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STEPHEN A ROELL

CIK 1012282 · Chairman & CEO · last filed 2013-11-04

STEPHEN A ROELL is a Chairman & CEO who has filed 27 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for JCI, was dated Nov 4, 2013. Across all open-market trades the lifetime net is −$38.7M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $97.4M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$97.37M

Companies

1

Total Filings

27

Lifetime Open-Market Net

-$38.72M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
JCI Chairman & CEO 693,212 $140.46 $97.37M -$38.72M 27 2013-11-04

Recent Filings

27 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-11-04 JCI Mixed — $0 EDGAR
2013-10-08 JCI Mixed −9,651 $0 EDGAR
2013-08-02 JCI Mixed — -$9.78M EDGAR
2013-05-13 JCI Mixed −5,565 -$7.24M EDGAR
2012-11-02 JCI Mixed — $0 EDGAR
2012-10-10 JCI Mixed −3,200 $0 EDGAR
2011-11-28 JCI Gift (G) −4,850 $0 EDGAR
2011-11-28 JCI Mixed −29,942 -$933.3K EDGAR
2011-11-28 JCI Sell (S) −45,058 -$1.46M EDGAR
2011-11-09 JCI Sell (S) −45,048 -$1.46M EDGAR
Showing 1–10 of 27
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.