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J DON BROCK

CIK 1103175 · Chairman · last filed 2015-03-02

J DON BROCK is a Chairman who has filed 74 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider had shares withheld for taxes covering $96.2K of ASTE on Mar 2, 2015. Across all open-market trades the lifetime net is −$5.7M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $125.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$125.30M

Companies

2

Total Filings

74

Lifetime Open-Market Net

-$5.66M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ASTE Chairman 2,051,815 $61.07 $125.30M -$5.66M 66 2015-03-02
DIXIE GROUP INC (DXYN) Delisted Director 54,550 $0.53 $28.9K $0 8 2014-02-11

Recent Filings

74 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-03-02 ASTE Tax (F) −2,250 -$96.2K EDGAR
2015-01-13 ASTE Grant (A) — $0 EDGAR
2014-12-01 ASTE Grant (A) — $0 EDGAR
2014-11-12 ASTE Gift (G) −1,500 $0 EDGAR
2014-10-10 ASTE Grant (A) — $0 EDGAR
2014-09-02 ASTE Grant (A) — $0 EDGAR
2014-07-09 ASTE Grant (A) — $0 EDGAR
2014-03-26 ASTE Grant (A) — $0 EDGAR
2014-03-03 ASTE Tax (F) −2,250 -$91.2K EDGAR
2014-02-28 ASTE Sell (S) −13,000 -$526.9K EDGAR
Showing 1–10 of 74
Page 1 of 8
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.