Rothschild & Co Wealth Management UK Ltd — 13F Holdings & Portfolio
CIK 1784260 · latest 13F-HR filed 2026-10-20
Rothschild & Co Wealth Management UK Ltd manages $7.17B in 13F-reported U.S. long-equity assets across 25 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are AXP (11.96%), MA (10.29%), BRK.B (10.06%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 3 new positions and exited 3; 5 existing positions rose in reported value and 8 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$7.17B
Long-equity book
Holdings
25
Distinct positions
Period
2026-09-30
Filed 2026-10-20
Q/Q Activity
+3 / −3 / ↑5 / ↓8
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26AXP12.0% · -1%MA10.3% · -1%BRK.B10.1% · -1%BKNG9.7% · -1%DE9.3% · -15%SUNB8.8% · -0%LIN7.4% · newSPGI7.3% · -0%MCO7.0% · -1%CP6.1% · -1%TXN5.0% · -0%CMCSA3.4% · -0%CHTR1.2% · +37%HEI.A0.8% · newW0.5% · +8%V0.5% · +8%EWU0.2% · +52%CNI0.2% · +4%RYAAY0.1% · -5%AAXJ0.1% · 0%QQQE0.1% · newIVV0.1% · 0%IEMG0.0% · -12%VGK0.0% · 0%GLIBK0.0% · -87%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 87.9%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Jul 30, 2026.
Assets Under Management
$28.47B
Discretionary
$28.03B
Employees
304
Accounts
4,441
Address
NEW COURT
ST SWITHIN'S LANE
LONDON EC4N 8AL
United Kingdom
ST SWITHIN'S LANE
LONDON EC4N 8AL
United Kingdom
Phone
+44 20 7280 5000
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BOUET, CHRISTIAN, LOUIS RENE Control | DIRECTOR since Nov 2019 | Less than 5% | Individual |
| COLEMAN, CHRISTOPHER, LEWIS Control | DIRECTOR since Aug 2016 | Less than 5% | Individual |
| CULLEN, BENEDICT, JOHN STEPHEN Control | DIRECTOR since May 2024 | Less than 5% | Individual |
| HUDSON, SUSAN, BEVERLY Control | DIRECTOR since Jul 2023 | Less than 5% | Individual |
| KING, JOHN, ANDREW Control | DIRECTOR since Mar 2022 | Less than 5% | Individual |
| MACPHEE, ALEXANDER, ARNOLD Control | DIRECTOR since Jan 2020 | Less than 5% | Individual |
| MORRELL, JAMES, KENT Control | CHIEF EXECUTIVE OFFICER since Jan 2026 | Less than 5% | Individual |
| MORRELL, JAMES, KENT Control | DIRECTOR since Feb 2025 | Less than 5% | Individual |
| O'HAGAN, TARA, KRISTEN Control | CHIEF COMPLIANCE OFFICER since Jun 2023 | Less than 5% | Individual |
| POWELL, GARY, ALAN Control | DIRECTOR since Jan 2013 | Less than 5% | Individual |
| ROTHSCHILD & CO WEALTH & ASSET MANAGEMENT SAS Control | DIRECT OWNER since Mar 2022 | 75% or more | Foreign Entity |
| WATSON, HELEN, JANET Control | DIRECTOR since Sep 2015 | Less than 5% | Individual |
| WESTCOTT, JONATHAN Control | DIRECTOR since Jan 2020 | Less than 5% | Individual |
| DE ROTHSCHILD, ALEXANDRE, GUY FRANCESCO Control Indirect owner via ROTHSCHILD & CO SCA | ELECTED MANAGER since Oct 2023 | General partner, trustee or manager | Individual |
| ROTHSCHILD & CO SCA Control Indirect owner via ROTHSCHILD & CO WEALTH & ASSET MANAGEMENT SAS | SHAREHOLDER since Mar 2022 | 75% or more | Foreign Entity |
Ownership & leadership changes · 18 filings with changes since Mar 28, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 30, 2026 filing
- ChangedMORRELL, JAMES, KENT · title CEO / DIRECTOR → CHIEF EXECUTIVE OFFICER / DIRECTOR
Mar 3, 2026 filing
- AddedMORRELL, JAMES, KENT · CEO / DIRECTOR · Less than 5% · control person
- ChangedWATSON, HELEN, JANET · title DIRECTOR, CEO → DIRECTOR
Mar 28, 2025 filing
- AddedCULLEN, BENEDICT, JOHN STEPHEN · DIRECTOR · Less than 5% · control person
Mar 18, 2024 filing
- No longer listedMALIK, JOHN, KUMAR · DIRECTOR, COO · Less than 5% · control person · listed since Feb 2018
- No longer listedNewbury, Warwick, John · DIRECTOR · Less than 5% · control person · listed since Jan 2021
- AddedDE ROTHSCHILD, ALEXANDRE, GUY FRANCESCO · ELECTED MANAGER · General partner, trustee or manager · indirect via ROTHSCHILD & CO SCA · control person
- AddedHUDSON, SUSAN, BEVERLY · DIRECTOR · Less than 5% · control person
Jun 29, 2023 filing
- No longer listedCHANA, HARDEEP, KAUR · CCO · Less than 5% · control person · listed since Mar 2021
- AddedO'HAGAN, TARA, KRISTEN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 23, 2022 filing
- No longer listedROTHSCHILD & CO SCA · SHAREHOLDER · 75% or more · indirect via ROTHSCHILD AND CO HOLDING AG · control person · listed since Jan 2008
- No longer listedROTHSCHILD AND CO CONTINUATION HOLDINGS AG · DIRECT SHAREHOLDER OF ROTHSCHILD WEALTH MANAGEMENT (UK) LTD · 25–50% · control person · listed since Dec 2004
- No longer listedROTHSCHILD AND CO HOLDING AG · DIRECT SHAREHOLDER OF ROTHSCHILD WEALTH MANAGEMENT (UK) LTD · 50–75% · control person · listed since Dec 2004
- AddedKING, JOHN, ANDREW · DIRECTOR · Less than 5% · control person
- AddedNewbury, Warwick, John · DIRECTOR · Less than 5% · control person
- AddedROTHSCHILD & CO SCA · SHAREHOLDER · 75% or more · indirect via ROTHSCHILD & CO WEALTH & ASSET MANAGEMENT SAS · control person
- AddedROTHSCHILD & CO WEALTH & ASSET MANAGEMENT SAS · DIRECT OWNER · 75% or more · control person
Mar 26, 2021 filing
- No longer listedTROOP, MELANIE, ANN · CCO · Less than 5% · control person · listed since Jul 2020
- AddedCHANA, HARDEEP, KAUR · CCO · Less than 5% · control person
Dec 21, 2020 filing
- No longer listedO'SHAUGHNESSY, ANNA, FRANCES GRACE · HEAD OF COMPLIANCE · Less than 5% · listed since Jun 2017
- AddedBOUET, CHRISTIAN, LOUIS RENE · DIRECTOR · Less than 5% · control person
- ChangedMALIK, JOHN, KUMAR · title CHIEF OPERATIONS OFFICER → DIRECTOR, COO
- ChangedPOWELL, GARY, ALAN · title NON EXECUTIVE DIRECTOR → DIRECTOR
- ChangedWATSON, HELEN, JANET · title DIRECTOR → DIRECTOR, CEO
- ChangedWESTCOTT, JONATHAN · title EXECUTIVE DIRECTOR → DIRECTOR
Jun 29, 2020 filing
- No longer listedTRUEMAN, KIM, ELAINE · CCO · Less than 5% · control person · listed since Oct 2019
- AddedTROOP, MELANIE, ANN · CCO · Less than 5% · control person
Mar 30, 2020 filing
- AddedTRUEMAN, KIM, ELAINE · CCO · Less than 5% · control person
- ChangedWESTCOTT, JONATHAN · title NON EXECUTIVE DIRECTOR → EXECUTIVE DIRECTOR
Older changes (9 more filings)
Mar 28, 2019 filing
- No longer listedJOHNSON, GARETH, EDWARD MORGAN · DIRECTOR · Less than 5% · control person · listed since Jul 2012
- No longer listedROTHSCHILD & CO SCA · SHAREHOLDER · 75% or more · indirect via ROTHSCHILD WEALTH MANAGEMENT (UK) LIMITED · control person · listed since Jan 2008
- No longer listedROTHSCHILD CONTINUATION HOLDINGS AG · DIRECT SHAREHOLDER OF ROTHSCHILD WEALTH MANAGEMENT (UK) LTD · 25–50% · control person · listed since Dec 2004
- No longer listedROTHSCHILD HOLDING AG · DIRECT SHAREHOLDER OF ROTHSCHILD WEALTH MANAGEMENT (UK) LTD · 50–75% · control person · listed since Dec 2004
- AddedMALIK, JOHN, KUMAR · CHIEF OPERATIONS OFFICER · Less than 5% · control person
- AddedROTHSCHILD & CO SCA · SHAREHOLDER · 75% or more · indirect via ROTHSCHILD AND CO HOLDING AG · control person
- AddedROTHSCHILD AND CO CONTINUATION HOLDINGS AG · DIRECT SHAREHOLDER OF ROTHSCHILD WEALTH MANAGEMENT (UK) LTD · 25–50% · control person
- AddedROTHSCHILD AND CO HOLDING AG · DIRECT SHAREHOLDER OF ROTHSCHILD WEALTH MANAGEMENT (UK) LTD · 50–75% · control person
Jun 28, 2017 filing
- No longer listedDODDS, JOHN, ALEXANDER · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Jan 2013
- AddedO'SHAUGHNESSY, ANNA, FRANCES GRACE · HEAD OF COMPLIANCE · Less than 5%
Nov 14, 2016 filing
- AddedCOLEMAN, CHRISTOPHER, LEWIS · DIRECTOR · Less than 5% · control person
- AddedWESTCOTT, JONATHAN · NON EXECUTIVE DIRECTOR · Less than 5% · control person
Jun 16, 2016 filing
- No longer listedCONCORDIA HOLDING SARL · SHAREHOLDER · 75% or more · indirect via ROTHSCHILD CONCORDIA AG · control person · listed since Jul 2003
- No longer listedPARIS ORLEANS HOLDING BANCAIRE · SHAREHOLDER · 75% or more · indirect via CONCORDIA HOLDING SARL · control person · listed since Jan 2008
- No longer listedPARIS ORLEANS HOLDING BANCAIRE · SHAREHOLDER · 25–50% · indirect via ROTHSCHILD CONTINUATION HOLDINGS AG · control person · listed since Jun 2012
- No longer listedPARIS ORLEANS SCA · SHAREHOLDER · 75% or more · indirect via PARIS ORLEANS HOLDING BANCAIRE · control person · listed since Jan 2008
- No longer listedROTHSCHILD CONCORDIA AG · SHAREHOLDER · 50–75% · indirect via ROTHSCHILD CONTINUATION HOLDINGS AG · listed since Apr 1990
- No longer listedROTHSCHILD CONCORDIA SAS · SHAREHOLDER · General partner, trustee or manager · indirect via PARIS ORLEANS · control person · listed since Jan 2008
- No longer listedROTHSCHILD HOLDINGS AG · PARENT OF APPLICANT · 75% or more · control person · listed since Dec 2002
- No longer listedROTHSCHILDS CONTINUATION HOLDINGS AG · SHAREHOLDER · 50–75% · indirect via ROTHSCHILD HOLDINGS AG · control person · listed since Dec 1995
- AddedROTHSCHILD & CO SCA · SHAREHOLDER · 75% or more · indirect via ROTHSCHILD WEALTH MANAGEMENT (UK) LIMITED · control person
- AddedROTHSCHILD CONTINUATION HOLDINGS AG · DIRECT SHAREHOLDER OF ROTHSCHILD WEALTH MANAGEMENT (UK) LTD · 25–50% · control person
- AddedROTHSCHILD HOLDING AG · DIRECT SHAREHOLDER OF ROTHSCHILD WEALTH MANAGEMENT (UK) LTD · 50–75% · control person
Nov 19, 2015 filing
- No longer listedKARY, MARK, ROBERT · DIRECTOR · Less than 5% · control person · listed since May 2012
- AddedWATSON, HELEN, JANET · DIRECTOR · Less than 5% · control person
Apr 1, 2015 filing
- No longer listedCAPEL-CURE, HUGO · HEAD OF INVESTMENT MANAGEMENT · Less than 5% · control person · listed since Mar 2012
- No longer listedROTHSCHILD CONTINUATION HOLDINGS AG · SHAREHOLDER · 50–75% · indirect via ROTHSCHILD HOLDINGS AG · control person · listed since Dec 1995
- AddedJOHNSON, GARETH, EDWARD MORGAN · DIRECTOR · Less than 5% · control person
- AddedROTHSCHILDS CONTINUATION HOLDINGS AG · SHAREHOLDER · 50–75% · indirect via ROTHSCHILD HOLDINGS AG · control person
- Listed againPOWELL, GARY, ALAN · NON EXECUTIVE DIRECTOR · Less than 5% · control person
- ChangedKARY, MARK, ROBERT · title HEAD OF WEALTH MANAGEMENT UK → DIRECTOR
- ChangedMACPHEE, ALEXANDER, ARNOLD · title CHIEF OPERATING OFFICER → DIRECTOR
Jan 3, 2013 filing
- No longer listedBARRETT, MARY, FRANCINE · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Mar 2012
- AddedDODDS, JOHN, ALEXANDER · CHIEF COMPLIANCE OFFICER · Less than 5%
Jul 5, 2012 filing
- No longer listedPARIS ORLEANS · SHAREHOLDER · 75% or more · indirect via PARIS ORLEANS HOLDING BANCAIRE · control person · listed since Jan 2008
- No longer listedPOWELL, GARY, ALAN · CHIEF EXECUTIVE OFFICER · Less than 5% · control person · listed since Aug 2007
- AddedKARY, MARK, ROBERT · HEAD OF WEALTH MANAGEMENT UK · Less than 5% · control person
- AddedMACPHEE, ALEXANDER, ARNOLD · CHIEF OPERATING OFFICER · Less than 5% · control person
- AddedPARIS ORLEANS HOLDING BANCAIRE · SHAREHOLDER · 25–50% · indirect via ROTHSCHILD CONTINUATION HOLDINGS AG · control person
- AddedPARIS ORLEANS SCA · SHAREHOLDER · 75% or more · indirect via PARIS ORLEANS HOLDING BANCAIRE · control person
- ChangedROTHSCHILD CONCORDIA SAS · indirect via PARIS ORLEANS: ownership 25–50% → General partner, trustee or manager
Mar 28, 2012 filing (earliest on record)
- ListedBARRETT, MARY, FRANCINE · CHIEF COMPLIANCE OFFICER · Less than 5%
- ListedCAPEL-CURE, HUGO · HEAD OF INVESTMENT MANAGEMENT · Less than 5% · control person
- ListedCONCORDIA HOLDING SARL · SHAREHOLDER · 75% or more · indirect via ROTHSCHILD CONCORDIA AG · control person
- ListedPARIS ORLEANS · SHAREHOLDER · 75% or more · indirect via PARIS ORLEANS HOLDING BANCAIRE · control person
- ListedPARIS ORLEANS HOLDING BANCAIRE · SHAREHOLDER · 75% or more · indirect via CONCORDIA HOLDING SARL · control person
- ListedPOWELL, GARY, ALAN · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
- ListedROTHSCHILD CONCORDIA AG · SHAREHOLDER · 50–75% · indirect via ROTHSCHILD CONTINUATION HOLDINGS AG
- ListedROTHSCHILD CONCORDIA SAS · SHAREHOLDER · 25–50% · indirect via PARIS ORLEANS · control person
- ListedROTHSCHILD CONTINUATION HOLDINGS AG · SHAREHOLDER · 50–75% · indirect via ROTHSCHILD HOLDINGS AG · control person
- ListedROTHSCHILD HOLDINGS AG · PARENT OF APPLICANT · 75% or more · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- MASTERCARD INCORPORATED$44.5M +6.4%
- WAYFAIR INC$6.3M +19.4%
- CHARTER COMMUNICATIONS INC$5.7M +7.0%
- ISHARES TR$4.3M +53.8%
- VISA INC$3.9M +12.7%
Top Trims
- AMERICAN EXPRESS CO-$102.9M -10.7%
- DEERE & CO-$73.2M -9.9%
- BOOKING HOLDINGS INC-$69.8M -9.1%
- COMCAST CORP NEW-$32.8M -11.8%
- TEXAS INSTRS INC-$23.2M -6.0%
Exited Positions
- LIBERTY BROADBAND CORP$30.7M
- VERSANT MEDIA GROUP INC$15.9M
- CABLE ONE INC$14.7M
Rothschild & Co Wealth Management UK Ltd Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | AMERICAN EXPRESS CO | AXP | 025816109 | $857.2M | 11.96% | 2,818,668 | SH |
| 2 | MASTERCARD INCORPORATED | MA | 57636Q104 | $737.5M | 10.29% | 1,337,341 | SH |
| 3 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $720.8M | 10.06% | 1,447,532 | SH |
| 4 | BOOKING HOLDINGS INC | BKNG | 09857L108 | $694.9M | 9.70% | 4,265,772 | SH |
| 5 | DEERE & CO | DE | 244199105 | $664.9M | 9.28% | 990,042 | SH |
| 6 | SUNBELT RENTALS HOLDINGS INC | SUNB | 866966104 | $633.1M | 8.83% | 8,645,687 | SH |
| 7 | LINDE PLC | LIN | G54950103 | $531.3M | 7.41% | 1,119,399 | SH |
| 8 | S&P GLOBAL INC | SPGI | 78409V104 | $523.5M | 7.30% | 1,327,079 | SH |
| 9 | MOODYS CORP | MCO | 615369105 | $498.7M | 6.96% | 1,098,248 | SH |
| 10 | CANADIAN PACIFIC KANSAS CITY | CP | 13646K108 | $438.8M | 6.12% | 5,156,683 | SH |
| 11 | TEXAS INSTRS INC | TXN | 882508104 | $360.8M | 5.03% | 1,288,313 | SH |
| 12 | COMCAST CORP NEW | CMCSA | 20030N101 | $244.7M | 3.41% | 11,245,630 | SH |
| 13 | CHARTER COMMUNICATIONS INC | CHTR | 16119P108 | $86.8M | 1.21% | 782,766 | SH |
| 14 | HEICO CORP NEW | HEI.A | 422806208 | $54.2M | 0.76% | 237,578 | SH |
| 15 | WAYFAIR INC | W | 94419L101 | $38.7M | 0.54% | 377,434 | SH |
| 16 | VISA INC | V | 92826C839 | $34.9M | 0.49% | 97,012 | SH |
| 17 | ISHARES TR | EWU | 46435G334 | $12.3M | 0.17% | 264,370 | SH |
| 18 | CANADIAN NATL RY CO | CNI | 136375102 | $11.4M | 0.16% | 96,121 | SH |
| 19 | RYANAIR HOLDINGS PLC | RYAAY | 783513203 | $5.8M | 0.08% | 105,956 | SH |
| 20 | ISHARES TR | AAXJ | 464288182 | $5.2M | 0.07% | 44,713 | SH |
| 21 | DIREXION SHARES ETF TRUST | QQQE | 25459Y207 | $4.7M | 0.07% | 39,063 | SH |
| 22 | ISHARES TR | IVV | 464287200 | $3.8M | 0.05% | 4,929 | SH |
| 23 | ISHARES INC | IEMG | 46434G103 | $2.2M | 0.03% | 26,635 | SH |
| 24 | VANGUARD INTL EQUITY INDEX F | VGK | 922042874 | $752.2K | 0.01% | 8,666 | SH |
| 25 | LIBERTY CAP CORP | GLIBK | 36164V800 | $734.2K | 0.01% | 31,645 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-20 | $7.17B | 25 | 0001172661-26-004606 |
| 2026-06-30 | 2026-07-28 | $6.93B | 25 | 0001172661-26-002859 |
| 2026-03-31 | 2026-05-08 | $6.53B | 25 | 0001172661-26-001626 |
| 2025-12-31 | 2026-01-28 | $6.36B | 25 | 0001172661-26-000345 |
Filer Information
Address
NEW COURTST SWITHINS LANE
LONDON EC4N 8AL
Phone
00442072805443
Filing Manager
Rothschild & Co Wealth Management UK Ltd
London, X0
Signatory
Tara O'Hagan
Head of Compliance