JEFFRY E STERBA

CIK 1042959 · President and CEO · last filed 2014-02-27

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$6.88M

Companies

3

Total Filings

82

Lifetime Open-Market Net

-$350.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AWK President and CEO 52,258 $131.72 $6.88M $109.3K 11 2014-02-27
TXNM ENERGY INC (PNM) Delisted Director 237,360 $41.77 $9.91M -$337.0K 30 2011-05-18
TXNM ENERGY INC (PNMpA) Delisted CHMN, PRES AND CEO 172,864 -$122.7K 41 2008-05-14

Recent Filings · Page 8 of 9

82 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2007-05-30 TXNM ENERGY INC (PNMpA) Delisted Grant (A) $0 EDGAR
2007-05-16 TXNM ENERGY INC (PNMpA) Delisted Grant (A) $0 EDGAR
2007-05-02 TXNM ENERGY INC (PNMpA) Delisted Grant (A) $0 EDGAR
2007-04-18 TXNM ENERGY INC (PNMpA) Delisted Grant (A) $0 EDGAR
2007-04-05 TXNM ENERGY INC (PNMpA) Delisted Grant (A) $0 EDGAR
2007-03-22 TXNM ENERGY INC (PNMpA) Delisted Grant (A) $0 EDGAR
2007-03-08 TXNM ENERGY INC (PNMpA) Delisted Grant (A) $0 EDGAR
2007-02-22 TXNM ENERGY INC (PNMpA) Delisted Grant (A) $0 EDGAR
2007-02-20 TXNM ENERGY INC (PNMpA) Delisted Grant (A) +39,960 $303.8K EDGAR
2007-02-08 TXNM ENERGY INC (PNMpA) Delisted Grant (A) $0 EDGAR
Showing 7180 of 82
Page 8 of 9
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.