Humankind Investments LLC — 13F Holdings & Portfolio
CIK 1845373 · latest 13F-HR filed 2026-08-14
Humankind Investments LLC manages $209.1M in 13F-reported U.S. long-equity assets across 22 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are QQQ (17.85%), SPY (11.13%), TAN (9.24%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 4 new positions and exited 2; 12 existing positions rose in reported value and 2 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-08-14
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 83.2%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Jan 7, 2026.
NEW YORK, NY 10016
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| AYE HAN, YI YI MON Control | CHIEF OPERATING OFFICER since Jan 2023 | Less than 5% | Individual |
| HUMANKIND USA, LLC Control | MANAGING MEMBER since Apr 2019 | 75% or more | Domestic Entity |
| Katz, James, J Control | CHIEF EXECUTIVE OFFICER since Apr 2019 | Less than 5% | Individual |
| Marcus, Ilana, Ruth Control | CHIEF COMPLIANCE OFFICER since Apr 2021 | Less than 5% | Individual |
| HUMANKIND FINANCIAL GROUP, PBC Control Indirect owner via HUMANKIND USA, LLC | MANAGING MEMBER since Apr 2019 | 75% or more | Domestic Entity |
| HUMANKIND TRUST Control Indirect owner via HUMANKIND FINANCIAL GROUP, PBC | MANAGING MEMBER since Apr 2019 | 75% or more | Domestic Entity |
| Katz, James, J Control Indirect owner via HUMANKIND TRUST | TRUSTEE since Mar 2019 | 75% or more | Individual |
Ownership & leadership changes · 4 filings with changes since May 13, 2019
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- AddedAYE HAN, YI YI MON · CHIEF OPERATING OFFICER · Less than 5% · control person
- AddedMarcus, Ilana, Ruth · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedKatz, James, J · title CHIEF COMPLIANCE OFFICER | CHIEF EXECUTIVE OFFICER → CHIEF EXECUTIVE OFFICER
- No longer listedHUMANKIND FINANCIAL GROUP, LLC · MANAGING MEMBER · 75% or more · indirect via HUMANKIND USA, LLC · control person · listed since Apr 2019
- No longer listedHUMANKIND TRUST · MANAGING MEMBER · 50–75% · indirect via HUMANKIND FINANCIAL GROUP, LLC · control person · listed since Apr 2019
- No longer listedKatz, James, J · MANAGING MEMBER · 25–50% · indirect via HUMANKIND FINANCIAL GROUP, LLC · control person · listed since Apr 2019
- AddedHUMANKIND FINANCIAL GROUP, PBC · MANAGING MEMBER · 75% or more · indirect via HUMANKIND USA, LLC · control person
- AddedHUMANKIND TRUST · MANAGING MEMBER · 75% or more · indirect via HUMANKIND FINANCIAL GROUP, PBC · control person
- ChangedKatz, James, J · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER | CHIEF EXECUTIVE OFFICER
- ListedHUMANKIND FINANCIAL GROUP, LLC · MANAGING MEMBER · 75% or more · indirect via HUMANKIND USA, LLC · control person
- ListedHUMANKIND TRUST · MANAGING MEMBER · 50–75% · indirect via HUMANKIND FINANCIAL GROUP, LLC · control person
- ListedHUMANKIND USA, LLC · MANAGING MEMBER · 75% or more · control person
- ListedKatz, James, J · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedKatz, James, J · TRUSTEE · 75% or more · indirect via HUMANKIND TRUST · control person
- ListedKatz, James, J · MANAGING MEMBER · 25–50% · indirect via HUMANKIND FINANCIAL GROUP, LLC · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- INVESCO QQQ TR$8.1M +27.6%
- INVESCO EXCH TRADED FD TR II$7.7M +65.9%
- ARK ETF TR$6.0M +59.2%
- CISCO SYS INC$3.3M +51.4%
- STATE STR SPDR S&P 500 ETF T$3.0M +14.8%
New Positions
- ISHARES INC$3.2M
- ASE TECHNOLOGY HLDG CO LTD$301.9K
- ASML HLDG NV$224.8K
- TAIWAN SEMICONDUCTOR MANUFAC$224.5K
Humankind Investments LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | INVESCO QQQ TR | QQQ | 46090E103 | $37.3M | 17.85% | 50,700 | SH |
| 2 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $23.3M | 11.13% | 31,170 | SH |
| 3 | INVESCO EXCH TRADED FD TR II | TAN | 46138G706 | $19.3M | 9.24% | 326,500 | SH |
| 4 | MICROSOFT CORP | MSFT | 594918104 | $19.1M | 9.12% | 51,100 | SH |
| 5 | APPLE INC | AAPL | 037833100 | $16.4M | 7.86% | 56,800 | SH |
| 6 | ARK ETF TR | ARKG | 00214Q302 | $16.2M | 7.76% | 386,000 | SH |
| 7 | ISHARES TR | IWM | 464287655 | $15.3M | 7.31% | 50,860 | SH |
| 8 | CISCO SYS INC | CSCO | 17275R102 | $9.9M | 4.71% | 83,900 | SH |
| 9 | ISHARES TR | IBB | 464287556 | $9.5M | 4.55% | 50,000 | SH |
| 10 | ISHARES BITCOIN TRUST ETF | IBIT | 46438F101 | $7.7M | 3.69% | 232,000 | SH |
| 11 | GLOBAL X FDS | ZAP | 37960A370 | $6.9M | 3.31% | 200,000 | SH |
| 12 | BRISTOL-MYERS SQUIBB CO | BMY | 110122108 | $5.8M | 2.76% | 100,000 | SH |
| 13 | PFIZER INC | PFE | 717081103 | $5.1M | 2.43% | 211,000 | SH |
| 14 | SYNOPSYS INC | SNPS | 871607107 | $4.5M | 2.13% | 10,000 | SH |
| 15 | SONY GROUP CORP | SONY | 835699307 | $4.1M | 1.94% | 202,195 | SH |
| 16 | ISHARES INC | EWJ | 46434G822 | $3.2M | 1.51% | 33,896 | SH |
| 17 | APOGEE THERAPEUTICS INC | APGE | 03770N101 | $2.3M | 1.11% | 17,500 | SH |
| 18 | EXELIXIS INC | EXEL | 30161Q104 | $1.4M | 0.69% | 26,500 | SH |
| 19 | BIOMARIN PHARMACEUTICAL INC | BMRN | 09061G101 | $1.1M | 0.54% | 19,800 | SH |
| 20 | ASE TECHNOLOGY HLDG CO LTD | ASX | 00215W100 | $301.9K | 0.14% | 6,692 | SH |
| 21 | ASML HLDG NV | ASML | N07059210 | $224.8K | 0.11% | 113 | SH |
| 22 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $224.5K | 0.11% | 470 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-14 | $209.1M | 22 | 0001420506-26-001709 |
| 2026-03-31 | 2026-05-15 | $175.1M | 20 | 0001420506-26-001122 |
| 2025-12-31 | 2026-02-17 | $222.9M | 18 | 0001420506-26-000523 |
| 2025-09-30 | 2025-11-14 | $436.8M | 153 | 0001420506-25-003273 |
NEW YORK, NY 10016