Compass Financial Services Inc — 13F Holdings & Portfolio
CIK 2039088 · latest 13F-HR filed 2026-05-01
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$230.9M
Long-equity book
56
Distinct positions
2026-03-31
Filed 2026-05-01
+3 / −241 / ↑17 / ↓15
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- FIRST TRUST$8.9M +44053.0%
- JPMORGAN HEDGED$4.1M +192.6%
- GLOBAL X$2.5M +243.9%
- FIRST TRUST$2.4M +39.1%
- FIRST TRUST$2.2M +1409.0%
Top Trims
- WISDOMTREE US-$9.1M -31.3%
- FIRST TRUST-$4.7M -27.3%
- JPMORGAN-$2.3M -10.1%
- STATE STREET-$2.0M -5.3%
- ISHARES CORE-$2.0M -24.2%
Exited Positions
- GLOBAL X$2.4M
- VANGUARD MID$254.0K
- INNOVATOR U S$200.1K
- ALPHABET INC$184.4K
- ISHARES CORE$177.6K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | STATE STREET | SPYM | 78464A854 | $36.3M | 15.72% | 474,091 | SH |
| 2 | JPMORGAN | JPST | 46641Q837 | $20.2M | 8.76% | 399,647 | SH |
| 3 | WISDOMTREE US | DGRW | 97717X669 | $20.0M | 8.66% | 227,624 | SH |
| 4 | INVESCO NASDAQ | QQQM | 46138G649 | $13.7M | 5.94% | 57,711 | SH |
| 5 | FIRST TRUST | KNG | 33739Q705 | $12.5M | 5.44% | 257,645 | SH |
| 6 | JPMORGAN | JEPQ | 46654Q203 | $12.0M | 5.18% | 215,569 | SH |
| 7 | STATE STREET | VLU | 78464A128 | $10.1M | 4.39% | 47,155 | SH |
| 8 | INVESCO S&P | SPMO | 46138E339 | $9.9M | 4.29% | 88,356 | SH |
| 9 | FIRST TRUST | RDVY | 33738R506 | $8.9M | 3.86% | 130,674 | SH |
| 10 | FIRST TRUST | FDL | 336917109 | $8.4M | 3.64% | 165,278 | SH |
| 11 | STATE STREET | BIL | 78468R663 | $6.8M | 2.96% | 74,643 | SH |
| 12 | JPMORGAN HEDGED | HELO | 46654Q724 | $6.2M | 2.70% | 97,626 | SH |
| 13 | ISHARES CORE | DIVB | 46435U861 | $6.2M | 2.69% | 115,134 | SH |
| 14 | GLOBAL X | XYLD | 37954Y475 | $5.5M | 2.39% | 141,214 | SH |
| 15 | STATE STREET | SPYG | 78464A409 | $5.3M | 2.28% | 53,793 | SH |
| 16 | WISDOMTREE EQUITY | WTPI | 97717X560 | $5.1M | 2.20% | 158,923 | SH |
| 17 | FIRST TRUST | RDVI | 33738D879 | $3.9M | 1.69% | 152,564 | SH |
| 18 | GLOBAL X | QYLD | 37954Y483 | $3.5M | 1.51% | 203,817 | SH |
| 19 | INVESCO S&P | RSPA | 46090A697 | $3.4M | 1.48% | 68,302 | SH |
| 20 | FIRST TRUST | FGD | 33734X200 | $3.1M | 1.35% | 97,466 | SH |
| 21 | INVESCO QQQ | QQQ | 46090E103 | $2.9M | 1.27% | 5,086 | SH |
| 22 | CASEYS GENL | CASY | 147528103 | $2.5M | 1.08% | 3,424 | SH |
| 23 | FIRST TRUST | BUFD | 33740U703 | $2.3M | 1.02% | 83,709 | SH |
| 24 | VANGUARD HIGH | VYM | 921946406 | $2.1M | 0.92% | 14,364 | SH |
| 25 | FIRST TRUST | BUFR | 33740F755 | $2.1M | 0.92% | 62,850 | SH |
| 26 | WISDOMTREE FLOATING | USFR | 97717Y527 | $2.0M | 0.85% | 38,991 | SH |
| 27 | VANGUARD DIVIDEND | VIG | 921908844 | $1.5M | 0.66% | 7,088 | SH |
| 28 | APPLE INC | AAPL | 037833100 | $1.5M | 0.65% | 5,939 | SH |
| 29 | STATE STREET | SPY | 78462F103 | $1.1M | 0.48% | 1,707 | SH |
| 30 | VANGUARD S&P | VOO | 922908363 | $1.1M | 0.46% | 1,767 | SH |
| 31 | ISHARES RUSSELL | IWY | 464289438 | $854.8K | 0.37% | 3,435 | SH |
| 32 | ISHARES CORE | DGRO | 46434V621 | $793.1K | 0.34% | 11,300 | SH |
| 33 | MICROSOFT CORP | MSFT | 594918104 | $733.7K | 0.32% | 1,982 | SH |
| 34 | BERKSHIRE HATHAWAY | BRK.B | 084670702 | $713.5K | 0.31% | 1,489 | SH |
| 35 | ISHARES CORE | IEFA | 46432F842 | $609.1K | 0.26% | 6,728 | SH |
| 36 | ALPHABET INC | GOOGL | 02079K305 | $580.6K | 0.25% | 2,019 | SH |
| 37 | DEERE & CO | DE | 244199105 | $496.7K | 0.22% | 881 | SH |
| 38 | STATE STREET | SPYV | 78464A508 | $469.0K | 0.20% | 8,289 | SH |
| 39 | WALMART INC | WMT | 931142103 | $461.6K | 0.20% | 3,714 | SH |
| 40 | ISHARES CORE | HDV | 46429B663 | $452.1K | 0.20% | 3,331 | SH |
| 41 | ISHARES S&P | IVE | 464287408 | $403.1K | 0.17% | 1,909 | SH |
| 42 | WELLS FARGO | WFC | 949746101 | $339.6K | 0.15% | 4,265 | SH |
| 43 | ISHARES SILVER | SLV | 46428Q109 | $329.7K | 0.14% | 4,838 | SH |
| 44 | EXXON MOBIL | XOM | 30231G102 | $317.9K | 0.14% | 1,873 | SH |
| 45 | GLOBAL X | AIQ | 37954Y632 | $311.7K | 0.14% | 6,678 | SH |
| 46 | STATE STREET | XLK | 81369Y803 | $277.7K | 0.12% | 2,089 | SH |
| 47 | ABBVIE INC | ABBV | 00287Y109 | $268.3K | 0.12% | 1,233 | SH |
| 48 | FIRST TRUST | GFEB | 33740U737 | $267.2K | 0.12% | 6,503 | SH |
| 49 | FIRST TRUST | TDIV | 33738R118 | $264.5K | 0.11% | 2,823 | SH |
| 50 | INVESCO CEF | PCEF | 46138E404 | $246.7K | 0.11% | 13,108 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-01 | $230.9M | 56 | 0002072075-26-000006 |
| 2025-12-31 | 2026-02-27 | $232.0M | 294 | 0002039088-26-000001 |