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JEFFRY E STERBA

CIK 1042959 · President and CEO · last filed 2014-02-27

JEFFRY E STERBA is a President and CEO who has filed 82 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing shows the insider had shares withheld for taxes covering $84.9K of AWK on Feb 27, 2014. Across all open-market trades the lifetime net is −$350.4K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $6.8M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$6.79M

Companies

3

Total Filings

82

Lifetime Open-Market Net

-$350.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AWK President and CEO 52,258 $130.00 $6.79M $109.3K 11 2014-02-27
TXNM ENERGY INC (PNM) Delisted Director 237,360 $41.77 $9.91M -$337.0K 30 2011-05-18
TXNM ENERGY INC (PNMpA) Delisted CHMN, PRES AND CEO 172,864 — — -$122.7K 41 2008-05-14

Recent Filings

82 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2014-02-27 AWK Tax (F) −2,008 -$84.9K EDGAR
2014-02-24 AWK Mixed +7,705 -$52.1K EDGAR
2014-01-27 AWK Mixed +26,074 -$806.0K EDGAR
2013-02-25 AWK Grant (A) +9,506 $0 EDGAR
2013-01-25 AWK Mixed +13,123 -$266.6K EDGAR
2012-04-04 AWK Grant (A) — $0 EDGAR
2012-02-28 AWK Grant (A) — $0 EDGAR
2011-05-18 TXNM ENERGY INC (PNM) Delisted Grant (A) +3,468 $0 EDGAR
2011-03-21 TXNM ENERGY INC (PNM) Delisted Sell (S) −8,500 -$121.9K EDGAR
2011-02-28 AWK Grant (A) — $0 EDGAR
Showing 1–10 of 82
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.