HICKS CAPITAL MANAGEMENT LLC — 13F Holdings & Portfolio
CIK 2062978 · latest 13F-HR filed 2026-10-20
HICKS CAPITAL MANAGEMENT LLC manages $122.0M in 13F-reported U.S. long-equity assets across 39 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are IVV (27.29%), FBND (9.91%), FENI (8.82%).
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-10-20
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 70.4%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Jun 15, 2026.
COLUMBUS, OH 43219
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| CASH, LINDA, MAE Control | CHIEF COMPLIANCE OFFICER since Apr 2013 | Less than 5% | Individual |
| HICKS, TIMOTHY, D Control | MANAGING MEMBER since Sep 2011 | 75% or more | Individual |
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
HICKS CAPITAL MANAGEMENT LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IVV | 464287200 | $33.3M | 27.29% | 44,445 | SH |
| 2 | FIDELITY MERRIMACK STR TR | FBND | 316188309 | $12.1M | 9.91% | 265,775 | SH |
| 3 | FIDELITY COVINGTON TRUST | FENI | 31609A404 | $10.8M | 8.82% | 268,093 | SH |
| 4 | ISHARES TR | IJH | 464287507 | $7.4M | 6.07% | 95,978 | SH |
| 5 | VANGUARD INDEX FDS | VUG | 922908736 | $4.9M | 3.99% | 56,564 | SH |
| 6 | JPMORGAN CHASE &CO | JPM | 46625H100 | $4.8M | 3.97% | 14,802 | SH |
| 7 | ISHARES TR | IJR | 464287804 | $3.7M | 3.04% | 24,981 | SH |
| 8 | FIDELITY COVINGTON TRUST | FFLG | 316092337 | $3.1M | 2.51% | 88,301 | SH |
| 9 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $3.0M | 2.45% | 18,897 | SH |
| 10 | FIDELITY COVINGTON TRUST | FESM | 31609A206 | $2.9M | 2.38% | 60,222 | SH |
| 11 | ISHARES TR | IVW | 464287309 | $2.8M | 2.28% | 20,244 | SH |
| 12 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $2.6M | 2.17% | 11,179 | SH |
| 13 | FIDELITY MERRIMACK STR TR | FMUB | 316188853 | $2.6M | 2.10% | 49,866 | SH |
| 14 | FIDELITY COVINGTON TRUST | FBCG | 316092352 | $2.5M | 2.06% | 40,495 | SH |
| 15 | ISHARES TR | USMV | 46429B697 | $2.3M | 1.87% | 23,588 | SH |
| 16 | AMERICAN CENTY ETF TR | AVEM | 025072604 | $2.3M | 1.85% | 23,347 | SH |
| 17 | ISHARES TR | DVY | 464287168 | $2.0M | 1.63% | 12,710 | SH |
| 18 | ISHARES TR | IWF | 464287614 | $1.9M | 1.55% | 15,256 | SH |
| 19 | ISHARES TR | IEFA | 46432F842 | $1.7M | 1.39% | 17,608 | SH |
| 20 | PUTNAM ETF TRUST | PVAL | 746729300 | $1.7M | 1.39% | 33,326 | SH |
| 21 | FIDELITY COVINGTON TRUST | FSMD | 316092527 | $1.6M | 1.27% | 29,341 | SH |
| 22 | FRANKLIN TEMPLETON ETF TR | FLMI | 35473P868 | $1.1M | 0.89% | 43,031 | SH |
| 23 | VANGUARD SCOTTSDALE FDS | VGLT | 92206C847 | $1.1M | 0.87% | 19,231 | SH |
| 24 | J P MORGAN EXCHANGE TRADED F | HELO | 46654Q724 | $986.1K | 0.81% | 14,592 | SH |
| 25 | FIFTH THIRD BANCORP | FITB | 316773100 | $935.2K | 0.77% | 16,590 | SH |
| 26 | J P MORGAN EXCHANGE TRADED F | JBND | 46654Q716 | $907.4K | 0.74% | 16,960 | SH |
| 27 | FIDELITY COVINGTON TRUST | FELG | 31609A305 | $873.8K | 0.72% | 19,973 | SH |
| 28 | DIMENSIONAL ETF TRUST | DFSU | 25434V716 | $858.5K | 0.70% | 18,410 | SH |
| 29 | PACER FDS TR | COWZ | 69374H881 | $852.4K | 0.70% | 13,704 | SH |
| 30 | INVESCO EXCH TRADED FD TR II | SPLV | 46138E354 | $781.7K | 0.64% | 10,437 | SH |
| 31 | J P MORGAN EXCHANGE TRADED F | JMUB | 46641Q647 | $617.8K | 0.51% | 12,196 | SH |
| 32 | CAPITAL GROUP GROWTH ETF | CGGR | 14020G101 | $531.4K | 0.44% | 11,259 | SH |
| 33 | J P MORGAN EXCHANGE TRADED F | JPST | 46641Q837 | $526.7K | 0.43% | 10,415 | SH |
| 34 | EA SERIES TRUST | BUXX | 02072L441 | $512.4K | 0.42% | 25,317 | SH |
| 35 | FARMERS &MERCHANTS BANCORP | FMAO | 30779N105 | $443.8K | 0.36% | 14,513 | SH |
| 36 | PGIM ETF TR | PHYL | 69344A206 | $432.4K | 0.35% | 12,398 | SH |
| 37 | ISHARES TR | HDV | 46429B663 | $371.4K | 0.30% | 13,550 | SH |
| 38 | THORNBURG INCM BUILDER OPP T | TBLD | 885213108 | $283.7K | 0.23% | 12,856 | SH |
| 39 | VANECK ETF TRUST | BIZD | 92189F411 | $131.5K | 0.11% | 10,386 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-20 | $122.0M | 39 | 0002062978-26-000006 |
| 2026-06-30 | 2026-07-23 | $122.0M | 39 | 0002062978-26-000005 |
| 2026-03-31 | 2026-04-16 | $100.0M | 37 | 0002062978-26-000003 |
| 2025-12-31 | 2026-02-05 | $99.3M | 33 | 0002062978-26-000001 |
COLUMBUS, OH 43219