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AMERICAN FINANCIAL & TAX STRATEGIES INC — 13F Holdings & Portfolio

CIK 911927 · latest 13F-HR filed 2026-10-16

Backtest portfolio

AMERICAN FINANCIAL & TAX STRATEGIES INC manages $217.2M in 13F-reported U.S. long-equity assets across 101 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are XSOE (5.19%), BNDX (5.08%), VONG (4.54%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 1 new position and exited 2; 13 existing positions rose in reported value and 38 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$217.2M

Long-equity book

Holdings
101

Distinct positions

Period
2026-09-30

Filed 2026-10-16

Q/Q Activity
+1 / −2 / ↑13 / ↓38

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
XSOE5.2% · -1%BNDX5.1% · +1%VONG4.5% · +1%SPYV3.9% · +1%MGK3.4% · -5%COWZ3.4% · +0%SPYG3.1% · -0%QHY3.0% · -0%COMB2.8% · -1%SPLV2.6% · -1%FREL2.5% · -0%VTEB2.4% · -2%ILCG2.2% · -1%VIGI2.2% · +0%HDV2.2% · -0%VWOB2.1% · -1%BND1.9% · +1%FNDF1.8% · +0%ICOW1.8% · -2%SCHV1.7% · -0%VBK1.6% · -2%VOE1.6% · -0%VBR1.6% · -0%VOT1.5% · -2%BCI1.4% · -4%HRSK1.3% · 0%EFG1.3% · 0%FLBL1.3% · 0%FLMI1.2% · -4%AGGY1.2% · -0%SLYG1.1% · -0%CALF1.1% · -3%SCZ1.0% · -0%EFV1.0% · -0%BSV1.0% · 0%IJT1.0% · -1%VIOV0.9% · 0%SCHC0.9% · +2%MDYG0.8% · +1%XOM0.8% · -1%CSCO0.8% · 0%PZT0.7% · 0%XLB0.7% · 0%SPEM0.7% · 0%AAPL0.6% · -0%IWF0.6% · 0%BAR0.6% · +2%MDYV0.6% · -2%VNQ0.6% · 0%SLYV0.6% · 0%AMZN0.5% · -1%LQD0.5% · -0%PM0.5% · 0%HAUZ0.5% · +4%IVOV0.4% · -2%IAGG0.4% · 0%IDHQ0.4% · -7%VWO0.4% · 0%MO0.3% · 0%VTWG0.3% · -11%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 37.1%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jan 20, 2026.

Assets Under Management
$279.4M
Discretionary
$279.4M
Employees
1
Accounts
584
Address
1650 BROADWAY
SUITE 1405
NEW YORK, NY 10019
Phone
(212) 315-0345
Website
Name Title / Status Ownership Type
BRAGLIA, ROBERT, JAMES ControlPRESIDENT/CHIEF COMPLIANCE OFFICER
since Oct 1992
75% or moreIndividual

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 13 →

Top Trims

Show all 38 →

New Positions

Show all 1 →

Exited Positions

Show all 2 →

AMERICAN FINANCIAL & TAX STRATEGIES INC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 WISDOMTREE TR XSOE 97717X578 $11.3M 5.19% 240,859 SH
2 VANGUARD CHARLOTTE FDS BNDX 92203J407 $11.0M 5.08% 235,363 SH
3 VANGUARD SCOTTSDALE FDS VONG 92206C680 $9.9M 4.54% 76,494 SH
4 SPDR SERIES TRUST SPYV 78464A508 $8.5M 3.89% 138,306 SH
5 VANGUARD WORLD FD MGK 921910816 $7.5M 3.44% 80,597 SH
6 PACER FDS TR COWZ 69374H881 $7.4M 3.40% 110,514 SH
7 SPDR SERIES TRUST SPYG 78464A409 $6.7M 3.08% 54,430 SH
8 WISDOMTREE TR QHY 97717X172 $6.6M 3.03% 148,929 SH
9 GRANITESHARES ETF TR COMB 38747R108 $6.1M 2.80% 218,224 SH
10 INVESCO EXCH TRADED FD TR II SPLV 46138E354 $5.7M 2.62% 80,829 SH
11 FIDELITY COVINGTON TRUST FREL 316092857 $5.4M 2.49% 198,976 SH
12 VANGUARD MUN BD FDS VTEB 922907746 $5.3M 2.44% 111,715 SH
13 ISHARES TR ILCG 464287119 $4.9M 2.24% 41,530 SH
14 VANGUARD WHITEHALL FDS VIGI 921946810 $4.7M 2.18% 50,042 SH
15 ISHARES TR HDV 46429B663 $4.7M 2.15% 167,196 SH
16 VANGUARD WHITEHALL FDS VWOB 921946885 $4.6M 2.14% 73,593 SH
17 VANGUARD BD INDEX FDS BND 921937835 $4.1M 1.89% 58,482 SH
18 SCHWAB STRATEGIC TR FNDF 808524755 $3.9M 1.81% 73,308 SH
19 PACER FDS TR ICOW 69374H873 $3.9M 1.78% 92,119 SH
20 SCHWAB STRATEGIC TR SCHV 808524409 $3.6M 1.68% 109,501 SH
21 VANGUARD INDEX FDS VBK 922908595 $3.5M 1.62% 10,432 SH
22 VANGUARD INDEX FDS VOE 922908512 $3.5M 1.59% 17,660 SH
23 VANGUARD INDEX FDS VBR 922908611 $3.4M 1.58% 14,847 SH
24 VANGUARD INDEX FDS VOT 922908538 $3.2M 1.49% 11,110 SH
25 ABRDN ETFS BCI 003261104 $3.0M 1.38% 116,298 SH
26 NORTHERN LIGHTS FD TR HRSK 66538J241 $2.9M 1.34% 115,450 SH
27 ISHARES TR EFG 464288885 $2.8M 1.29% 23,452 SH
28 FRANKLIN TEMPLETON ETF TR FLBL 35473P595 $2.8M 1.27% 119,785 SH
29 FRANKLIN TEMPLETON ETF TR FLMI 35473P868 $2.6M 1.21% 112,434 SH
30 WISDOMTREE TR AGGY 97717X511 $2.6M 1.21% 63,627 SH
31 SPDR SERIES TRUST SLYG 78464A201 $2.4M 1.10% 22,416 SH
32 PACER FDS TR CALF 69374H857 $2.3M 1.07% 43,812 SH
33 ISHARES TR SCZ 464288273 $2.3M 1.04% 26,836 SH
34 ISHARES TR EFV 464288877 $2.2M 1.02% 27,930 SH
35 VANGUARD BD INDEX FDS BSV 921937827 $2.1M 0.97% 27,606 SH
36 ISHARES TR IJT 464287887 $2.1M 0.96% 13,014 SH
37 VANGUARD ADMIRAL FDS INC VIOV 921932778 $2.0M 0.90% 17,848 SH
38 SCHWAB STRATEGIC TR SCHC 808524888 $1.9M 0.86% 37,392 SH
39 SPDR SERIES TRUST MDYG 78464A821 $1.8M 0.83% 17,348 SH
40 EXXONMOBIL HOLDINGS CORP XOM 30233Q108 $1.7M 0.79% 10,485 SH
41 CISCO SYS INC CSCO 17275R102 $1.7M 0.76% 15,381 SH
42 INVESCO EXCH TRADED FD TR II PZT 46138E529 $1.6M 0.73% 76,674 SH
43 SELECT SECTOR SPDR TR XLB 81369Y100 $1.5M 0.69% 30,654 SH
44 SPDR INDEX SHS FDS SPEM 78463X509 $1.5M 0.68% 28,392 SH
45 APPLE INC AAPL 037833100 $1.4M 0.63% 4,134 SH
46 ISHARES TR IWF 464287614 $1.4M 0.62% 10,832 SH
47 GRANITESHARES GOLD TR BAR 38748G101 $1.3M 0.60% 31,903 SH
48 SPDR SERIES TRUST MDYV 78464A839 $1.3M 0.58% 14,302 SH
49 VANGUARD INDEX FDS VNQ 922908553 $1.2M 0.57% 13,701 SH
50 SPDR SERIES TRUST SLYV 78464A300 $1.2M 0.56% 11,890 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-16 $217.2M 101 0000911927-26-000005
2026-06-30 2026-08-07 $221.3M 102 0000911927-26-000003
2026-03-31 2026-05-06 $205.8M 97 0000911927-26-000002
2025-12-31 2026-01-30 $200.7M 97 0000911927-26-000001
Filer Information
Address
1650 BROADWAY
SUITE 1405
NEW YORK, NY 10019
Phone
(212) 315-0345
Filing Manager
AMERICAN FINANCIAL & TAX STRATEGIES INC
NEW YORK, NY
Signatory
Robert Braglia
President & CCO