Top Institutional Investors

Principia Wealth Advisory, LLC — 13F Holdings & Portfolio

CIK 2041436 · latest 13F-HR filed 2026-08-26

Backtest portfolio

Principia Wealth Advisory, LLC manages $200.9M in 13F-reported U.S. long-equity assets across 1,065 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are QQQM (11.96%), BKLC (7.35%), VEA (5.75%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 51 new positions and exited 34; 669 existing positions rose in reported value and 261 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$200.9M

Long-equity book

Holdings
1,065

Distinct positions

Period
2026-06-30

Filed 2026-08-26

Q/Q Activity
+51 / −34 / ↑669 / ↓261

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
QQQM12.0% · -0%BKLC7.4% · +3%VEA5.8% · -18%QQQ5.3% · +21698%EYPT4.6% · +3%VWO3.7% · +2%PDBC3.5% · +189%VCIT3.0% · -21%SCYB2.9% · -1%SPTM2.8% · -3%IAU2.3% · +29%DBMF2.3% · +33%OCUL2.2% · +8%SCHK2.1% · +1092%FLLA2.0% · newVEU2.0% · -20%SCHD1.9% · -23%CTA1.8% · +47%XLE1.7% · +37%EMXC1.6% · -11%EMB1.5% · +4%PICK1.4% · -14%SCHQ1.3% · -37%TIP1.2% · +21%GOAU1.2% · +6%SCHA1.1% · -0%TOTL1.0% · +17%IBIT1.0% · +389%USRT1.0% · +9%MP1.0% · +15%FLJP1.0% · +5%VGK0.6% · +5%TBIL0.6% · +29%SLV0.5% · -3%USAR0.5% · -8%AAPL0.5% · +13%PFGC0.5% · +64577%BSV0.4% · -3%SHV0.4% · -12%UUUU0.4% · +20%VGSH0.3% · -3%MSFT0.3% · +20%VBR0.3% · -11%FNDX0.3% · -3%DBND0.3% · +7%SIVR0.3% · +0%GOOGL0.3% · +7%PRF0.3% · -0%VTIP0.3% · +4%VPLS0.2% · +4%NVDA0.2% · -6%INFL0.2% · +4%GDX0.2% · 0%VYM0.2% · -2%PNW0.2% · +1%ITOT0.2% · -2%INCM0.2% · -1%KMI0.2% · +1%TMB0.2% · -3%CGDV0.2% · +1%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 51%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 31, 2026.

Assets Under Management
$225.0M
Discretionary
$225.0M
Employees
5
Accounts
737
Address
13355 NOEL RD. STE 1100
DALLAS, TX 75240
Phone
(214) 775-0899
Website
Mailing Address
13355 NOEL RD. STE 1100, DALLAS, TX, 75240
Name Title / Status Ownership Type
PLAUTZ, AARON, JOSEPH ControlPRESIDENT AND CHIEF COMPLIANCE OFFICER
since Jan 2010
75% or moreIndividual
WINNINGHAM, ANDREW, WPARTNER AND LEAD ADVISOR
since Jan 2023
5–10%Individual
Ownership & leadership changes · 2 filings with changes since Nov 15, 2022

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 31, 2026 filing
  • ChangedWINNINGHAM, ANDREW, W · ownership Less than 5% → 5–10%
Mar 28, 2023 filing
  • AddedWINNINGHAM, ANDREW, W · PARTNER AND LEAD ADVISOR · Less than 5%
Nov 15, 2022 filing (earliest on record)
  • ListedPLAUTZ, AARON, JOSEPH · PRESIDENT AND CHIEF COMPLIANCE OFFICER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Principia Wealth Advisory, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 INVESCO NASDAQ 100 ETF QQQM 46138G649 $24.0M 11.96% 970,826 SH
2 BNY MELLON US LARGE CAP CORE EQUITY ETF BKLC 09661T107 $14.8M 7.35% 102,922 SH
3 VANGUARD FTSE DEVELOPED MARKETS ETF VEA 921943858 $11.5M 5.75% 162,058 SH
4 INVESCO QQQ TRUST SERIES I QQQ 46090E103 $10.6M 5.27% 14,387 SH
5 EYEPOINT INC COM NEW EYPT 30233G209 $9.3M 4.63% 649,944 SH
6 VANGUARD FTSE EMERGING MARKETS ETF VWO 922042858 $7.3M 3.64% 122,484 SH
7 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETF PDBC 46090F100 $7.1M 3.52% 444,974 SH
8 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF VCIT 92206C870 $6.1M 3.03% 73,506 SH
9 SCHWAB HIGH YIELD BOND ETF SCYB 808524631 $5.8M 2.90% 222,455 SH
10 STATE STREET SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF SPTM 78464A805 $5.5M 2.76% 61,110 SH
11 ISHARES GOLD TRUST IAU 464285204 $4.7M 2.34% 62,189 SH
12 IMGP DBI MANAGED FUTURES STRATEGY ETF DBMF 53700T827 $4.6M 2.31% 151,459 SH
13 OCULAR THERAPEUTIX INC COM OCUL 67576A100 $4.3M 2.15% 440,618 SH
14 Schwab 1000 Index SCHK 808524722 $4.2M 2.09% 116,446 SH
15 FRANKLIN FTSE LATIN AMERICA ETF FLLA 35473P561 $4.1M 2.03% 154,159 SH
16 VANGUARD FTSE ALL-WORLD EX-US INDEX FUND VEU 922042775 $4.0M 1.99% 47,765 SH
17 SCHWAB US DIVIDEND EQUITY ETF SCHD 808524797 $3.7M 1.86% 117,965 SH
18 SIMPLIFY MANAGED FUTURES STRATEGY ETF CTA 82889N699 $3.6M 1.81% 140,243 SH
19 STATE STREET ENERGY SELECT SECTOR SPDR ETF XLE 81369Y506 $3.4M 1.70% 64,427 SH
20 ISHARES MSCI EMERGING MARKETS EX CHINA ETF EMXC 46434G764 $3.2M 1.58% 31,119 SH
21 ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF EMB 464288281 $3.0M 1.50% 31,305 SH
22 ISHARES MSCI GLOBAL METALS & MINING PRODUCERS ETF PICK 46434G848 $2.8M 1.40% 48,196 SH
23 SCHWAB LONG-TERM U.S. TREASURY ETF SCHQ 808524680 $2.6M 1.29% 82,622 SH
24 ISHARES TIPS BOND ETF TIP 464287176 $2.4M 1.20% 21,982 SH
25 U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF GOAU 26922A719 $2.4M 1.18% 63,636 SH
26 SCHWAB U.S. SMALL-CAP ETF SCHA 808524607 $2.1M 1.06% 58,746 SH
27 STATE STREET DOUBLELINE TOTAL RETURN TACTICAL ETF TOTL 78467V848 $2.1M 1.04% 52,765 SH
28 ISHARES BITCOIN TRUST ETF IBIT 46438F101 $2.0M 0.99% 59,798 SH
29 ISHARES CORE U.S. REIT ETF USRT 464288521 $2.0M 0.99% 29,851 SH
30 MP MATERIALS CORP COM CL A MP 553368101 $2.0M 0.98% 35,164 SH
31 FRANKLIN FTSE JAPAN ETF FLJP 35473P744 $1.9M 0.96% 48,506 SH
32 VANGUARD FTSE EUROPE ETF VGK 922042874 $1.2M 0.57% 13,036 SH
33 F/M US TREASURY 3 MONTH BILL FUND TBIL 74933W452 $1.1M 0.57% 23,058 SH
34 ISHARES SILVER TRUST SLV 46428Q109 $1.1M 0.54% 20,309 SH
35 USA RARE EARTH INC COM USAR 91733P107 $1.1M 0.52% 48,906 SH
36 APPLE INC COM AAPL 037833100 $970.9K 0.48% 3,355 SH
37 PERFORMANCE FOOD GROUP CO COM PFGC 71377A103 $939.9K 0.47% 8,408 SH
38 ROPER TECHNOLOGIES INC COM Put ROP 776696956 $927.9K 0.46% 8,300 SH
39 VANGUARD SHORT-TERM BOND ETF BSV 921937827 $870.3K 0.43% 11,170 SH
40 ISHARES TRUST ISHARES 0-1 YEAR TREASURY BOND ETF SHV 464288679 $843.3K 0.42% 7,642 SH
41 ENERGY FUELS INC COM NEW UUUU 292671708 $788.5K 0.39% 54,368 SH
42 VANGUARD SHORT-TERM TREASURY ETF VGSH 92206C102 $682.2K 0.34% 11,722 SH
43 MICROSOFT CORP COM MSFT 594918104 $625.9K 0.31% 1,678 SH
44 VANGUARD MORNINGSTAR SMALL-CAP VALUE ETF VBR 922908611 $591.1K 0.29% 2,432 SH
45 Schwab Fundamental US Large Cap Index FNDX 808524771 $569.2K 0.28% 18,301 SH
46 DOUBLELINE OPPORTUNISTIC CORE BOND ETF DBND 25861R105 $564.3K 0.28% 12,378 SH
47 ABRDN PHYSICAL SILVER SHARES ETF SIVR 003264108 $535.7K 0.27% 9,528 SH
48 ALPHABET INC CAP STK CL A GOOGL 02079K305 $520.7K 0.26% 1,457 SH
49 INVESCO RAFI US 1000 ETF PRF 46137V613 $516.5K 0.26% 9,559 SH
50 VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF VTIP 922020805 $504.3K 0.25% 10,040 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-26 $200.9M 1,065 0002041436-26-000005
2026-03-31 2026-08-26 $176.6M 1,047 0002041436-26-000004
2025-12-31 2026-02-10 $159.9M 1,015 0002041436-26-000002
2025-09-30 2026-02-10 $145.0M 968 0002041436-26-000001
Filer Information
Address
13355 NOEL ROAD
SUITE 1100
DALLAS, TX 75240
Phone
(214) 775-0899
Filing Manager
Principia Wealth Advisory, LLC
DALLAS, TX
Signatory
Aaron J. Plautz
Chief Compliance Officer