JOSEPH W CHOW
CIK 1082334 · Executive Vice President · last filed 2013-08-20
JOSEPH W CHOW is an Executive Vice President who has filed 29 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing shows the insider had shares withheld for taxes covering $328.9K of HTGZ on Aug 20, 2013. Across all open-market trades the lifetime net is −$3.6M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $8.6M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$8.56M
3
29
-$3.58M
Holdings By Company
Recent Filings
29 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-08-20 | Hercules Capital, Inc. (HTGZ) Delisted | Tax (F) | −22,418 | -$328.9K | EDGAR |
| 2013-08-09 | Hercules Capital, Inc. (HTGZ) Delisted | Mixed | +5,190 | -$35.1K | EDGAR |
| 2013-08-07 | Hercules Capital, Inc. (HTGZ) Delisted | Grant (A) | +3,445 | $50.0K | EDGAR |
| 2012-08-08 | Hercules Capital, Inc. (HTGZ) Delisted | Grant (A) | +4,528 | $50.0K | EDGAR |
| 2012-03-07 | HTGC | Buy (P) | +5,000 | $52.2K | EDGAR |
| 2011-09-07 | HTGC | Buy (P) | +5,000 | $43.4K | EDGAR |
| 2011-07-07 | HTGC | Grant (A) | +3,314 | $35.0K | EDGAR |
| 2011-06-03 | HTGC | Grant (A) | +5,000 | $53.0K | EDGAR |
| 2011-05-12 | HTGC | Buy (P) | +5,000 | $51.8K | EDGAR |
| 2010-12-01 | HTGC | Buy (P) | +5,000 | $49.8K | EDGAR |