | CHIEF FINANCIAL OFFICER since Jun 2020 | Less than 5% | Individual |
| HO, PEGGY LYNN Control | GENERAL COUNSEL, SENIOR VICE PRESIDENT since Apr 2021 | Less than 5% | Individual |
| HORAN-ADAMS, KIRBY LEPAK Control | MANAGER since Aug 2025 | Less than 5% | Individual |
| KLOMAN, CHRISTOPHER ANTHONY TRAPNELL Control | CHIEF OPERATIONS OFFICER, PRESIDENT since Jul 2015 | Less than 5% | Individual |
| MOLINARI, ROBERT ERIC Control | RIA CHIEF COMPLIANCE OFFICER since Nov 2025 | Less than 5% | Individual |
| MORRISON, STEVEN PHILIP Control | MANAGER since Aug 2025 | Less than 5% | Individual |
| PRICE, BRIAN THOMAS Control | MANAGING PRINCIPAL, CHIEF INVESTMENT OFFICER since Jun 2022 | Less than 5% | Individual |
| SUGDEN, MATTHEW JOHN Control | BD CHIEF COMPLIANCE OFFICER since Sep 2025 | Less than 5% | Individual |
| CFN HOLDING COMPANY, LLC Control Indirect owner via CFN VENTURES, LLC | MANAGING MEMBER since Aug 2017 | 75% or more | Domestic Entity |
| CFN VENTURES, LLC Control Indirect owner via 1979 HOLDING COMPANY, LLC | MANAGING MEMBER since Aug 2017 | 75% or more | Domestic Entity |
| LPL FINANCIAL HOLDINGS INC. Control Indirect owner via LPL HOLDINGS, INC. | SHAREHOLDER since Dec 2005 | 75% or more | Domestic Entity |
| LPL HOLDINGS, INC. Control Indirect owner via CFN HOLDING COMPANY, LLC | SHAREHOLDER since Aug 2025 | 75% or more | Domestic Entity |
Ownership & leadership changes · 23 filings with changes since Mar 30, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 30, 2026 filing
- No longer listedMCMILLAN, WILLIAM BRADFORD · MANAGING PRINCIPAL, CHIEF INVESTMENT OFFICER · Less than 5% · control person · listed since Feb 2009
- ChangedPRICE, BRIAN THOMAS · title MANAGING PRINCIPAL, INVESTMENT MANAGEMENT AND RESEARCH → MANAGING PRINCIPAL, CHIEF INVESTMENT OFFICER
Nov 20, 2025 filing
- No longer listedHANSEN, ALEXANDER WILLIAM · RIA CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Sep 2021
- AddedMOLINARI, ROBERT ERIC · RIA CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Sep 19, 2025 filing
- No longer listedTOLLEY, PAUL JONATHAN · MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Aug 2006
- AddedHORAN-ADAMS, KIRBY LEPAK · MANAGER · Less than 5% · control person
- AddedMORRISON, STEVEN PHILIP · MANAGER · Less than 5% · control person
- AddedSUGDEN, MATTHEW JOHN · BD CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedHANSEN, ALEXANDER WILLIAM · title SVP, RIA COMPLIANCE → RIA CHIEF COMPLIANCE OFFICER
Aug 19, 2025 filing
- No longer listedDEITCH, JOSEPH SAMUEL · CHAIRMAN · Less than 5% · control person · listed since Jul 1996
- No longer listedDEITCH, JOSEPH SAMUEL · TRUSTEE · 75% or more · indirect via JOSEPH S. DEITCH 2000 REVOCABLE TRUST · control person · listed since Mar 2024
- No longer listedDEITCH, MATTHEW FLETCHER · VICE CHAIRMAN · Less than 5% · control person · listed since Jul 2023
- No longer listedGRATITUDE HOLDINGS, INC. · SHAREHOLDER · 75% or more · indirect via CFN HOLDING COMPANY, LLC · control person · listed since Aug 2021
- No longer listedJOSEPH S. DEITCH 2000 REVOCABLE TRUST · SHAREHOLDER · 25–50% · indirect via GRATITUDE HOLDINGS, INC. · control person · listed since Mar 2024
- No longer listedROONEY, JOHN JAMES · MANAGING PRINCIPAL · Less than 5% · control person · listed since Sep 1988
- No longer listedWHEELER, PETER TOMPKINS · MANAGER · Less than 5% · control person · listed since May 2013
- AddedLPL FINANCIAL HOLDINGS INC. · SHAREHOLDER · 75% or more · indirect via LPL HOLDINGS, INC. · control person
- AddedLPL HOLDINGS, INC. · SHAREHOLDER · 75% or more · indirect via CFN HOLDING COMPANY, LLC · control person
- Changed1979 HOLDING COMPANY, LLC · title SHAREHOLDER → MANAGING MEMBER
- ChangedBLOOM, WAYNE MICHAEL · title CHIEF EXECUTIVE OFFICER → MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER
- ChangedCFN HOLDING COMPANY, LLC · indirect via CFN VENTURES, LLC: title SHAREHOLDER → MANAGING MEMBER
- ChangedCFN VENTURES, LLC · indirect via 1979 HOLDING COMPANY, LLC: title SHAREHOLDER → MANAGING MEMBER
Apr 15, 2024 filing
- AddedDEITCH, JOSEPH SAMUEL · TRUSTEE · 75% or more · indirect via JOSEPH S. DEITCH 2000 REVOCABLE TRUST · control person
- AddedJOSEPH S. DEITCH 2000 REVOCABLE TRUST · SHAREHOLDER · 25–50% · indirect via GRATITUDE HOLDINGS, INC. · control person
Mar 28, 2024 filing
- AddedDEITCH, MATTHEW FLETCHER · VICE CHAIRMAN · Less than 5% · control person
- ChangedBOHS, JONATHAN CHRISTIAAN · title MANAGING PRINCIPAL, TRADING AND BROKERAGE OPERATIONS → MANAGING PRINCIPAL, OPERATIONS
- ChangedWHEELER, PETER TOMPKINS · title VICE CHAIRMAN → MANAGER
Apr 21, 2023 filing
- No longer listedBIRKE, KOL NMN · MANAGING PRINCIPAL, TECHNOLOGY AND CORPORATE STRATEGY · Less than 5% · control person · listed since Apr 2019
- No longer listedHUNTER, RICHARD MARCUS · PRESIDENT EMERITUS · Less than 5% · control person · listed since May 2013
- No longer listedKELLY, DAVID LINUS · MANAGING PRINCIPAL, TRADING AND BROKERAGE OPERATIONS · Less than 5% · control person · listed since Jan 1999
- AddedPRICE, BRIAN THOMAS · MANAGING PRINCIPAL, INVESTMENT MANAGEMENT AND RESEARCH · Less than 5% · control person
- ChangedBOHS, JONATHAN CHRISTIAAN · title SENIOR VICE PRESIDENT, BROKERAGE OPERATIONS → MANAGING PRINCIPAL, TRADING AND BROKERAGE OPERATIONS
Mar 31, 2022 filing
- No longer listedDEITCH, JOSEPH SAMUEL · TRUSTEE · General partner, trustee or manager · indirect via MATTHEW FLECTCHER DEITCH 2010 FAMILY GIFT TRUST · control person · listed since Aug 2017
- No longer listedGRATITUDE HOLDINGS, INC. · SHAREHOLDER · 75% or more · indirect via LEVEL ABOVE, LLC · control person · listed since Nov 2018
- No longer listedLEVEL ABOVE, LLC · SHAREHOLDER · 75% or more · indirect via CFN HOLDING COMPANY, LLC · control person · listed since Nov 2018
- No longer listedMATTHEW FLETCHER DEITCH 2010 FAMILY GIFT TRUST - JOSEPH S. DEITCH, TRUSTEE · SHAREHOLDER · 25–50% · indirect via GRATITUDE HOLDINGS, INC. · control person · listed since Aug 2017
- AddedGRATITUDE HOLDINGS, INC. · SHAREHOLDER · 75% or more · indirect via CFN HOLDING COMPANY, LLC · control person
Sep 30, 2021 filing
- No longer listedADELMAN, JAMES BERNARD · GENERAL COUNSEL, SENIOR VICE PRESIDENT · Less than 5% · control person · listed since Jun 2004
- AddedHANSEN, ALEXANDER WILLIAM · SVP, RIA COMPLIANCE · Less than 5% · control person
- AddedHO, PEGGY LYNN · GENERAL COUNSEL, SENIOR VICE PRESIDENT · Less than 5% · control person
- ChangedBIRKE, KOL NMN · title MANAGING PRINCIPAL, TECHNOLOGY & CORPORATE STRATEGY → MANAGING PRINCIPAL, TECHNOLOGY AND CORPORATE STRATEGY
- ChangedMCMILLAN, WILLIAM BRADFORD · now a control person
Jul 7, 2020 filing
- AddedCLEASBY, JONATHAN C. · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- ChangedKLOMAN, CHRISTOPHER ANTHONY TRAPNELL · title CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, PRESIDENT → CHIEF OPERATIONS OFFICER, PRESIDENT
- ChangedTOLLEY, PAUL JONATHAN · title CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT → MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER
Older changes (14 more filings)
Apr 18, 2019 filing
- No longer listedTEDESCO, DARREN ANTHONY · MANAGING PRINCIPAL, INNOVATION AND STRATEGY · Less than 5% · control person · listed since Jun 2010
- AddedBIRKE, KOL NMN · MANAGING PRINCIPAL, TECHNOLOGY & CORPORATE STRATEGY · Less than 5% · control person
- ChangedKLOMAN, CHRISTOPHER ANTHONY TRAPNELL · title CHIEF FINANCIAL OFFICER, CHEIF OPERATIONS OFFICER, PRESIDENT → CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, PRESIDENT
Mar 29, 2019 filing
- ChangedHUNTER, RICHARD MARCUS · title PRESIDENT AND CHIEF OPERATING OFFICER → PRESIDENT EMERITUS
- ChangedKLOMAN, CHRISTOPHER ANTHONY TRAPNELL · title MANAGING PRINCIPAL, CHIEF FINANCIAL OFFICER → CHIEF FINANCIAL OFFICER, CHEIF OPERATIONS OFFICER, PRESIDENT
Nov 16, 2018 filing
- No longer listedCFN HOLDING COMPANY, INC. · SHAREHOLDER · 75% or more · indirect via CFN VENTURES, LLC · control person · listed since Aug 2017
- No longer listedMATTHEW FLETCHER DEITCH 2010 FAMILY GIFT TRUST - JOSEPH S. DEITCH, TRUSTEE · SHAREHOLDER · 25–50% · indirect via CFN HOLDING COMPANY, INC. · control person · listed since Aug 2017
- AddedCFN HOLDING COMPANY, LLC · SHAREHOLDER · 75% or more · indirect via CFN VENTURES, LLC · control person
- AddedDEITCH, JOSEPH SAMUEL · TRUSTEE · General partner, trustee or manager · indirect via MATTHEW FLECTCHER DEITCH 2010 FAMILY GIFT TRUST · control person
- AddedGRATITUDE HOLDINGS, INC. · SHAREHOLDER · 75% or more · indirect via LEVEL ABOVE, LLC · control person
- AddedLEVEL ABOVE, LLC · SHAREHOLDER · 75% or more · indirect via CFN HOLDING COMPANY, LLC · control person
- AddedMATTHEW FLETCHER DEITCH 2010 FAMILY GIFT TRUST - JOSEPH S. DEITCH, TRUSTEE · SHAREHOLDER · 25–50% · indirect via GRATITUDE HOLDINGS, INC. · control person
Mar 29, 2018 filing
- ChangedHUNTER, RICHARD MARCUS · title PRESIDENT, MANAGING PRINCIPAL → PRESIDENT AND CHIEF OPERATING OFFICER
- ChangedKLOMAN, CHRISTOPHER ANTHONY TRAPNELL · title CHIEF FINANCIAL OFFICER → MANAGING PRINCIPAL, CHIEF FINANCIAL OFFICER
- ChangedMCMILLAN, WILLIAM BRADFORD · title SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER → MANAGING PRINCIPAL, CHIEF INVESTMENT OFFICER
Aug 10, 2017 filing
- No longer listedDEITCH FAMILY AND FRIENDS 2014 TRUST - JOSEPH S. DEITCH, TRUSTEE · SHAREHOLDER · 10–25% · control person · listed since Jul 2014
- No longer listedMATTHEW FLETCHER DEITCH 2010 FAMILY GIFT TRUST - JOSEPH S. DEITCH, TRUSTEE · SHAREHOLDER · 25–50% · control person · listed since Nov 2010
- No longer listedROBBIE S. LACRITZ 2000 REVOCABLE TRUST - GENERAL MARITAL TRUST - QSST - JOSEPH S. DEITCH, TRUSTEE · SHAREHOLDER · Less than 5% · control person · listed since Nov 2012
- No longer listedROBBIE S. LACRITZ FAMILY TRUST - ESBT - JOSEPH S. DEITCH, TRUSTEE · SHAREHOLDER · 10–25% · control person · listed since Dec 2016
- Added1979 HOLDING COMPANY, LLC · SHAREHOLDER · 75% or more · control person
- AddedCFN HOLDING COMPANY, INC. · SHAREHOLDER · 75% or more · indirect via CFN VENTURES, LLC · control person
- AddedCFN VENTURES, LLC · SHAREHOLDER · 75% or more · indirect via 1979 HOLDING COMPANY, LLC · control person
- AddedMATTHEW FLETCHER DEITCH 2010 FAMILY GIFT TRUST - JOSEPH S. DEITCH, TRUSTEE · SHAREHOLDER · 25–50% · indirect via CFN HOLDING COMPANY, INC. · control person
- ChangedDEITCH, JOSEPH SAMUEL · title CHAIRMAN, SHAREHOLDER / TRUSTEE → CHAIRMAN; ownership 10–25% → Less than 5%
- ChangedWHEELER, PETER TOMPKINS · title SHAREHOLDER / VICE CHAIRMAN → VICE CHAIRMAN; ownership 10–25% → Less than 5%
Mar 30, 2017 filing
- No longer listedROBBIE S. LACRITZ 2000 REVOCABLE TRUST - ROBBIE S. LACTRIZ FAMILY TRUST - ESBT - JOSEPH S. DEITCH, TRUSTEE · SHAREHOLDER · 10–25% · control person · listed since Jul 2014
- AddedROBBIE S. LACRITZ FAMILY TRUST - ESBT - JOSEPH S. DEITCH, TRUSTEE · SHAREHOLDER · 10–25% · control person
Mar 28, 2016 filing
- AddedKLOMAN, CHRISTOPHER ANTHONY TRAPNELL · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- ChangedADELMAN, JAMES BERNARD · title GENERAL COUNSEL, VICE PRESIDENT → GENERAL COUNSEL, SENIOR VICE PRESIDENT
- ChangedHUNTER, RICHARD MARCUS · title PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, MANAGING PRINCIPAL → PRESIDENT, MANAGING PRINCIPAL
- ChangedMCMILLAN, WILLIAM BRADFORD · title VICE PRESIDENT, CHIEF INVESTMENT OFFICER → SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER
Jul 30, 2014 filing
- AddedDEITCH FAMILY AND FRIENDS 2014 TRUST - JOSEPH S. DEITCH, TRUSTEE · SHAREHOLDER · 10–25% · control person
- AddedROBBIE S. LACRITZ 2000 REVOCABLE TRUST - ROBBIE S. LACTRIZ FAMILY TRUST - ESBT - JOSEPH S. DEITCH, TRUSTEE · SHAREHOLDER · 10–25% · control person
- ChangedDEITCH, JOSEPH SAMUEL · ownership 25–50% → 10–25%
- ChangedROBBIE S. LACRITZ 2000 REVOCABLE TRUST - GENERAL MARITAL TRUST - QSST - JOSEPH S. DEITCH, TRUSTEE · ownership 25–50% → Less than 5%
Apr 22, 2014 filing
- AddedBOHS, JONATHAN CHRISTIAAN · SENIOR VICE PRESIDENT, BROKERAGE OPERATIONS · Less than 5% · control person
Jun 5, 2013 filing
- No longer listedRECKMAN, JANET CLAIRE · MANAGING PRINCIPAL, INTERNAL OPERATIONS · Less than 5% · control person · listed since Jul 2012
- AddedTEDESCO, DARREN ANTHONY · MANAGING PRINCIPAL, INNOVATION AND STRATEGY · Less than 5% · control person
- ChangedADELMAN, JAMES BERNARD · title GENERAL COUNSEL → GENERAL COUNSEL, VICE PRESIDENT
- ChangedHUNTER, RICHARD MARCUS · title CHIEF FINANCIAL OFFICER, MANAGING PRINCIPAL → PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, MANAGING PRINCIPAL
- ChangedKELLY, DAVID LINUS · title MANAGING PRINCIPAL, TECHNOLOGY AND BROKERAGE OPERATIONS → MANAGING PRINCIPAL, TRADING AND BROKERAGE OPERATIONS
- ChangedTOLLEY, PAUL JONATHAN · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT
- ChangedWHEELER, PETER TOMPKINS · title PRESIDENT, SHAREHOLDER → SHAREHOLDER / VICE CHAIRMAN
Dec 6, 2012 filing
- No longer listedTHE ESTATE OF ROBBIE S. LACRITZ, JOSEPH S. DEITCH, EXECUTOR · SHAREHOLDER · 25–50% · control person · listed since Nov 2010
- AddedROBBIE S. LACRITZ 2000 REVOCABLE TRUST - GENERAL MARITAL TRUST - QSST - JOSEPH S. DEITCH, TRUSTEE · SHAREHOLDER · 25–50% · control person
Jul 25, 2012 filing
- No longer listedIMS, PAUL JAMES · CONTROLLER AND FINOP · Less than 5% · control person · listed since Apr 1993
Jul 20, 2012 filing
- AddedIMS, PAUL JAMES · CONTROLLER AND FINOP · Less than 5% · control person
- ChangedRECKMAN, JANET CLAIRE · title MANAGING PRINCIPAL & CHIEF OPERATING OFFICER → MANAGING PRINCIPAL, INTERNAL OPERATIONS
- ChangedTOLLEY, PAUL JONATHAN · title VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER
Mar 30, 2012 filing (earliest on record)
- ListedADELMAN, JAMES BERNARD · GENERAL COUNSEL · Less than 5% · control person
- ListedBLOOM, WAYNE MICHAEL · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
- ListedDEITCH, JOSEPH SAMUEL · CHAIRMAN, SHAREHOLDER / TRUSTEE · 25–50% · control person
- ListedHUNTER, RICHARD MARCUS · CHIEF FINANCIAL OFFICER, MANAGING PRINCIPAL · Less than 5% · control person
- ListedKELLY, DAVID LINUS · MANAGING PRINCIPAL, TECHNOLOGY AND BROKERAGE OPERATIONS · Less than 5% · control person
- ListedMATTHEW FLETCHER DEITCH 2010 FAMILY GIFT TRUST - JOSEPH S. DEITCH, TRUSTEE · SHAREHOLDER · 25–50% · control person
- ListedMCMILLAN, WILLIAM BRADFORD · VICE PRESIDENT, CHIEF INVESTMENT OFFICER · Less than 5%
- ListedRECKMAN, JANET CLAIRE · MANAGING PRINCIPAL & CHIEF OPERATING OFFICER · Less than 5% · control person
- ListedROONEY, JOHN JAMES · MANAGING PRINCIPAL · Less than 5% · control person
- ListedTHE ESTATE OF ROBBIE S. LACRITZ, JOSEPH S. DEITCH, EXECUTOR · SHAREHOLDER · 25–50% · control person
- ListedTOLLEY, PAUL JONATHAN · VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedWHEELER, PETER TOMPKINS · PRESIDENT, SHAREHOLDER · 10–25% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- MICROSOFT CORP$340.2M +31.7%
- APPLE INC$213.1M +8.6%
- NVIDIA CORPORATION$160.5M +9.3%
- FIDELITY MERRIMACK STR TR$110.1M +47.3%
- PALANTIR TECHNOLOGIES INC$85.7M +58.5%
Top Trims
- STATE STR SPDR S&P 500 ETF T-$126.1M -11.4%
- CARNIVAL CORP LTD-$105.2M -85.6%
- CATERPILLAR INC-$95.1M -28.8%
- DIMENSIONAL ETF TRUST-$91.6M -24.7%
- VANGUARD SPECIALIZED FUNDS-$75.2M -13.8%
New Positions
- EXXONMOBIL HOLDINGS CORP$317.5M
- ONEOK INC NEW$31.7M
- DFA INVT DIMENSIONS GROUP IN$22.1M
- DFA INVT DIMENSIONS GROUP IN$22.0M
- NORTHERN LTS FD TR II$11.2M
Exited Positions
- EXXON MOBIL CORP$277.4M
- ONEOK INC NEW$33.0M
- DIMENSIONAL ETF TRUST$27.7M
- DIMENSIONAL ETF TRUST$25.0M
- DIMENSIONAL ETF TRUST$17.4M
COMMONWEALTH EQUITY SERVICES, LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $2.68B | 3.48% | 8,049,825 | SH |
| 2 | ISHARES TR | IVV | 464287200 | $1.99B | 2.58% | 2,596,799 | SH |
| 3 | NVIDIA CORPORATION | NVDA | 67066G104 | $1.88B | 2.45% | 8,239,218 | SH |
| 4 | MICROSOFT CORP | MSFT | 594918104 | $1.41B | 1.84% | 2,755,914 | SH |
| 5 | INVESCO QQQ TR | QQQ | 46090E103 | $1.19B | 1.55% | 1,612,501 | SH |
| 6 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $1.15B | 1.49% | 16,271,811 | SH |
| 7 | AMAZON COM INC | AMZN | 023135106 | $996.2M | 1.29% | 3,998,340 | SH |
| 8 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $982.9M | 1.28% | 1,288,865 | SH |
| 9 | VANGUARD INDEX FDS | VOO | 922908363 | $873.8M | 1.14% | 1,246,746 | SH |
| 10 | ISHARES TR | IWF | 464287614 | $780.8M | 1.01% | 6,233,403 | SH |
| 11 | VANGUARD INDEX FDS | VUG | 922908736 | $763.3M | 0.99% | 8,470,679 | SH |
| 12 | ALPHABET INC | GOOGL | 02079K305 | $684.4M | 0.89% | 1,989,058 | SH |
| 13 | VANGUARD INDEX FDS | VTI | 922908769 | $675.8M | 0.88% | 1,805,727 | SH |
| 14 | CAPITAL GROUP DIVIDEND VALUE | CGDV | 14020W106 | $649.6M | 0.84% | 13,297,007 | SH |
| 15 | CAPITAL GROUP GROWTH ETF | CGGR | 14020G101 | $625.7M | 0.81% | 13,192,283 | SH |
| 16 | VANGUARD INDEX FDS | VTV | 922908744 | $569.6M | 0.74% | 2,636,056 | SH |
| 17 | ISHARES TR | DGRO | 46434V621 | $537.7M | 0.70% | 7,132,894 | SH |
| 18 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $498.3M | 0.65% | 1,000,785 | SH |
| 19 | ALPHABET INC | GOOG | 02079K107 | $488.3M | 0.63% | 1,433,184 | SH |
| 20 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $469.6M | 0.61% | 2,012,790 | SH |
| 21 | ELI LILLY & CO | LLY | 532457108 | $468.3M | 0.61% | 404,753 | SH |
| 22 | PUTNAM ETF TRUST | PVAL | 746729300 | $448.6M | 0.58% | 8,524,746 | SH |
| 23 | FIRST TR EXCHANGE TRADED FD | RDVY | 33738R506 | $447.9M | 0.58% | 5,720,865 | SH |
| 24 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $436.2M | 0.57% | 1,431,919 | SH |
| 25 | JPMORGAN CHASE & CO | JPM | 46625H100 | $424.4M | 0.55% | 1,282,819 | SH |
| 26 | ISHARES TR | IVW | 464287309 | $380.7M | 0.49% | 2,676,115 | SH |
| 27 | ISHARES TR | IWD | 464287598 | $374.4M | 0.49% | 1,510,132 | SH |
| 28 | FIRST TR EXCHNG TRADED FD VI | BUFR | 33740F755 | $361.7M | 0.47% | 9,652,228 | SH |
| 29 | META PLATFORMS INC | META | 30303M102 | $356.1M | 0.46% | 491,058 | SH |
| 30 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $344.6M | 0.45% | 5,810,897 | SH |
| 31 | FIDELITY MERRIMACK STR TR | FBND | 316188309 | $342.7M | 0.45% | 7,914,713 | SH |
| 32 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $337.5M | 0.44% | 10,375,341 | SH |
| 33 | BLACKROCK ETF TRUST | DYNF | 09290C103 | $328.3M | 0.43% | 4,740,002 | SH |
| 34 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $327.3M | 0.43% | 2,109,057 | SH |
| 35 | BROADCOM INC | AVGO | 11135F101 | $319.6M | 0.42% | 909,950 | SH |
| 36 | EXXONMOBIL HOLDINGS CORP | XOM | 30233Q108 | $317.5M | 0.41% | 1,950,979 | SH |
| 37 | JOHNSON & JOHNSON | JNJ | 478160104 | $307.0M | 0.40% | 1,159,486 | SH |
| 38 | ISHARES TR | IJR | 464287804 | $305.1M | 0.40% | 2,242,420 | SH |
| 39 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $302.8M | 0.39% | 1,546,972 | SH |
| 40 | SPDR INDEX SHS FDS | SPDW | 78463X889 | $301.9M | 0.39% | 6,013,606 | SH |
| 41 | FIDELITY COVINGTON TRUST | FENI | 31609A404 | $300.1M | 0.39% | 7,518,765 | SH |
| 42 | MICRON TECHNOLOGY INC | MU | 595112103 | $298.8M | 0.39% | 280,570 | SH |
| 43 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $297.0M | 0.39% | 326,263 | SH |
| 44 | ISHARES TR | IJH | 464287507 | $296.3M | 0.39% | 4,118,199 | SH |
| 45 | ISHARES TR | IWP | 464287481 | $295.7M | 0.38% | 2,147,399 | SH |
| 46 | SPDR GOLD TR | GLD | 78463V107 | $293.3M | 0.38% | 770,041 | SH |
| 47 | TESLA INC | TSLA | 88160R101 | $287.6M | 0.37% | 810,706 | SH |
| 48 | VANGUARD INDEX FDS | VO | 922908629 | $286.2M | 0.37% | 3,649,714 | SH |
| 49 | ISHARES TR | MUB | 464288414 | $279.7M | 0.36% | 2,766,216 | SH |
| 50 | DIMENSIONAL ETF TRUST | DFAC | 25434V708 | $279.6M | 0.36% | 6,290,819 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-11-02 | $76.95B | 4,378 | 0000312272-26-000024 |
| 2026-06-30 | 2026-07-29 | $79.52B | 4,415 | 0000312272-26-000020 |
| 2026-03-31 | 2026-04-27 | $71.59B | 4,299 | 0000312272-26-000018 |
| 2025-12-31 | 2026-02-12 | $75.01B | 4,271 | 0000312272-26-000007 |
Filer Information
Address
275 WYMAN STREET, STE. 400WALTHAM, MA 02451
Phone
(781) 736-0700
Filing Manager
COMMONWEALTH EQUITY SERVICES, LLC
WALTHAM, MA
Signatory
Brandon Zatopek
Dir. RIA Compliance