Compass Financial Services Inc — 13F Holdings & Portfolio
CIK 2039088 · latest 13F-HR filed 2026-07-24
Compass Financial Services Inc manages $267.5M in 13F-reported U.S. long-equity assets across 57 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SPYM (15.96%), DGRW (8.27%), JPST (7.49%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 2 new positions and exited 1; 44 existing positions rose in reported value and 4 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-07-24
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 66.1%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Aug 12, 2026.
ORMOND BEACH, FL 32174
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| COMPASS FINANCIAL MANAGEMENT GROUP, INC. Control | MEMBER since Sep 2021 | 25–50% | Domestic Entity |
| MASSEBEAU, THOMAS, CLYDE Control | PRESIDENT since Sep 2021 | Less than 5% | Individual |
| SANDERS, TARA, ASHLEY Control | MANAGING MEMBER / CEO / CCO since Sep 2021 | 50–75% | Individual |
| MASSEBEAU, THOMAS, CLYDE Control Indirect owner via COMPASS FINANCIAL MANAGEMENT GROUP, INC. | MANAGING MEMBER since Feb 1996 | General partner, trustee or manager | Individual |
Ownership & leadership changes · 2 filings with changes since Dec 13, 2021
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- ChangedMASSEBEAU, THOMAS, CLYDE · title MANAGING PARTNER → PRESIDENT
- ChangedSANDERS, TARA, ASHLEY · title MANAGING MEMBER / PRESIDENT / CEO / CCO → MANAGING MEMBER / CEO / CCO
- ChangedMASSEBEAU, THOMAS, CLYDE · title CEO → MANAGING PARTNER
- ChangedSANDERS, TARA, ASHLEY · title MANAGING MEMBER / PRESIDENT / CCO → MANAGING MEMBER / PRESIDENT / CEO / CCO
- ListedCOMPASS FINANCIAL MANAGEMENT GROUP, INC. · MEMBER · 25–50% · control person
- ListedMASSEBEAU, THOMAS, CLYDE · MANAGING MEMBER · General partner, trustee or manager · indirect via COMPASS FINANCIAL MANAGEMENT GROUP, INC. · control person
- ListedMASSEBEAU, THOMAS, CLYDE · CEO · Less than 5% · control person
- ListedSANDERS, TARA, ASHLEY · MANAGING MEMBER / PRESIDENT / CCO · 50–75% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- STATE STREET$6.4M +17.7%
- INVESCO S&P$4.9M +49.0%
- INVESCO NASDAQ$4.2M +30.8%
- JPMORGAN$2.5M +20.6%
- FIRST TRUST$2.1M +24.0%
Top Trims
- EXXON MOBIL-$61.5K -19.3%
- WELLS FARGO-$55.1K -16.2%
- WALMART INC-$49.3K -10.7%
- ISHARES SILVER-$47.5K -14.4%
Compass Financial Services Inc Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | STATE STREET | SPYM | 78464A854 | $42.7M | 15.96% | 485,904 | SH |
| 2 | WISDOMTREE US | DGRW | 97717X669 | $22.1M | 8.27% | 231,370 | SH |
| 3 | JPMORGAN | JPST | 46641Q837 | $20.0M | 7.49% | 396,256 | SH |
| 4 | INVESCO NASDAQ | QQQM | 46138G649 | $17.9M | 6.70% | 59,196 | SH |
| 5 | INVESCO S&P | SPMO | 46138E339 | $14.8M | 5.52% | 91,396 | SH |
| 6 | JPMORGAN | JEPQ | 46654Q203 | $14.4M | 5.39% | 234,825 | SH |
| 7 | FIRST TRUST | KNG | 33739Q705 | $13.6M | 5.09% | 269,549 | SH |
| 8 | STATE STREET | VLU | 78464A128 | $11.7M | 4.36% | 48,951 | SH |
| 9 | FIRST TRUST | RDVY | 33738R506 | $11.1M | 4.13% | 136,465 | SH |
| 10 | FIRST TRUST | FDL | 336917109 | $8.4M | 3.16% | 173,592 | SH |
| 11 | STATE STREET | BIL | 78468R663 | $7.5M | 2.82% | 82,209 | SH |
| 12 | ISHARES CORE | DIVB | 46435U861 | $7.5M | 2.79% | 121,351 | SH |
| 13 | JPMORGAN HEDGED | HELO | 46654Q724 | $7.4M | 2.77% | 109,761 | SH |
| 14 | STATE STREET | SPYG | 78464A409 | $6.6M | 2.47% | 55,482 | SH |
| 15 | GLOBAL X | XYLD | 37954Y475 | $6.0M | 2.24% | 146,670 | SH |
| 16 | WISDOMTREE EQUITY | WTPI | 97717X560 | $5.7M | 2.15% | 175,132 | SH |
| 17 | FIRST TRUST | RDVI | 33738D879 | $4.7M | 1.76% | 160,135 | SH |
| 18 | GLOBAL X | QYLD | 37954Y483 | $4.1M | 1.53% | 222,006 | SH |
| 19 | INVESCO QQQ | QQQ | 46090E103 | $3.7M | 1.40% | 5,074 | SH |
| 20 | FIRST TRUST | FGD | 33734X200 | $3.4M | 1.28% | 107,269 | SH |
| 21 | INVESCO S&P | RSPA | 46090A697 | $3.4M | 1.26% | 63,380 | SH |
| 22 | FIRST TRUST | BUFD | 33740U703 | $2.9M | 1.07% | 96,376 | SH |
| 23 | FIRST TRUST | BUFR | 33740F755 | $2.7M | 1.01% | 74,250 | SH |
| 24 | CASEYS GENL | CASY | 147528103 | $2.7M | 1.01% | 3,403 | SH |
| 25 | WISDOMTREE FLOATING | USFR | 97717Y527 | $2.6M | 0.97% | 51,327 | SH |
| 26 | VANGUARD HIGH | VYM | 921946406 | $2.3M | 0.85% | 14,436 | SH |
| 27 | APPLE INC | AAPL | 037833100 | $1.7M | 0.64% | 5,936 | SH |
| 28 | VANGUARD DIVIDEND | VIG | 921908844 | $1.7M | 0.63% | 7,100 | SH |
| 29 | STATE STREET | SPY | 78462F103 | $1.3M | 0.47% | 1,675 | SH |
| 30 | VANGUARD S&P | VOO | 922908363 | $1.2M | 0.45% | 1,770 | SH |
| 31 | ISHARES RUSSELL | IWY | 464289438 | $998.6K | 0.37% | 3,436 | SH |
| 32 | ISHARES CORE | DGRO | 46434V621 | $857.8K | 0.32% | 11,318 | SH |
| 33 | ISHARES CORE | IEFA | 46432F842 | $747.2K | 0.28% | 7,737 | SH |
| 34 | BERKSHIRE HATHAWAY | BRK.B | 084670702 | $745.1K | 0.28% | 1,489 | SH |
| 35 | MICROSOFT CORP | MSFT | 594918104 | $728.4K | 0.27% | 1,953 | SH |
| 36 | ALPHABET INC | GOOGL | 02079K305 | $721.6K | 0.27% | 2,019 | SH |
| 37 | DEERE & CO | DE | 244199105 | $560.4K | 0.21% | 883 | SH |
| 38 | STATE STREET | SPYV | 78464A508 | $504.6K | 0.19% | 8,300 | SH |
| 39 | GLOBAL X | AIQ | 37954Y632 | $438.2K | 0.16% | 6,678 | SH |
| 40 | ISHARES CORE | HDV | 46429B663 | $434.2K | 0.16% | 15,840 | SH |
| 41 | ISHARES S&P | IVE | 464287408 | $433.5K | 0.16% | 1,909 | SH |
| 42 | WALMART INC | WMT | 931142103 | $412.3K | 0.15% | 3,640 | SH |
| 43 | STATE STREET | XLK | 81369Y803 | $398.6K | 0.15% | 2,092 | SH |
| 44 | FIRST TRUST | TDIV | 33738R118 | $325.2K | 0.12% | 2,830 | SH |
| 45 | ABBVIE INC | ABBV | 00287Y109 | $312.6K | 0.12% | 1,242 | SH |
| 46 | FIRST TRUST | GFEB | 33740U737 | $286.3K | 0.11% | 6,503 | SH |
| 47 | WELLS FARGO | WFC | 949746101 | $284.5K | 0.11% | 3,442 | SH |
| 48 | ISHARES SILVER | SLV | 46428Q109 | $282.2K | 0.11% | 5,277 | SH |
| 49 | INVESCO S&P | RSP | 46137V357 | $270.0K | 0.10% | 1,269 | SH |
| 50 | INVESCO CEF | PCEF | 46138E404 | $262.5K | 0.10% | 12,924 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-24 | $267.5M | 57 | 0002072075-26-000022 |
| 2026-03-31 | 2026-05-01 | $230.9M | 56 | 0002072075-26-000006 |
| 2025-12-31 | 2026-02-27 | $232.0M | 294 | 0002039088-26-000001 |
WEST DES MOINES, IA 50266