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HICKS CAPITAL MANAGEMENT LLC — 13F Holdings & Portfolio

CIK 2062978 · latest 13F-HR filed 2026-04-16

Backtest portfolio

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$100.0M

Long-equity book

Holdings

37

Distinct positions

Period

2026-03-31

Filed 2026-04-16

Q/Q Activity

+5 / −1 / ↑5 / ↓10

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • FIDELITY MUNICIPAL BOND OPPORTUNITIES ETF$1.1M +216.0%
  • AVANTIS EMERGING MARKETS EQUITY ETF$157.8K +9.4%
  • J P MORGAN EXCHANGE TRADED FD INCOME ETF$139.6K +24.3%
  • ISHARES SELECT DIVIDEND ETF$135.1K +7.7%
  • THORNBURG INCM BUILDER OPP TR COM$13.4K +5.2%
Show all 5 →

Top Trims

  • FIDELITY BLUE CHIP GROWTH ETF-$1.1M -36.1%
  • JPMORGAN CHASE &CO. COM-$423.8K -9.0%
  • EA SERIES TRUST STRIVE ENHANCED-$402.6K -42.5%
  • J P MORGAN EXCHANGE TRADED FD ULTRA SHRT INC-$275.3K -33.7%
  • FIDELITY FUNDAMENTAL LARGE CAP GROWTH ETF-$208.7K -7.8%
Show all 10 →

New Positions

  • JP MORGAN ETF TRUST ACTIVE BOND ETF$893.8K
  • FIDELITY ENHANCED LARGE CAP GROWTH ETF$722.5K
  • J P MORGAN EXCHANGE TRADED FD MUNICIPAL ETF$554.4K
  • FRANKLIN TEMPLETON ETF TR FRANKLIN DYN MUN$478.2K
  • BLUE OWL TECHNOLOGY FIN CORP COMMON STOCK$195.7K
Show all 5 →

Exited Positions

  • VANECK ETF TRUST$141.8K
Show all 1 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES CORE S&P 500 ETF IVV 464287200 $29.0M 29.00% 44,377 SH
2 FIDELITY TOTAL BOND ETF FBND 316188309 $11.5M 11.50% 251,985 SH
3 FIDELITY ENHANCED INTERNATIONAL ETF FENI 31609A404 $10.0M 10.00% 268,744 SH
4 ISHARES CORE S&P MID-CAP ETF IJH 464287507 $6.5M 6.54% 96,883 SH
5 JPMORGAN CHASE &CO. COM JPM 46625H100 $4.3M 4.31% 14,641 SH
6 ISHARES CORE S&P SMALL-CAP E IJR 464287804 $3.0M 3.05% 24,525 SH
7 VANGUARD WHITEHALL FDS HIGH DIV YLD VYM 921946406 $2.8M 2.81% 18,950 SH
8 FIDELITY FUNDAMENTAL LARGE CAP GROWTH ETF FFLG 316092337 $2.5M 2.46% 88,599 SH
9 VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG 921908844 $2.4M 2.40% 11,179 SH
10 ISHARES S&P 500 GROWTH ETF IVW 464287309 $2.3M 2.29% 20,248 SH
11 ISHARES TR MSCI USA MIN VOL USMV 46429B697 $2.2M 2.18% 23,539 SH
12 FIDELITY BLUE CHIP GROWTH ETF FBCG 316092352 $1.9M 1.89% 37,798 SH
13 ISHARES SELECT DIVIDEND ETF DVY 464287168 $1.9M 1.88% 12,420 SH
14 AVANTIS EMERGING MARKETS EQUITY ETF AVEM 025072604 $1.8M 1.83% 22,728 SH
15 FIDELITY MUNICIPAL BOND OPPORTUNITIES ETF FMUB 316188853 $1.7M 1.68% 33,100 SH
16 ISHARES TRUST CORE MSCI EAFE ETF IEFA 46432F842 $1.6M 1.57% 17,343 SH
17 PUTNAM ETF TRUST FOCUSED LAR CAP PVAL 746729300 $1.5M 1.54% 33,220 SH
18 FIDELITY SML MID MLTFCT FSMD 316092527 $1.4M 1.36% 30,409 SH
19 VANGUARD SCOTTSDALE FUNDS LONG-TERM TREASURY ETF VGLT 92206C847 $1.0M 1.04% 18,805 SH
20 JP MORGAN ETF TRUST HEDGED EQUITY LADDERED OVERLAY ETF HELO 46654Q724 $981.5K 0.98% 15,358 SH
21 JP MORGAN ETF TRUST ACTIVE BOND ETF JBND 46654Q716 $893.8K 0.89% 16,622 SH
22 PACER FDS TR US CASH COWS 100 COWZ 69374H881 $858.3K 0.86% 13,720 SH
23 FIFTH THIRD BANCORP FITB 316773100 $770.6K 0.77% 16,587 SH
24 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL SPLV 46138E354 $763.1K 0.76% 10,433 SH
25 DIMENSIONAL ETF TRUST US SUSTAINABILTY DFSU 25434V716 $756.5K 0.76% 18,410 SH
26 FIDELITY ENHANCED LARGE CAP GROWTH ETF FELG 31609A305 $722.5K 0.72% 19,271 SH
27 J P MORGAN EXCHANGE TRADED FD INCOME ETF JPIE 46641Q159 $713.1K 0.71% 15,478 SH
28 J P MORGAN EXCHANGE TRADED FD MUNICIPAL ETF JMUB 46641Q647 $554.4K 0.55% 11,090 SH
29 EA SERIES TRUST STRIVE ENHANCED BUXX 02072L441 $544.1K 0.54% 26,877 SH
30 J P MORGAN EXCHANGE TRADED FD ULTRA SHRT INC JPST 46641Q837 $541.9K 0.54% 10,708 SH
31 PGIM ETF TR ACTV HY BD ETF PHYL 69344A206 $493.2K 0.49% 14,241 SH
32 FRANKLIN TEMPLETON ETF TR FRANKLIN DYN MUN FLMI 35473P868 $478.2K 0.48% 19,291 SH
33 CAPITAL GROUP GROWTH ETF CGGR 14020G101 $408.9K 0.41% 10,175 SH
34 FARMERS &MERCHANTS BANCORP IN COM FMAO 30779N105 $372.5K 0.37% 14,513 SH
35 FIDELITY FUNDAMENTAL SMALL-MID CAP ETF FFSM 316092295 $330.6K 0.33% 10,348 SH
36 THORNBURG INCM BUILDER OPP TR COM TBLD 885213108 $271.8K 0.27% 12,856 SH
37 BLUE OWL TECHNOLOGY FIN CORP COMMON STOCK OTF 095924106 $195.7K 0.20% 15,791 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-04-16 $100.0M 37 0002062978-26-000003
2025-12-31 2026-02-05 $99.3M 33 0002062978-26-000001