PETER G HUMPHREY
CIK 1127894 · Former Pres & CEO · last filed 2013-05-09
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$10.21M
Companies
1
Total Filings
38
Lifetime Open-Market Net
-$269.0K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| FISI | Former Pres & CEO | 265,190 | $38.51 | $10.21M | -$269.0K | 38 | 2013-05-09 |
Recent Filings · Page 3 of 4
38 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2010-05-27 | FISI | Sell (S) | −860 | -$15.5K | EDGAR |
| 2010-05-26 | FISI | Sell (S) | −6,320 | -$114.1K | EDGAR |
| 2010-03-12 | FISI | Disp (D) | −24 | $0 | EDGAR |
| 2010-02-25 | FISI | Grant (A) | +12,161 | $0 | EDGAR |
| 2010-01-15 | FISI | Grant (A) | +17,807 | $0 | EDGAR |
| 2009-03-19 | FISI | Disp (D) | −4,800 | $0 | EDGAR |
| 2009-02-26 | FISI | Buy (P) | +3,000 | $12.2K | EDGAR |
| 2009-02-23 | FISI | Buy (P) | +1,000 | $5.0K | EDGAR |
| 2009-02-17 | FISI | Buy (P) | +1,000 | $7.0K | EDGAR |
| 2009-02-11 | FISI | Buy (P) | +1,000 | $7.8K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.