Strata Wealth Advisors, LLC — 13F Holdings & Portfolio
CIK 1946237 · latest 13F-HR filed 2026-10-16
Strata Wealth Advisors, LLC manages $426.3M in 13F-reported U.S. long-equity assets across 98 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are FNDF (14.76%), VUG (12.26%), BRK.B (6.56%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 10 new positions and exited 9; 31 existing positions rose in reported value and 28 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$426.3M
Long-equity book
Holdings
98
Distinct positions
Period
2026-09-30
Filed 2026-10-16
Q/Q Activity
+10 / −9 / ↑31 / ↓28
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26FNDF14.8% · +1%VUG12.3% · -2%BRK.B6.6% · -8%CGXU5.8% · +9%DFEV4.6% · +2%FNDX4.6% · +1%CAOS4.4% · +118%CGHM4.1% · +86%VGLT3.9% · newSPTL3.0% · newPYLD2.8% · +34%BRK.A2.5% · -7%AAPL2.2% · +25%FMDE2.1% · +12%VOO2.1% · +11%FBND1.8% · +8%ANET1.5% · -8%TLH1.5% · newNVDA1.4% · +6%GOOG1.4% · +1%MSFT1.1% · +17%XTEN1.0% · newADI0.9% · -3%CVX0.9% · -10%AXP0.6% · -31%AWI0.6% · +0%DFIV0.6% · +2%BKNG0.5% · -5%SCHW0.5% · -34%SPY0.5% · -0%QQQ0.5% · -5%VO0.4% · +6%EFG0.4% · -0%MU0.4% · +19%IVV0.3% · -0%AMZN0.3% · +28%BOND0.3% · +12%ICF0.3% · +9%AVGO0.2% · +5%FBTC0.2% · 0%VGSH0.2% · -98%SGI0.2% · -1%KO0.2% · +3%GOOGL0.2% · +6%RSP0.2% · -2%RPRX0.2% · +0%PGR0.2% · -14%MRK0.2% · +2%VTI0.2% · +10%JNJ0.2% · +3%XOM0.2% · +16%META0.2% · +22%TSLA0.2% · -7%NVR0.1% · -28%PM0.1% · +3%SCHD0.1% · 0%LLY0.1% · +5%VNQ0.1% · +8%ABBV0.1% · +4%JPM0.1% · +10%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 64%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Aug 6, 2026.
Assets Under Management
$886.1M
Discretionary
$886.1M
Employees
14
Accounts
961
Address
8750 N. CENTRAL EXPRESSWAY
SUITE 1875
DALLAS, TX 75231
SUITE 1875
DALLAS, TX 75231
Phone
(214) 420-7020
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| KRP HOLDINGS, LLC Control | MEMBER since Apr 2017 | 75% or more | Domestic Entity |
| PAINTER, KENNETH, ROY Control | CHIEF EXECUTIVE OFFICER since Apr 2017 | Less than 5% | Individual |
| PATEL, VYOMA, VIPUL Control | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF OPERATIONS since Apr 2017 | Less than 5% | Individual |
| WALLACE, DUSTY, DAWN Control | PRESIDENT AND DIRECTOR OF FINANCIAL PLANNING since Aug 2021 | Less than 5% | Individual |
| WHIDBY, MARK, WENDALL Control | CHIEF INVESTMENT OFFICER since Jun 2022 | Less than 5% | Individual |
| ACI BEARS & BEYOND HOLDING, LLC | MEMBER since Jan 2024 | 5–10% | Domestic Entity |
| CUMBACO, LLC | MEMBER since Apr 2017 | Less than 5% | Domestic Entity |
| OMSHANTIOM, LLC | MEMBER since Jan 2024 | 5–10% | Domestic Entity |
| CUMBA REVOCABLE TRUST DATED 01/23/2017 Control Indirect owner via CUMBACO, LLC | MEMBER since Apr 2017 | 75% or more | Domestic Entity |
| CUMBA, BRANDON, KEITH Control Indirect owner via CUMBA REVOCABLE TRUST DATED 01/23/2017 | CO-TRUSTEE since Jan 2017 | General partner, trustee or manager | Individual |
| CUMBA, REBEKAH, ANNE Control Indirect owner via CUMBA REVOCABLE TRUST DATED 01/23/2017 | CO-TRUSTEE since Jan 2017 | General partner, trustee or manager | Individual |
| PAINTER, KENNETH, ROY Control Indirect owner via KRP HOLDINGS, LLC | MEMBER AND MANAGER since Apr 2017 | 75% or more | Individual |
| PATEL, VIPUL, SHANTILAL Control Indirect owner via VYOMA AND VIPUL PATEL REVOCABLE LIVING TRUST, DATED 12/17/2012 | CO-TRUSTEE since Dec 2012 | General partner, trustee or manager | Individual |
| PATEL, VYOMA, VIPUL Control Indirect owner via VYOMA AND VIPUL PATEL REVOCABLE LIVING TRUST, DATED 12/17/2012 | CO-TRUSTEE since Dec 2012 | General partner, trustee or manager | Individual |
| VYOMA AND VIPUL PATEL REVOCABLE LIVING TRUST, DATED 12/17/2012 Control Indirect owner via OMSHANTIOM, LLC | MEMBER since Dec 2023 | 75% or more | Domestic Entity |
| WALLACE, ADAM, NO MIDDLE NAME Control Indirect owner via ACI BEARS & BEYOND HOLDING, LLC | MEMBER since Dec 2023 | 50–75% | Individual |
| WALLACE, DUSTY, DAWN Control Indirect owner via ACI BEARS & BEYOND HOLDING, LLC | MEMBER AND MANAGER since Dec 2023 | 50–75% | Individual |
Ownership & leadership changes · 7 filings with changes since Mar 31, 2017
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Jul 16, 2026 filing
- No longer listedBECKER REVOCABLE LIVING TRUST, DATED 11/30/2021 · MEMBER · 75% or more · indirect via BECKER STRATA HOLDINGS, LLC · control person · listed since Jan 2022
- No longer listedBECKER STRATA HOLDINGS, LLC · MEMBER · 5–10% · listed since Jan 2022
- No longer listedBECKER, DANIEL, WAYNE · CO-TRUSTEE · General partner, trustee or manager · indirect via BECKER REVOCABLE LIVING TRUST, DATED 11/30/2021 · control person · listed since Nov 2024
- No longer listedBECKER, JACLYN, DENNIS · CO-TRUSTEE · General partner, trustee or manager · indirect via BECKER REVOCABLE LIVING TRUST, DATED 11/30/2021 · control person · listed since Nov 2021
Mar 20, 2026 filing
- ChangedOMSHANTIOM, LLC · title OWNER → MEMBER
- ChangedWALLACE, DUSTY, DAWN · indirect via ACI BEARS & BEYOND HOLDING, LLC: title MEMBER → MEMBER AND MANAGER
Mar 28, 2024 filing
- No longer listedBECKER, DANIEL, WAYNE · MANAGING MEMBER · General partner, trustee or manager · indirect via BECKER STRATA HOLDINGS, LLC · control person · listed since Jan 2022
- No longer listedCUMBA, BRANDON, KEITH · MANAGING MEMBER · 75% or more · indirect via CUMBACO, LLC · control person · listed since Feb 2017
- AddedACI BEARS & BEYOND HOLDING, LLC · MEMBER · 5–10%
- AddedBECKER REVOCABLE LIVING TRUST, DATED 11/30/2021 · MEMBER · 75% or more · indirect via BECKER STRATA HOLDINGS, LLC · control person
- AddedBECKER, DANIEL, WAYNE · CO-TRUSTEE · General partner, trustee or manager · indirect via BECKER REVOCABLE LIVING TRUST, DATED 11/30/2021 · control person
- AddedBECKER, JACLYN, DENNIS · CO-TRUSTEE · General partner, trustee or manager · indirect via BECKER REVOCABLE LIVING TRUST, DATED 11/30/2021 · control person
- AddedCUMBA REVOCABLE TRUST DATED 01/23/2017 · MEMBER · 75% or more · indirect via CUMBACO, LLC · control person
- AddedCUMBA, BRANDON, KEITH · CO-TRUSTEE · General partner, trustee or manager · indirect via CUMBA REVOCABLE TRUST DATED 01/23/2017 · control person
- AddedCUMBA, REBEKAH, ANNE · CO-TRUSTEE · General partner, trustee or manager · indirect via CUMBA REVOCABLE TRUST DATED 01/23/2017 · control person
- AddedOMSHANTIOM, LLC · OWNER · 5–10%
- AddedPATEL, VIPUL, SHANTILAL · CO-TRUSTEE · General partner, trustee or manager · indirect via VYOMA AND VIPUL PATEL REVOCABLE LIVING TRUST, DATED 12/17/2012 · control person
- AddedPATEL, VYOMA, VIPUL · CO-TRUSTEE · General partner, trustee or manager · indirect via VYOMA AND VIPUL PATEL REVOCABLE LIVING TRUST, DATED 12/17/2012 · control person
- AddedVYOMA AND VIPUL PATEL REVOCABLE LIVING TRUST, DATED 12/17/2012 · MEMBER · 75% or more · indirect via OMSHANTIOM, LLC · control person
- AddedWALLACE, ADAM, NO MIDDLE NAME · MEMBER · 50–75% · indirect via ACI BEARS & BEYOND HOLDING, LLC · control person
- AddedWALLACE, DUSTY, DAWN · MEMBER · 50–75% · indirect via ACI BEARS & BEYOND HOLDING, LLC · control person
- AddedWHIDBY, MARK, WENDALL · CHIEF INVESTMENT OFFICER · Less than 5% · control person
- ChangedPAINTER, KENNETH, ROY · indirect via KRP HOLDINGS, LLC: title MANAGING MEMBER → MEMBER AND MANAGER
- ChangedPATEL, VYOMA, VIPUL · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER AND DIRECTOR OF OPERATIONS; ownership 5–10% → Less than 5%
- ChangedWALLACE, DUSTY, DAWN · now a control person
Apr 13, 2023 filing
- No longer listedCUMBA, BRANDON, KEITH · DIRECTOR OF ADVISORY SERVICES · Less than 5% · control person · listed since Apr 2017
- ChangedWALLACE, DUSTY, DAWN · title DIRECTOR OF FINANCIAL PLANNING → PRESIDENT AND DIRECTOR OF FINANCIAL PLANNING
Mar 28, 2023 filing
- AddedBECKER STRATA HOLDINGS, LLC · MEMBER · 5–10%
- AddedBECKER, DANIEL, WAYNE · MANAGING MEMBER · General partner, trustee or manager · indirect via BECKER STRATA HOLDINGS, LLC · control person
- AddedWALLACE, DUSTY, DAWN · DIRECTOR OF FINANCIAL PLANNING · Less than 5%
- ChangedCUMBACO, LLC · ownership 5–10% → Less than 5%
- ChangedPATEL, VYOMA, VIPUL · ownership Less than 5% → 5–10%
Feb 19, 2020 filing
- ChangedCUMBA, BRANDON, KEITH · title CHIEF FINANCIAL OFFICER → DIRECTOR OF ADVISORY SERVICES; ownership 5–10% → Less than 5%
- ChangedPAINTER, KENNETH, ROY · ownership 75% or more → Less than 5%
Feb 13, 2019 filing
- AddedCUMBA, BRANDON, KEITH · CHIEF FINANCIAL OFFICER · 5–10% · control person
- AddedPAINTER, KENNETH, ROY · CHIEF EXECUTIVE OFFICER · 75% or more · control person
Mar 31, 2017 filing (earliest on record)
- ListedCUMBA, BRANDON, KEITH · MANAGING MEMBER · 75% or more · indirect via CUMBACO, LLC · control person
- ListedCUMBACO, LLC · MEMBER · 5–10%
- ListedKRP HOLDINGS, LLC · MEMBER · 75% or more · control person
- ListedPAINTER, KENNETH, ROY · MANAGING MEMBER · 75% or more · indirect via KRP HOLDINGS, LLC · control person
- ListedPATEL, VYOMA, VIPUL · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- EA SERIES TRUST$10.1M +118.6%
- CAPITAL GRP FIXED INCM ETF T$7.5M +73.5%
- APPLE INC$2.8M +43.3%
- PIMCO ETF TR$2.7M +28.1%
- MICROSOFT CORP$1.8M +60.8%
Top Trims
- VANGUARD SCOTTSDALE FDS-$49.4M -98.1%
- BERKSHIRE HATHAWAY INC DEL-$2.4M -8.0%
- AMERICAN EXPRESS CO-$1.7M -38.3%
- CHARLES SCHWAB CORP (THE)-$899.8K -30.6%
- BERKSHIRE HATHAWAY INC DEL-$774.7K -6.9%
New Positions
- VANGUARD SCOTTSDALE FDS$16.6M
- SPDR SERIES TRUST$13.0M
- ISHARES TR$6.5M
- BONDBLOXX ETF TRUST$4.4M
- EXXONMOBIL HOLDINGS CORP$710.6K
Exited Positions
- ISHARES TR$2.2M
- MANPOWERGROUP INC WIS$711.0K
- SANDISK CORP$557.1K
- EXXON MOBIL CORP$512.5K
- PEPSICO INC$341.2K
Strata Wealth Advisors, LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SCHWAB STRATEGIC TR | FNDF | 808524755 | $62.9M | 14.76% | 1,170,858 | SH |
| 2 | VANGUARD INDEX FDS | VUG | 922908736 | $52.2M | 12.26% | 579,840 | SH |
| 3 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $28.0M | 6.56% | 56,188 | SH |
| 4 | CAPITAL GROUP INTL FOCUS EQT | CGXU | 14019W109 | $24.5M | 5.76% | 715,781 | SH |
| 5 | DIMENSIONAL ETF TRUST | DFEV | 25434V740 | $19.8M | 4.64% | 466,305 | SH |
| 6 | SCHWAB STRATEGIC TR | FNDX | 808524771 | $19.6M | 4.59% | 621,984 | SH |
| 7 | EA SERIES TRUST | CAOS | 02072L516 | $18.6M | 4.37% | 205,755 | SH |
| 8 | CAPITAL GRP FIXED INCM ETF T | CGHM | 14020Y805 | $17.6M | 4.13% | 731,072 | SH |
| 9 | VANGUARD SCOTTSDALE FDS | VGLT | 92206C847 | $16.6M | 3.89% | 330,827 | SH |
| 10 | SPDR SERIES TRUST | SPTL | 78464A664 | $13.0M | 3.05% | 544,531 | SH |
| 11 | PIMCO ETF TR | PYLD | 72201R585 | $12.1M | 2.84% | 477,241 | SH |
| 12 | BERKSHIRE HATHAWAY INC DEL | BRK.A | 084670108 | $10.5M | 2.45% | 14 | SH |
| 13 | APPLE INC | AAPL | 037833100 | $9.3M | 2.18% | 27,958 | SH |
| 14 | FIDELITY COVINGTON TRUST | FMDE | 31609A503 | $9.2M | 2.15% | 226,635 | SH |
| 15 | VANGUARD INDEX FDS | VOO | 922908363 | $9.1M | 2.12% | 12,925 | SH |
| 16 | FIDELITY MERRIMACK STR TR | FBND | 316188309 | $7.8M | 1.83% | 179,980 | SH |
| 17 | ARISTA NETWORKS INC | ANET | 040413205 | $6.6M | 1.54% | 32,342 | SH |
| 18 | ISHARES TR | TLH | 464288653 | $6.5M | 1.54% | 71,026 | SH |
| 19 | NVIDIA CORPORATION | NVDA | 67066G104 | $6.2M | 1.45% | 27,044 | SH |
| 20 | ALPHABET INC | GOOG | 02079K107 | $6.2M | 1.45% | 18,087 | SH |
| 21 | MICROSOFT CORP | MSFT | 594918104 | $4.7M | 1.10% | 9,129 | SH |
| 22 | BONDBLOXX ETF TRUST | XTEN | 09789C812 | $4.4M | 1.02% | 102,768 | SH |
| 23 | ANALOG DEVICES INC | ADI | 032654105 | $3.9M | 0.92% | 9,937 | SH |
| 24 | CHEVRON CORPORATION | CVX | 166764100 | $3.7M | 0.87% | 18,195 | SH |
| 25 | AMERICAN EXPRESS CO | AXP | 025816109 | $2.7M | 0.63% | 8,821 | SH |
| 26 | ARMSTRONG WORLD INDS INC NEW | AWI | 04247X102 | $2.5M | 0.59% | 15,548 | SH |
| 27 | DIMENSIONAL ETF TRUST | DFIV | 25434V807 | $2.5M | 0.57% | 43,878 | SH |
| 28 | BOOKING HOLDINGS INC | BKNG | 09857L108 | $2.2M | 0.51% | 13,384 | SH |
| 29 | CHARLES SCHWAB CORP (THE) | SCHW | 808513105 | $2.0M | 0.48% | 20,912 | SH |
| 30 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $2.0M | 0.46% | 2,597 | SH |
| 31 | INVESCO QQQ TR | QQQ | 46090E103 | $1.9M | 0.46% | 2,633 | SH |
| 32 | VANGUARD INDEX FDS | VO | 922908629 | $1.9M | 0.44% | 23,689 | SH |
| 33 | ISHARES TR | EFG | 464288885 | $1.8M | 0.43% | 15,397 | SH |
| 34 | MICRON TECHNOLOGY INC | MU | 595112103 | $1.6M | 0.38% | 1,506 | SH |
| 35 | ISHARES TR | IVV | 464287200 | $1.5M | 0.35% | 1,931 | SH |
| 36 | AMAZON COM INC | AMZN | 023135106 | $1.4M | 0.32% | 5,489 | SH |
| 37 | PIMCO ETF TR | BOND | 72201R775 | $1.2M | 0.28% | 13,483 | SH |
| 38 | ISHARES TR | ICF | 464287564 | $1.2M | 0.27% | 18,601 | SH |
| 39 | BROADCOM INC | AVGO | 11135F101 | $1.0M | 0.25% | 2,974 | SH |
| 40 | FIDELITY WISE ORIGIN BITCOIN | FBTC | 315948109 | $1.0M | 0.24% | 14,373 | SH |
| 41 | VANGUARD SCOTTSDALE FDS | VGSH | 92206C102 | $981.4K | 0.23% | 17,050 | SH |
| 42 | SOMNIGROUP INTERNATIONAL INC | SGI | 88023U101 | $973.1K | 0.23% | 15,668 | SH |
| 43 | COCA COLA CO | KO | 191216100 | $862.6K | 0.20% | 10,021 | SH |
| 44 | ALPHABET INC | GOOGL | 02079K305 | $761.4K | 0.18% | 2,213 | SH |
| 45 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $756.8K | 0.18% | 3,638 | SH |
| 46 | ROYALTY PHARMA PLC | RPRX | G7709Q104 | $738.7K | 0.17% | 12,658 | SH |
| 47 | PROGRESSIVE CORP | PGR | 743315103 | $728.3K | 0.17% | 3,513 | SH |
| 48 | MERCK & CO INC | MRK | 58933Y105 | $721.3K | 0.17% | 4,964 | SH |
| 49 | VANGUARD INDEX FDS | VTI | 922908769 | $720.3K | 0.17% | 1,925 | SH |
| 50 | JOHNSON & JOHNSON | JNJ | 478160104 | $720.1K | 0.17% | 2,720 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-16 | $426.3M | 98 | 0001946237-26-000007 |
| 2026-06-30 | 2026-08-05 | $410.0M | 97 | 0001946237-26-000006 |
| 2026-03-31 | 2026-04-28 | $364.7M | 87 | 0001946237-26-000003 |
| 2025-12-31 | 2026-02-12 | $359.4M | 90 | 0001946237-26-000002 |
Filer Information
Address
8750 N. CENTRAL EXPRESSWAYSUITE 1875
DALLAS, TX 75231
Phone
(214) 420-7020
Filing Manager
Strata Wealth Advisors, LLC
DALLAS, TX
Signatory
Vyoma Patel
Chief Compliance Officer & Director of Operations