RICHARD E DAUCH
CIK 1045567 · Co-Fdr & Executive Chairman · last filed 2013-05-31
RICHARD E DAUCH is a Co-Fdr & Executive Chairman who has filed 29 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider exercised options covering $454.9K of AXL on May 31, 2013. Across all open-market trades the lifetime net is −$28.8M, making them a net seller over the disclosed history.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$0
1
29
-$28.75M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Dauch Corp (AXL) Delisted | Co-Fdr & Executive Chairman | 6,507,240 | $9.15 | $59.54M | -$28.75M | 29 | 2013-05-31 |
Recent Filings
29 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-05-31 | Dauch Corp (AXL) Delisted | Exer (M) | +49,500 | $454.9K | EDGAR |
| 2012-09-05 | Dauch Corp (AXL) Delisted | Grant (A) | +559,266 | $0 | EDGAR |
| 2012-06-01 | Dauch Corp (AXL) Delisted | Mixed | +68,211 | $0 | EDGAR |
| 2012-02-07 | Dauch Corp (AXL) Delisted | Exer (M) | +49,500 | $139.1K | EDGAR |
| 2012-01-10 | Dauch Corp (AXL) Delisted | Tax (F) | −6,714 | -$76.5K | EDGAR |
| 2011-03-16 | Dauch Corp (AXL) Delisted | Exer (M) | +49,500 | $499.0K | EDGAR |
| 2011-03-03 | Dauch Corp (AXL) Delisted | Sell (S) | −209,000 | -$2.79M | EDGAR |
| 2011-02-22 | Dauch Corp (AXL) Delisted | Exer (M) | +151,500 | $1.16M | EDGAR |
| 2011-02-16 | Dauch Corp (AXL) Delisted | Exer (M) | +240,000 | $2.12M | EDGAR |
| 2011-02-03 | Dauch Corp (AXL) Delisted | Sell (S) | −209,000 | -$3.02M | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.