JAYHAWK CAPITAL MANAGEMENT, L.L.C.

CIK 1002078 · last filed 2012-05-16

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$15.40M

Companies

1

Total Filings

17

Lifetime Open-Market Net

-$32.35M

Filer Profile

Reported Address
13021 W 74TH ST
SHAWNEE, KS 66216
Phone
(913) 642-2611
State of Incorporation
DE
Formerly Known As
JAYHAWK CAPITAL MANAGEMENT LLC (1996–2009)
Related Filers
KENT C MCCARTHY — 69 joint filings, latest 2015-01-21
JAYHAWK PRIVATE EQUITY FUND L P — 35 joint filings, latest 2012-11-02
JAYHAWK PRIVATE EQUITY GP, L.P. — 35 joint filings, latest 2012-11-02
JAYHAWK PRIVATE EQUITY GP II, L.P. — 34 joint filings, latest 2015-01-21
JAYHAWK PRIVATE EQUITY, LLC — 34 joint filings, latest 2015-01-21
Jayhawk Private Equity Co Invest Fund LP — 34 joint filings, latest 2012-11-02
JCF CO LF, L.P. — 33 joint filings, latest 2015-01-21
JAYHAWK PRIVATE EQUITY FUND II LP — 27 joint filings, latest 2014-12-10
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LXU 10%+ Owner 1,330,211 $11.58 $15.40M -$32.35M 12 2007-10-22

Recent Filings · Page 2 of 2

17 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2007-09-27 LXU Sell (S) −27,300 -$670.5K EDGAR
2007-09-24 LXU Sell (S) −394,732 -$9.30M EDGAR
2007-08-23 LXU Conv (C) +671,046 $0 EDGAR
2007-08-16 LXU Conv (C) +671,046 $0 EDGAR
2007-04-18 LXU Conv (C) +141,040 $0 EDGAR
2007-03-26 LXU Other (J) +1,242,090 $0 EDGAR
2007-01-04 LXU Mixed $0 EDGAR
Showing 1117 of 17
Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.