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Legacy Financial Group LLC — 13F Holdings & Portfolio

CIK 1834011 · latest 13F-HR filed 2026-08-05

Backtest portfolio

Legacy Financial Group LLC manages $888.2M in 13F-reported U.S. long-equity assets across 133 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IUSG (7.89%), IVV (6.29%), SDY (6.06%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 20 new positions and exited 8; 74 existing positions rose in reported value and 19 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$888.2M

Long-equity book

Holdings
133

Distinct positions

Period
2026-06-30

Filed 2026-08-05

Q/Q Activity
+20 / −8 / ↑74 / ↓19

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
IUSG7.9% · +10%IVV6.3% · +81%SDY6.1% · +21%BUFD5.8% · -13%ESN5.1% · +20%VB4.7% · -4%BUFR4.4% · newIUSB4.0% · +36%EMXC2.9% · -30%BINC2.9% · -5%IVW2.5% · +2%DYNF2.4% · +4%PDBC2.2% · newBSCS2.2% · +8%SHYG2.1% · +6%IVE2.1% · -16%IGIB2.0% · +4%VCIT1.9% · +13%BSJU1.9% · +15%SPYV1.6% · -3%BSCV1.6% · +44%BSCW1.3% · newBSCR1.3% · -39%EFG1.2% · +10%BAI1.2% · -19%MTUM1.0% · -25%BLCR0.9% · +17%CASY0.9% · +0%HELO0.9% · -88%CORO0.8% · newIDEF0.8% · +30%USRT0.8% · -2%AOA0.8% · -2%MBB0.8% · +15%GOVT0.7% · +15%EFV0.7% · -58%TLH0.7% · -20%THRO0.7% · -36%VEA0.6% · -6%VO0.6% · +285%BRK.B0.6% · -1%ITOT0.6% · -18%IALT0.6% · newVPU0.5% · +1%VOO0.5% · -4%GGOV0.4% · newAMZN0.4% · -1%BSJQ0.4% · -45%AAPL0.3% · -1%MSFT0.3% · -2%VUG0.3% · +499%SPY0.2% · -0%DE0.2% · -1%IAU0.2% · +17%BSV0.2% · -34%WM0.2% · -1%AOR0.2% · -5%BSJR0.2% · +2%IJR0.2% · 0%WFC0.2% · +102%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 50.1%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 26, 2026.

Assets Under Management
$5.17B
Discretionary
$5.08B
Employees
50
Accounts
2,297
Address
5 APOLLO ROAD, SUITE 100
PLYMOUTH MEETING, PA 19462
Phone
(610) 943-3000
Website
Name Title / Status Ownership Type
LEGACY ADVISORS HOLDINGS, LLC ControlMEMBER
since Jan 2026
75% or moreDomestic Entity
PANVINI, VINCENT, ALBERT ControlMANAGING BOARD MEMBER
since Jan 2008
Less than 5%Individual
PIOTROWICZ, MICHAEL, THEODORE ControlMANAGING BOARD MEMBER
since Jan 2008
Less than 5%Individual
PIOTROWICZ, THEODORE, PETER ControlMANAGING BOARD MEMBER
since Jan 2019
Less than 5%Individual
SGRO, MATTHEW, JOSEPHCHIEF COMPLIANCE OFFICER/DIRECTOR OF FINANCE
since May 2020
Less than 5%Individual
Piotrowicz, Pam Control
Indirect owner via IRREV DEED OF TRUST OF PAMELA PIOTROWICZ 10-1-21
TRUSTEE
since Mar 2025
General partner, trustee or managerIndividual
IRREV DEED OF TRUST OF PAMELA PIOTROWICZ 10-1-21
Indirect owner via LEGACY ADVISORS HOLDINGS, LLC
MEMBER
since Jan 2026
25–50%Domestic Entity
Ownership & leadership changes · 7 filings with changes since Feb 28, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 26, 2026 filing
  • AddedIRREV DEED OF TRUST OF PAMELA PIOTROWICZ 10-1-21 · MEMBER · 25–50% · indirect via LEGACY ADVISORS HOLDINGS, LLC
  • AddedLEGACY ADVISORS HOLDINGS, LLC · MEMBER · 75% or more · control person
  • AddedPiotrowicz, Pam · TRUSTEE · General partner, trustee or manager · indirect via IRREV DEED OF TRUST OF PAMELA PIOTROWICZ 10-1-21 · control person
  • ChangedPANVINI, VINCENT, ALBERT · title MANAGING MEMBER → MANAGING BOARD MEMBER; ownership 10–25% → Less than 5%
  • ChangedPIOTROWICZ, MICHAEL, THEODORE · title MANAGING MEMBER → MANAGING BOARD MEMBER; ownership 50–75% → Less than 5%
  • ChangedPIOTROWICZ, THEODORE, PETER · title MANAGING MEMBER → MANAGING BOARD MEMBER; ownership 10–25% → Less than 5%
Mar 17, 2025 filing
  • No longer listedEVANS, JANE, K · MANAGING MEMBER/CHIEF OPERATING OFFICER · 5–10% · control person · listed since Jan 2008
  • No longer listedKROL, JOHN, EDWARD · MANAGING MEMBER · 10–25% · control person · listed since Jan 2008
  • No longer listedMcCallister, James, Walter · MANAGER OF OPERATIONS · Less than 5% · listed since Jan 2018
Jun 24, 2020 filing
  • No longer listedALBAHARY, RONALD, GERARD · CHIEF EXECUTIVE OFFICER · Less than 5% · listed since Jun 2018
May 20, 2020 filing
  • AddedSGRO, MATTHEW, JOSEPH · CHIEF COMPLIANCE OFFICER/DIRECTOR OF FINANCE · Less than 5%
  • ChangedMcCallister, James, Walter · title CHIEF COMPLIANCE OFFICER → MANAGER OF OPERATIONS
Mar 3, 2020 filing
  • AddedEVANS, JANE, K · MANAGING MEMBER/CHIEF OPERATING OFFICER · 5–10% · control person
  • AddedKROL, JOHN, EDWARD · MANAGING MEMBER · 10–25% · control person
  • AddedPANVINI, VINCENT, ALBERT · MANAGING MEMBER · 10–25% · control person
  • AddedPIOTROWICZ, THEODORE, PETER · MANAGING MEMBER · 10–25% · control person
  • ChangedPIOTROWICZ, MICHAEL, THEODORE · ownership 75% or more → 50–75%
Jul 26, 2018 filing
  • AddedALBAHARY, RONALD, GERARD · CHIEF EXECUTIVE OFFICER · Less than 5%
Mar 23, 2018 filing
  • No longer listedBRAUN, JASON, T · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Dec 2006
  • AddedMcCallister, James, Walter · CHIEF COMPLIANCE OFFICER · Less than 5%
Feb 28, 2012 filing (earliest on record)
  • ListedBRAUN, JASON, T · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ListedPIOTROWICZ, MICHAEL, THEODORE · MANAGING MEMBER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Legacy Financial Group LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES CORE S&P U.S. GROWTH ETF IUSG 464287671 $70.1M 7.89% 372,777 SH
2 ISHARES CORE S&P 500 ETF IVV 464287200 $55.9M 6.29% 74,646 SH
3 STATE STREET SPDR S&P DIVIDEND ETF SDY 78464A763 $53.8M 6.06% 353,819 SH
4 FT VEST LADDERED DEEP BUFFER ETF BUFD 33740U703 $51.7M 5.82% 1,739,605 SH
5 ESSENTIAL 40 STOCK ETF ESN 664925708 $45.2M 5.09% 2,274,028 SH
6 VANGUARD MORNINGSTAR SMALL-CAP ETF VB 922908751 $41.7M 4.70% 137,688 SH
7 FT VEST LADDERED BUFFER ETF BUFR 33740F755 $39.4M 4.43% 1,077,400 SH
8 ISHARES CORE TOTAL USD BOND MARKET ETF IUSB 46434V613 $35.1M 3.96% 761,427 SH
9 ISHARES MSCI EMERGING MARKETS EX CHINA ETF EMXC 46434G764 $26.2M 2.95% 255,720 SH
10 ISHARES FLEXIBLE INCOME ACTIVE ETF BINC 092528603 $25.6M 2.88% 488,882 SH
11 ISHARES S&P 500 GROWTH ETF IVW 464287309 $22.6M 2.54% 164,287 SH
12 ISHARES U.S. EQUITY FACTOR ROTATION ACTIVE ETF DYNF 09290C103 $21.0M 2.36% 308,358 SH
13 INVESCO BULLETSHARES 2029 HIGH YIELD CORPORATE BOND ETF BSJT 46138J395 $19.4M 2.18% 916,872 SH
14 INVESCO BULLETSHARES 2028 CORPORATE BOND ETF BSCS 46138J643 $19.2M 2.16% 942,654 SH
15 ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF SHYG 46434V407 $18.7M 2.11% 441,195 SH
16 ISHARES S&P 500 VALUE ETF IVE 464287408 $18.5M 2.08% 81,347 SH
17 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF IGIB 464288638 $17.7M 1.99% 332,517 SH
18 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF VCIT 92206C870 $17.2M 1.93% 207,613 SH
19 INVESCO BULLETSHARES 2030 HIGH YIELD CORPORATE BOND ETF BSJU 46139W841 $16.6M 1.87% 645,037 SH
20 STATE STREET SPDR PORTFOLIO S&P 500 VALUE ETF SPYV 78464A508 $14.6M 1.64% 239,484 SH
21 INVESCO BULLETSHARES 2031 CORPORATE BOND ETF BSCV 46138J429 $13.9M 1.56% 846,268 SH
22 INVESCO BULLETSHARES 2032 CORPORATE BOND ETF BSCW 46139W858 $11.6M 1.31% 567,841 SH
23 INVESCO BULLETSHARES 2027 CORPORATE BOND ETF BSCR 46138J783 $11.1M 1.25% 567,953 SH
24 ISHARES MSCI EAFE GROWTH ETF EFG 464288885 $10.9M 1.23% 87,986 SH
25 ISHARES A.I. INNOVATION AND TECH ACTIVE ETF BAI 09290C780 $10.7M 1.21% 203,565 SH
26 ISHARES MSCI USA MOMENTUM FACTOR ETF MTUM 46432F396 $8.7M 0.98% 25,332 SH
27 ISHARES LARGE CAP CORE ACTIVE ETF BLCR 09290C855 $8.2M 0.92% 162,345 SH
28 CASEYS GEN STORES INC COM CASY 147528103 $7.8M 0.88% 9,814 SH
29 JPMORGAN HEDGED EQUITY LADDERED OVERLAY ETF HELO 46654Q724 $7.6M 0.85% 112,131 SH
30 ISHARES INTERNATIONAL COUNTRY ROTATION ACTIVE ETF CORO 09290C764 $7.4M 0.84% 203,423 SH
31 ISHARES DEFENSE INDUSTRIALS ACTIVE ETF IDEF 09290C699 $7.4M 0.84% 233,931 SH
32 ISHARES CORE U.S. REIT ETF USRT 464288521 $7.3M 0.82% 109,467 SH
33 ISHARES CORE 80/20 AGGRESSIVE ALLOCATION ETF AOA 464289859 $7.1M 0.80% 72,975 SH
34 ISHARES MBS ETF MBB 464288588 $6.9M 0.78% 73,512 SH
35 ISHARES U.S. TREASURY BOND ETF GOVT 46429B267 $6.5M 0.73% 285,832 SH
36 ISHARES MSCI EAFE VALUE ETF EFV 464288877 $6.2M 0.70% 80,653 SH
37 ISHARES 10-20 YEAR TREASURY BOND ETF TLH 464288653 $6.1M 0.69% 60,819 SH
38 ISHARES U.S. THEMATIC ROTATION ACTIVE ETF THRO 09290C806 $5.9M 0.67% 137,517 SH
39 VANGUARD FTSE DEVELOPED MARKETS ETF VEA 921943858 $5.7M 0.64% 80,147 SH
40 VANGUARD MORNINGSTAR MID-CAP ETF VO 922908629 $5.6M 0.63% 69,800 SH
41 BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B 084670702 $5.5M 0.61% 10,915 SH
42 ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF ITOT 464287150 $5.0M 0.56% 30,512 SH
43 ISHARES SYSTEMATIC ALTERNATIVES ACTIVE ETF IALT 09290C665 $4.9M 0.56% 175,743 SH
44 VANGUARD UTILITIES ETF VPU 92204A876 $4.3M 0.49% 22,171 SH
45 VANGUARD S&P 500 ETF VOO 922908363 $4.2M 0.48% 6,165 SH
46 ISHARES GLOBAL GOVERNMENT BOND USD HEDGED ACTIVE ETF GGOV 092528835 $3.9M 0.44% 77,503 SH
47 AMAZON COM INC COM AMZN 023135106 $3.6M 0.40% 14,980 SH
48 INVESCO BULLETSHARES 2026 HIGH YIELD CORP BOND ETF BSJQ 46138J635 $3.4M 0.38% 147,878 SH
49 APPLE INC COM AAPL 037833100 $3.0M 0.34% 10,365 SH
50 MICROSOFT CORP COM MSFT 594918104 $2.8M 0.32% 7,615 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-05 $888.2M 133 0001765380-26-000289
2026-03-31 2026-05-04 $795.1M 121 0001765380-26-000140
2025-12-31 2026-02-05 $809.3M 118 0001834011-26-000002
Filer Information
Address
6000 GRAND AVE
SUITE B
DES MOINES, IA 50312
Phone
(515) 255-3306
Filing Manager
Legacy Financial Group LLC
DES MOINES, IA
Signatory
Michelle McCarthy
Chief Compliance Officer