JOHN A THAIN

CIK 1090355 · Chairman & CEO · last filed 2026-05-05

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$12.87M

Companies

5

Total Filings

147

Lifetime Open-Market Net

$15.42M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
UBER Director 186,876 $68.85 $12.87M $0 40 2026-05-05
CIT GROUP INC (CIT) Delisted Chairman & CEO 574,019 $53.50 $30.71M $3.69M 98 2016-03-17
BANK OF AMERICA CORP /DE/ (IKR) Delisted Pres Glbl Bkg Sec & Wlth Mgmt 764,546 $483.3K 2 2009-01-22
MERRILL LYNCH & CO., INC. (MER) Delisted Chairman & CEO 997,268 $11.25M 4 2008-12-02
NYSE Group, Inc. (NYX) Delisted Chief Executive Officer $0 1 2007-02-06

Recent Filings · Page 15 of 15

147 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2009-01-05 Disp (D) −997,268 $0
2008-12-02 MERRILL LYNCH & CO., INC. (MER) Delisted Tax (F) −43,800 -$496.3K EDGAR
2008-07-31 MERRILL LYNCH & CO., INC. (MER) Delisted Buy (P) +500,000 $11.25M EDGAR
2008-02-04 MERRILL LYNCH & CO., INC. (MER) Delisted Tax (F) −5,235 -$299.2K EDGAR
2007-12-04 MERRILL LYNCH & CO., INC. (MER) Delisted Grant (A) +546,304 $0 EDGAR
2007-04-05 Other (J) −100 $0
2007-02-06 NYSE Group, Inc. (NYX) Delisted Grant (A) $0 EDGAR
Showing 141147 of 147
Page 15 of 15
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.