WILLIAM R THOMAS

CIK 1053587 · President & CEO · last filed 2007-08-20

WILLIAM R THOMAS is a President & CEO who has filed 3 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider bought $605.6K of CSWC on Aug 20, 2007. Across all open-market trades the lifetime net is +$996.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $36.5M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$36.46M

Companies

2

Total Filings

3

Lifetime Open-Market Net

$996.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
CSWC	President & CEO	1,519,796	$23.45	$35.64M	$996.0K	2	2007-08-20
ALG		5,000	$165.04	$825.2K	$0	1	2007-05-29

Recent Filings

3 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2007-08-20	CSWC	Buy (P)	+5,000	$605.6K	EDGAR
2007-05-29	ALG	Exer (M)	+9,000	$125.9K	EDGAR
2007-02-14	CSWC	Mixed	−34,974	$390.4K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.