ALAN BERGSTROM

CIK 1093250 · last filed 2009-08-10

ALAN BERGSTROM is a corporate insider who has filed 7 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for RICK, was dated Aug 10, 2009. Across all open-market trades the lifetime net is −$979.2K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $31.4K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$31.4K

Companies

1

Total Filings

7

Lifetime Open-Market Net

-$979.2K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RICK Director 1,150 $27.34 $31.4K -$979.2K 7 2009-08-10

Recent Filings

7 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2009-08-10 RICK Grant (A) $0 EDGAR
2008-01-07 RICK Mixed −13,550 -$327.1K EDGAR
2008-01-07 RICK Mixed +10,000 -$192.8K EDGAR
2007-12-27 RICK Mixed +10,000 -$192.8K EDGAR
2007-10-22 RICK Gift (G) −300 $0 EDGAR
2007-08-27 RICK Grant (A) $0 EDGAR
2007-02-20 RICK Mixed -$78.1K EDGAR
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.