RICHARD K LUBIN

CIK 1034025 · last filed 2023-04-06

RICHARD K LUBIN is a corporate insider who has filed 7 SEC Form 4 insider transactions across 1 company since 2021. The most recent filing, for PTLO, was dated Apr 6, 2023. Current disclosed insider exposure totals $25.8M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$25.75M

Companies

1

Total Filings

7

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
PTLO	Director	5,940,540	$4.33	$25.75M	$0	7	2023-04-06

Recent Filings

7 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2023-04-06	PTLO	Mixed	−151,759	-$3.16M	EDGAR
2023-03-14	PTLO	Disp (D)	−2,080,584	-$43.80M	EDGAR
2022-11-21	PTLO	Disp (D)	−2,080,584	-$47.21M	EDGAR
2022-09-15	PTLO	Disp (D)	−17,284	-$393.0K	EDGAR
2022-08-18	PTLO	Disp (D)	−2,080,584	-$47.31M	EDGAR
2022-01-20	PTLO	Grant (A)	+8,131	$0	EDGAR
2021-10-27	PTLO	Disp (D)	−790,763	-$14.83M	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.