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SMART Wealth LLC — 13F Holdings & Portfolio

CIK 2044723 · latest 13F-HR filed 2026-08-06

Backtest portfolio

SMART Wealth LLC manages $464.0M in 13F-reported U.S. long-equity assets across 222 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are BILZ (6.25%), NVDA (3.29%), IVV (2.32%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 56 new positions and exited 41; 74 existing positions rose in reported value and 71 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$464.0M

Long-equity book

Holdings
222

Distinct positions

Period
2026-06-30

Filed 2026-08-06

Q/Q Activity
+56 / −41 / ↑74 / ↓71

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
BILZ6.3% · +88%NVDA3.3% · +0%IVV2.3% · +135%SPY2.1% · +942%SGRT1.9% · +114%REAI1.9% · newRDVY1.8% · -11%JEPI1.7% · +32%SPMO1.6% · +1734%XLSR1.5% · newALLW1.4% · +100%SPDW1.4% · newEALT1.3% · -11%VGIT1.3% · +50%SIXD1.3% · newQBUF1.2% · -14%ONEZ1.2% · +59%WDC1.1% · +21%MU1.1% · -32%BRK.B1.1% · -16%DHDG1.1% · -11%FBCG1.1% · newFJUL1.0% · -19%FJAN1.0% · -19%MAYT1.0% · newIEMG1.0% · +153%DYNF1.0% · +188%SCNM1.0% · -7%SPEM0.9% · newGLD0.9% · +9%VGSH0.9% · +98%DJAN0.9% · -22%VOO0.9% · -56%AAPL0.9% · -16%SPYM0.8% · +42%AMLP0.8% · -9%CIEN0.8% · newSSCP0.8% · newIVW0.8% · +145%LMUB0.8% · +152%SMCP0.7% · newFMTM0.7% · newDECT0.7% · -16%MUB0.7% · +43%VNQ0.7% · -16%FGD0.7% · -11%GRID0.7% · newEFV0.7% · +122%DIV0.7% · -9%VGLT0.6% · -6%SCCO0.6% · +368%JUNT0.6% · newDELL0.6% · newLITE0.6% · +74%QDEC0.6% · -37%QJUN0.6% · -35%EFG0.6% · +119%PSLV0.6% · -3%QSPT0.5% · +18%QMAR0.5% · +18%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 24.5%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Aug 31, 2026.

Assets Under Management
$686.4M
Discretionary
$668.3M
Employees
41
Accounts
3,660
Address
13815 FNB PARKWAY, SUITE 400
OMAHA, NE 68154
Phone
(402) 369-7777
Website
Name Title / Status Ownership Type
BROOKS, DAVID, ANDREW ControlCHIEF EXECUTIVE OFFICER
since Oct 2020
75% or moreIndividual
CHEATLE, JOSHUA, Turner ControlCHIEF COMPLIANCE OFFICER
since Sep 2026
Less than 5%Individual
Ownership & leadership changes · 4 filings with changes since Aug 24, 2021

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Aug 31, 2026 filing
  • No longer listedBrooks, Louis, Rutherford · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Sep 2022
  • AddedCHEATLE, JOSHUA, Turner · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Apr 25, 2023 filing
  • No longer listedLecia, Mizener, Nicole · CHIEF OPERATIONS OFFICER · Less than 5% · control person · listed since Nov 2022
Jan 27, 2023 filing
  • AddedLecia, Mizener, Nicole · CHIEF OPERATIONS OFFICER · Less than 5% · control person
Sep 29, 2022 filing
  • No longer listedHIGGINS, ROSEANN · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Aug 2021
  • AddedBrooks, Louis, Rutherford · CHIEF COMPLIANCE OFFICER · Less than 5%
Aug 24, 2021 filing (earliest on record)
  • ListedBROOKS, DAVID, ANDREW · CHIEF EXECUTIVE OFFICER · 75% or more · control person
  • ListedHIGGINS, ROSEANN · CHIEF COMPLIANCE OFFICER · Less than 5%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

SMART Wealth LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 PIMCO ETF TR BILZ 72201R577 $29.0M 6.25% 287,474 SH
2 NVIDIA CORPORATION NVDA 67066G104 $15.3M 3.29% 76,294 SH
3 ISHARES TR IVV 464287200 $10.8M 2.32% 14,406 SH
4 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $9.8M 2.11% 13,093 SH
5 TIDAL TRUST I SGRT 886365105 $9.0M 1.94% 240,266 SH
6 TIDAL TRUST I STRN 886364116 $8.8M 1.90% 306,434 SH
7 FIRST TR EXCHANGE TRADED FD RDVY 33738R506 $8.4M 1.80% 103,047 SH
8 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $8.1M 1.74% 143,327 SH
9 INVESCO EXCH TRADED FD TR II SPMO 46138E339 $7.4M 1.60% 45,954 SH
10 SSGA ACTIVE TR XLSR 78470P408 $7.1M 1.53% 109,367 SH
11 SSGA ACTIVE TR ALLW 78470P630 $6.4M 1.37% 216,960 SH
12 SPDR INDEX SHS FDS SPDW 78463X889 $6.3M 1.36% 125,434 SH
13 INNOVATOR ETFS TRUST EALT 45783Y475 $6.0M 1.30% 167,620 SH
14 VANGUARD SCOTTSDALE FDS VGIT 92206C706 $6.0M 1.29% 101,787 SH
15 AIM ETF PRODUCTS TRUST SIXD 00888H646 $5.9M 1.26% 189,841 SH
16 INNOVATOR ETFS TRUST QBUF 45783Y160 $5.5M 1.19% 179,444 SH
17 ELEVATION SERIES TRUST ONEZ 210322608 $5.4M 1.16% 195,065 SH
18 WESTERN DIGITAL CORP WDC 958102105 $5.2M 1.13% 8,197 SH
19 MICRON TECHNOLOGY INC MU 595112103 $5.2M 1.13% 4,530 SH
20 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $5.1M 1.11% 10,258 SH
21 FIRST TR EXCHNG TRADED FD VI DHDG 33740U547 $5.1M 1.10% 139,786 SH
22 FIDELITY COVINGTON TRUST FBCG 316092352 $4.9M 1.06% 79,452 SH
23 FIRST TR EXCHNG TRADED FD VI FJUL 33740U208 $4.8M 1.04% 80,703 SH
24 FIRST TR EXCHNG TRADED FD VI FJAN 33740F623 $4.8M 1.03% 87,156 SH
25 AIM ETF PRODUCTS TRUST MAYT 00888H760 $4.8M 1.02% 121,864 SH
26 ISHARES INC IEMG 46434G103 $4.7M 1.01% 56,698 SH
27 BLACKROCK ETF TRUST DYNF 09290C103 $4.5M 0.98% 66,537 SH
28 STERLING CAP FDS SCNM 85917K470 $4.5M 0.96% 177,111 SH
29 SPDR INDEX SHS FDS SPEM 78463X509 $4.4M 0.95% 84,793 SH
30 SPDR GOLD TR GLD 78463V107 $4.3M 0.93% 11,746 SH
31 VANGUARD SCOTTSDALE FDS VGSH 92206C102 $4.2M 0.90% 71,824 SH
32 FIRST TR EXCHNG TRADED FD VI DJAN 33740F631 $4.1M 0.89% 90,896 SH
33 VANGUARD INDEX FDS VOO 922908363 $4.1M 0.88% 5,943 SH
34 APPLE INC AAPL 037833100 $4.0M 0.86% 13,782 SH
35 SPDR SERIES TRUST SPYM 78464A854 $3.9M 0.85% 44,687 SH
36 ALPS ETF TR AMLP 00162Q452 $3.8M 0.83% 74,141 SH
37 CIENA CORP CIEN 171779309 $3.7M 0.80% 7,558 SH
38 TIDAL TRUST I SSCP 88634W603 $3.6M 0.77% 137,533 SH
39 ISHARES TR IVW 464287309 $3.5M 0.76% 25,649 SH
40 ISHARES TR LMUB 46438G448 $3.5M 0.76% 68,464 SH
41 TIDAL TRUST I SMCP 88634W702 $3.5M 0.75% 139,030 SH
42 EA SERIES TRUST FMTM 02072Q762 $3.4M 0.74% 78,391 SH
43 AIM ETF PRODUCTS TRUST DECT 00888H836 $3.4M 0.73% 86,727 SH
44 ISHARES TR MUB 464288414 $3.4M 0.73% 31,597 SH
45 VANGUARD INDEX FDS VNQ 922908553 $3.2M 0.69% 33,365 SH
46 FIRST TR EXCHANGE-TRADED FD FGD 33734X200 $3.2M 0.69% 99,371 SH
47 FIRST TR EXCHANGE-TRADED FD GRID 33737A108 $3.1M 0.68% 16,384 SH
48 ISHARES TR EFV 464288877 $3.1M 0.67% 40,479 SH
49 GLOBAL X FDS DIV 37950E291 $3.1M 0.66% 161,278 SH
50 VANGUARD SCOTTSDALE FDS VGLT 92206C847 $3.0M 0.64% 54,045 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-06 $464.0M 222 0001214659-26-009678
2026-03-31 2026-04-23 $341.5M 207 0001214659-26-004993
2025-12-31 2026-01-26 $328.0M 188 0001214659-26-000820
Filer Information
Address
13815 FNB PARKWAY
SUITE 400
OMAHA, NE 68154
Phone
(402) 369-7777
Filing Manager
SMART Wealth LLC
Omaha, NE
Signatory
Lou Brooks
GC & CCO