CFG Wealth Management Services, Inc. — 13F Holdings & Portfolio
CIK 2133547 · latest 13F-HR filed 2026-05-07
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$110.2M
Long-equity book
Holdings
152
Distinct positions
Period
2026-03-31
Filed 2026-05-07
Q/Q Activity
+34 / −39 / ↑28 / ↓19
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- SCHWAB U.S. AGGREGATE BOND ETF$668.5K +5.1%
- INVESCO S&P 500 LOW VOLATILITY ETF$383.7K +5.8%
- HARROW INC$339.1K +427.2%
- ISHARES IBONDS DEC 2035 TERM CORPORATE ETF$193.8K +33.6%
- INVESCO BULLETSHARES 2035 CORPORATE BOND ETF$191.8K +33.3%
Top Trims
- STATE STREET SPDR BLOOMBERG 1-3 MONTH T-BILL ETF-$1.0M -36.8%
- SCHWAB U.S. LARGE-CAP GROWTH ETF-$485.5K -11.0%
- KURA SUSHI USA INC CLASS A-$313.9K -60.0%
- TRANSOCEAN LTD F-$104.8K -51.3%
- ISHARES RUSSELL 1000 GROWTH ETF-$75.4K -9.9%
New Positions
- TRANSMEDICS GROUP INC$466.1K
- US TREASUR NT 4.5 11/33UST NOTE DUE 11/15/33$204.2K
- US TREASU NT 3.875 12/32UST NOTE DUE 12/31/32$147.8K
- US TREASU NT 3.875 08/33UST NOTE DUE 08/15/33$147.3K
- US TREASUR NT 3.75 02/33UST NOTE DUE 02/28/33$146.6K
Exited Positions
- INVESTMENT MANAGERS SER TR II TRADR 2X LONG UPSTDAILY ETF$148.5K
- US TREASURY 3.125 11/28UST BOND DUE 11/15/28$148.3K
- THE REALREAL INC$142.0K
- AMPHENOL CORP NEW CLASS CLASS A$140.1K
- BANK MONTREAL QUE MICROSECTORS GOLD MINERS3X INVERSE LEVERAGED ETN$127.2K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SCHWAB U.S. AGGREGATE BOND ETF | SCHZ | 808524839 | $13.7M | 12.46% | 572,537 | SH |
| 2 | SCHWAB INTERNATIONAL EQUITY ETF | SCHF | 808524805 | $9.1M | 8.22% | 369,134 | SH |
| 3 | SCHWAB U.S. BROAD MARKETETF | SCHB | 808524102 | $7.9M | 7.17% | 313,533 | SH |
| 4 | INVESCO S&P 500 LOW VOLATILITY ETF | SPLV | 46138E354 | $7.1M | 6.40% | 94,664 | SH |
| 5 | VANGUARD TOTAL BOND MARKET INDEX FUND ETF SHARES | BND | 921937835 | $6.6M | 5.95% | 84,729 | SH |
| 6 | SCHWAB HIGH YIELD BOND ETF | SCYB | 808524631 | $6.0M | 5.40% | 228,118 | SH |
| 7 | SCHWAB EMERGING MARKETS EQUITY ETF | SCHE | 808524706 | $5.3M | 4.78% | 159,767 | SH |
| 8 | SCHWAB SHORT-TERM U.S. TREASURY ETF | SCHO | 808524862 | $5.0M | 4.51% | 206,470 | SH |
| 9 | SCHWAB U.S. SMALL-CAP ETF | SCHA | 808524607 | $4.4M | 3.98% | 154,452 | SH |
| 10 | SCHWAB U.S. LARGE-CAP VALUE ETF | SCHV | 808524409 | $4.4M | 3.96% | 143,142 | SH |
| 11 | SCHWAB U.S. MID-CAP ETF | SCHM | 808524508 | $4.3M | 3.91% | 140,332 | SH |
| 12 | SCHWAB U.S. LARGE-CAP GROWTH ETF | SCHG | 808524300 | $3.9M | 3.55% | 134,418 | SH |
| 13 | SPDR BLOOMBERG INTERNATIONAL CORPORATE BOND ETF | IBND | 78464A151 | $3.6M | 3.25% | 116,282 | SH |
| 14 | SPDR BLOOMBERG SHORT TERM INTERNATIONAL TREASURY BOND ETF | BWZ | 78464A334 | $3.1M | 2.80% | 113,466 | SH |
| 15 | ISHARES CORE U.S. AGGREGATE BOND ETF | AGG | 464287226 | $2.5M | 2.24% | 24,838 | SH |
| 16 | INVESCO S&P INTERNATIONAL DEVELOPED LOW VOLATILITY ETF | IDLV | 46138E230 | $2.2M | 1.98% | 63,897 | SH |
| 17 | STATE STREET SPDR BLOOMBERG 1-3 MONTH T-BILL ETF | BIL | 78468R663 | $1.8M | 1.63% | 19,617 | SH |
| 18 | SPDR BLOOMBERG INTERNATIONAL TREASURY BOND ETF | BWX | 78464A516 | $1.7M | 1.53% | 74,567 | SH |
| 19 | ISHARES MSCI EAFE MIN VOL FACTOR ETF | EFAV | 46429B689 | $996.6K | 0.90% | 10,991 | SH |
| 20 | SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF | SCHC | 808524888 | $953.4K | 0.87% | 20,676 | SH |
| 21 | ISHARES IBONDS DEC 2035 TERM CORPORATE ETF | IBCA | 46438G372 | $770.3K | 0.70% | 30,042 | SH |
| 22 | INVESCO BULLETSHARES 2035 CORPORATE BOND ETF | BSCZ | 46139W759 | $768.3K | 0.70% | 37,440 | SH |
| 23 | ISHARES RUSSELL 2000 GROWTH ETF | IWO | 464287648 | $760.7K | 0.69% | 2,424 | SH |
| 24 | ISHARES RUSSELL 1000 GROWTH ETF | IWF | 464287614 | $685.2K | 0.62% | 1,607 | SH |
| 25 | ISHARES RUSSELL 2000 VALUE ETF | IWN | 464287630 | $662.8K | 0.60% | 3,193 | SH |
| 26 | VANGUARD SHORT-TERM TREASURY INDEX FUND ETF SHARES | VGSH | 92206C102 | $629.1K | 0.57% | 10,746 | SH |
| 27 | ISHARES MSCI EAFE ETF | EFA | 464287465 | $573.7K | 0.52% | 6,056 | SH |
| 28 | TRANSMEDICS GROUP INC | TMDX | 89377M109 | $466.1K | 0.42% | 4,689 | SH |
| 29 | HARROW INC | HROW | 415858109 | $418.5K | 0.38% | 11,868 | SH |
| 30 | ISHARES MSCI EMERGING MARKETS ETF | EEM | 464287234 | $405.3K | 0.37% | 7,349 | SH |
| 31 | ISHARES CORE INTERNATIONAL AGGREGATE BOND ETF | IAGG | 46435G672 | $392.0K | 0.36% | 7,916 | SH |
| 32 | ISHARES RUSSELL 1000 VALUE ETF | IWD | 464287598 | $326.3K | 0.30% | 1,527 | SH |
| 33 | STATE STREET MY2035 CORPORATE BOND ETF | MYCO | 78470P614 | $284.8K | 0.26% | 11,600 | SH |
| 34 | ISHARES RUSSELL 3000 ETF | IWV | 464287689 | $278.8K | 0.25% | 813 | SH |
| 35 | KURA SUSHI USA INC CLASS A | KRUS | 501270102 | $209.4K | 0.19% | 3,000 | SH |
| 36 | US TREASUR NT 4.5 11/33UST NOTE DUE 11/15/33 | — | 91282CJJ1 | $204.2K | 0.19% | 200,000 | SH |
| 37 | US TREASU NT 3.875 08/32UST NOTE DUE 08/31/32 | — | 91282CNW7 | $197.5K | 0.18% | 200,000 | SH |
| 38 | ISHARES CORE S&P SMALL-CAP ETF | IJR | 464287804 | $167.3K | 0.15% | 1,346 | SH |
| 39 | ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | LQD | 464287242 | $167.3K | 0.15% | 1,535 | SH |
| 40 | ISHARES 0-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | SLQD | 46434V100 | $161.6K | 0.15% | 3,200 | SH |
| 41 | US TREASU NT 4.375 01/32UST NOTE DUE 01/31/32 | — | 91282CMK4 | $152.6K | 0.14% | 150,000 | SH |
| 42 | US TREASU NT 4.125 08/30UST NOTE DUE 08/31/30 | — | 91282CHW4 | $151.2K | 0.14% | 150,000 | SH |
| 43 | US TREASU NT 4.125 03/31UST NOTE DUE 03/31/31 | — | 91282CKF7 | $151.1K | 0.14% | 150,000 | SH |
| 44 | US TREASU NT 4.125 03/32UST NOTE DUE 03/31/32 | — | 91282CMT5 | $150.5K | 0.14% | 150,000 | SH |
| 45 | US TREASU NT 4.125 05/32UST NOTE DUE 05/31/32 | — | 91282CNF4 | $150.4K | 0.14% | 150,000 | SH |
| 46 | US TREASUR NT 4 01/31UST NOTE DUE 01/31/31 | — | 91282CJX0 | $150.3K | 0.14% | 150,000 | SH |
| 47 | US TREASU NT 3.875 11/29UST NOTE DUE 11/30/29 | — | 91282CFY2 | $150.0K | 0.14% | 150,000 | SH |
| 48 | US TREASU NT 3.875 12/29UST NOTE DUE 12/31/29 | — | 91282CGB1 | $149.9K | 0.14% | 150,000 | SH |
| 49 | US TREASUR NT 4 07/32UST NOTE DUE 07/31/32 | — | 91282CNR8 | $149.3K | 0.14% | 150,000 | SH |
| 50 | US TREASUR NT 3.75 06/30UST NOTE DUE 06/30/30 | — | 91282CHJ3 | $149.1K | 0.14% | 150,000 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-07 | $110.2M | 152 | 0002133547-26-000002 |
| 2025-12-31 | 2026-05-07 | $109.7M | 157 | 0002133547-26-000001 |