Home

CHARLES JOSEPH KOCH

CIK 1111888 · last filed 2011-06-27

CHARLES JOSEPH KOCH is a corporate insider who has filed 11 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider sold $116.7K of SAM on Jun 27, 2011. Across all open-market trades the lifetime net is −$116.7K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $3.4M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$3.44M

Companies

1

Total Filings

11

Lifetime Open-Market Net

-$116.7K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SAM Director 19,086 $180.18 $3.44M -$116.7K 11 2011-06-27

Recent Filings

11 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2011-06-27 SAM Sell (S) −1,414 -$116.7K EDGAR
2011-05-26 SAM Grant (A) — $0 EDGAR
2010-11-15 SAM Gift (G) −200 $0 EDGAR
2010-05-27 SAM Grant (A) — $0 EDGAR
2010-03-12 SAM Exer (M) +5,000 $42.8K EDGAR
2010-03-05 SAM Exer (M) +2,500 $20.3K EDGAR
2009-06-03 SAM Grant (A) — $0 EDGAR
2008-05-28 SAM Grant (A) — $0 EDGAR
2007-11-20 SAM Exer (M) +7,500 $73.9K EDGAR
2007-06-01 SAM Grant (A) — $0 EDGAR
Showing 1–10 of 11
Page 1 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.