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PATRICK T ORTIZ

CIK 1042954 · SVP, GEN COUNSEL & SECY · last filed 2009-12-23

PATRICK T ORTIZ is a SVP, GEN COUNSEL & SECY who has filed 87 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for PNM, was dated Dec 23, 2009. Current disclosed insider exposure totals $2.9M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.93M

Companies

2

Total Filings

87

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TXNM ENERGY INC (PNM) Delisted SVP, GEN COUNSEL & SECY 57,460 $41.77 $2.40M $0 46 2009-12-23
TXNM SR VP, GEN COUNSEL 50,287 $58.30 $2.93M $0 41 2008-05-14

Recent Filings

87 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2009-12-23 TXNM ENERGY INC (PNM) Delisted Grant (A) — $0 EDGAR
2009-12-09 TXNM ENERGY INC (PNM) Delisted Grant (A) — $0 EDGAR
2009-11-25 TXNM ENERGY INC (PNM) Delisted Grant (A) — $0 EDGAR
2009-11-12 TXNM ENERGY INC (PNM) Delisted Grant (A) — $0 EDGAR
2009-10-28 TXNM ENERGY INC (PNM) Delisted Grant (A) — $0 EDGAR
2009-10-14 TXNM ENERGY INC (PNM) Delisted Grant (A) — $0 EDGAR
2009-09-30 TXNM ENERGY INC (PNM) Delisted Grant (A) — $0 EDGAR
2009-09-16 TXNM ENERGY INC (PNM) Delisted Grant (A) — $0 EDGAR
2009-09-02 TXNM ENERGY INC (PNM) Delisted Grant (A) — $0 EDGAR
2009-08-19 TXNM ENERGY INC (PNM) Delisted Grant (A) — $0 EDGAR
Showing 1–10 of 87
Page 1 of 9
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.