JEFFRY E STERBA
CIK 1042959 · President and CEO · last filed 2014-02-27
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$6.79M
Companies
3
Total Filings
82
Lifetime Open-Market Net
-$350.4K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AWK | President and CEO | 52,258 | $130.00 | $6.79M | $109.3K | 11 | 2014-02-27 |
| TXNM ENERGY INC (PNM) Delisted | Director | 237,360 | $41.77 | $9.91M | -$337.0K | 30 | 2011-05-18 |
| TXNM ENERGY INC (PNMpA) Delisted | CHMN, PRES AND CEO | 172,864 | — | — | -$122.7K | 41 | 2008-05-14 |
Recent Filings · Page 3 of 9
82 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2009-05-21 | TXNM ENERGY INC (PNM) Delisted | Grant (A) | +10,000 | $0 | EDGAR |
| 2009-02-25 | TXNM ENERGY INC (PNM) Delisted | Sell (S) | −11,700 | -$80.7K | EDGAR |
| 2009-02-18 | TXNM ENERGY INC (PNM) Delisted | Grant (A) | +20,000 | $0 | EDGAR |
| 2009-02-11 | TXNM ENERGY INC (PNM) Delisted | Exer (M) | +10,171 | $86.8K | EDGAR |
| 2008-12-24 | TXNM ENERGY INC (PNM) Delisted | Grant (A) | — | $0 | EDGAR |
| 2008-12-11 | TXNM ENERGY INC (PNM) Delisted | Grant (A) | — | $0 | EDGAR |
| 2008-12-09 | TXNM ENERGY INC (PNM) Delisted | Grant (A) | — | $0 | EDGAR |
| 2008-11-26 | TXNM ENERGY INC (PNM) Delisted | Grant (A) | — | $0 | EDGAR |
| 2008-11-12 | TXNM ENERGY INC (PNM) Delisted | Grant (A) | — | $0 | EDGAR |
| 2008-10-30 | TXNM ENERGY INC (PNM) Delisted | Grant (A) | — | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.